i Investigating the Adoption of Building Information Modeling (BIM) in Design Stage of Construction Projects (Saudi Arabia as a Case Study) By Mo'tasem Najeh Ghanim Supervisors Dr. Ehab Hijazi Dr. Ahmed Saleh This Thesis is Submitted in Partial Fulfillment of the Requirements for the Degree of Master of Engineering Management, Faculty of Graduate Studies, An Najah National University, Nablus, Palestine. 2017 An Najah National University Faculty of Graduate Studies ii Investigating the Adoption of Building Information Modeling (BIM) in Design Stage of Construction Projects (Saudi Arabia as a Case Study) By Mo'tasem Najeh Ghanim This thesis was defended successfully on 11/10/2017 and approved by: Defense Committee Members Signature 1- Dr. Ehab Hijazi / Supervisor ………..……… 2- Dr. Ahmed Saleh / Co-Supervisor ………..……… 3- Dr. Hisham Shkokani / External Examiner ………..……… 4- Dr. Mohammed Abu-Ne‟me / Internal Examiner ………..……… iii Dedication To my father Mother And my special Fiancee iv Acknowledgment I would like to thank Almighty Allah for giving me strength and power to finish this research. I want to thank my supervisors Dr. Ihab Hijazi and Dr. Ahmed Saleh for their continuous attention and coordination. Also, I want to thank Dr. Hikmat Ali for his help at the beginning of this research. v اإلقرار أنا الموقع أدناه مقدم الرسالة التي تحت عنوان: في مرحمة التصميم بحث تطبيق تكنولوجيا نمذجة معمومات المبنى )المممكة العربية السعودية كحالة دراسية( لممشاريع االنشائية Investigating the Adoption of Building Information Modeling (BIM) in Design Stage of Construction Projects (Saudi Arabia as a Case Study) أقر بأن ما اشتممت عميو الرسالة انما ىو نتاج جيدي الخاص باستثناء ما تمت االشارة اليو حيثما ورد وأن ىذه الرسالة ككل أو أي جزء منيا لم يقدم من قبل لنيل أي درجة عممية أو ثية أخرى.بحث عممي لدى أي مؤسسة تعميمية أو بح Declaration The work provided in this thesis, unless otherwise referenced, is the researcher’s own work, and not has been submitted elsewhere for any other degree or qualification. :Mo'tasem Najeh Ghanim Student’s Name اسم الطالب: :Signature …………………………………… التوقيع: :Date 11/10/2017 التاريخ: vi Table of Contents No. Subject Page Dedication iii Acknowledgment vi Declaration v Table of Contents vi List of Tables ix List of Figures x List of Appendices xi List of Abbreviations xii Abstract xiii Chapter One: Introduction 1.1 Overview 1 1.1 Definition of BIM 2 1.1 Facts about Construction Industry in KSA 3 1.1 Design Process 5 1.1 Problem Statement 5 1.1 Research Questions 7 1.7 Significance 7 1.8 Research Methodology 8 1.9 Thesis Structure 9 1.10 Summary 10 Chapter two: Background 11 1.1 Construction Industry and BIM 11 1.1.1 Challenges of the Construction Industry 11 1.1.1 BIM Drivers and BIM as Solution for the Challenges 12 1.1.1 BIM Barriers 17 1.1 Design Process 18 1.1.1 Project’s Delivery Systems 18 1.1.1 Stages of Design 20 1.1.1 Constructability in Design 22 1.1 Documentation process 24 1.1 Qualitative Data Analysis 26 1.1.1 Definition 26 1.1.1 Grounded Theory 27 1.1.1 Qualitative Data Analysis Tools 28 1.1.1 Grounded Theory Procedure 29 1.1 Summary 30 Chapter Three: Methodology 31 1.1 Research Strategy 31 vii No. Subject Page 1.1 Research Flow 32 1.1 Research Tools 34 1.1.1 Semi-structured interviews in case 1 35 1.1.1 Structured interviews 36 1.1 Development of the Interview and Questionnaire 36 1.1.1 Development of case 1 interview’s questions 37 1.1.1 Development of the case 2 questionnaire 39 1.1 Research Sample 40 1.1.1 Case one sample 40 1.1.1 Case two sample 41 1.1 Data Analysis Procedure 42 1.3 Summary 49 Chapter Four: Data Analysis 50 1.1 Introduction 50 1.1 Design Process 50 1.1.1 Design Stages 51 1.1.1.1 Case 1 design stages 51 1.1.1.1 Case 2 design stages 57 1.1.1 Main Design Problems 59 1.1.1.1 Design problems in case 1 60 1.1.1.1 Design problems in case 2 64 1.1.1 Suggestions to enhance the design process 66 1.1 Documentation 69 1.1.1 Documentation method 70 1.1.1 Problems of documentation 73 1.1 Communication 74 1.1.1 Communication method 75 1.1.1 Goals of communication 75 1.1 BIM Adoption 78 78 1.1.1 Technology tools 78 78 1.1.1 Experience with BIM 79 79 1.1.1 Benefits of BIM 79 79 1.1.1 Factors that affect BIM implementation 81 1.1.1.1 Motivators 82 1.1.1.1 Barriers 82 1.1 Summary 85 Chapter Five: Discussion of Results 86 1.1 Introduction 86 1.1 Discussion of Results 87 1.1.1 Design Process Stages 87 viii No. Subject Page 1.1.1.1 Case 1 firm 87 1.1.1.1 Case 2 firm 93 1.1.1 Design Problems 96 1.1.1.1 Design problems in case 1 96 1.1.1.1 Design problems in case 2 101 1.1.1 Documentation Process 102 1.1.1 Communication Process 105 1.1.1 Interviewee’s Suggestions to enhance the design process 107 1.1.1 Building Information Modeling 109 1.1.1.1 Benefits and Potential Benefits of BIM 109 1.1.1.1 Barriers of BIM 114 1.1.1.1 Motivators of BIM 119 1.1 Summary 120 Chapter Six 121 1.1 Conclusion 121 1.1 Research Recommendations 125 1.1 Summary 126 References 127 Appendices 142 ب انًهخص ix List of Tables Table No. Title Page Table 1.1 Six economic cities information, source (SAGIA) 4 Table 2.1 BIM benefits according to different references 15 Table 2.2 Advantages and Disadvantages of DBB delivery system 19 Table 2.3 Advantages & disadvantages of DB delivery system 20 Table 3.1 Case 1 interviewee's profiles 41 Table 3.2 Case 2 respondent's profiles 42 Table 4.1 “Tendering Design” stage in Case1 53 Table 4.2 "Design Modification” stages on case1 55 Table 4.3 Design stages in case 2 59 Table 4.4 Main design problems in case 1 63 Table 4.5 Design problems in case 2 66 Table 4.6 Suggestions to enhance the deign 69 Table 4.7 Documentation method 72 Table 4.8 “Problems of documentation" category interviewee answers 74 Table 4.9 Goals of communication 77 Table 4.10 Benefits of BIM 81 Table 4.11 Barriers of BIM according to case 1 83 Table 4.12 :Barriers of BIM according to case 2 84 Table 5.1 Investigating the benefits of BIM 110 Table 5.2 Barriers of BIM implementation 115 x List of Figures Figure No. Title Page Figure 1.1 BIM benefits at each stage of facility lifecycle (Messner, 2009) 14 Figure 2.2 Highway development Stages 21 Figure 2.3 Representation of grounded theory analysis by K. Punch (2009) 30 Figure 3.1 Research flow diagram 34 Figure 4.1 Design Stages Diagram 56 Figure 4.2 Stages of design in case 2 58 Figure 4.3 Design problems coding frequency 62 Figure 4.4 Suggestions to enhance the design process 68 Figure 4.5 Documentation methods 71 Figure 5.1 Project delivery system in case 1 93 Figure 5.2 Comparison of communication between the client and contractor, Source: Goh et al 114 xi List of Appendices Appendix No. Title Page Appendix (1) Transcript of Taped Interview with Designer from case 1 firm 142 Appendix (2) Transcript of Taped Interview with Consultant from case 1 firm 145 Appendix (3) Case 1 Interviewees Answers 148 Appendix (4) Questionnaire Form for Case 2 firm Employees 166 xii List of Abbreviations BIM Building Information Modeling. AEC Architecture, Engineering and construction. KSA Kingdom of Saudi Arabia. SAGIA Saudi Arabian General Investment Authority UK United Kingdom USA United States of America CAD Computer Aided Design. FM Facility Management. PP Process Protocol. DO Design Offices. AR Augmented Reality. AASHTO American Association of State Highway and Transportation Officials SSD Stopping Sight Distance PSD Passing Sight Distance HR Human Resources MEP Mechanical, Electrical, Plumping GIS Geographic Information Systems QDA Qualitative Data Analysis RIBA Royal Institute of British Architects ROI Return On Investment DBB Design-Bid-Build DB Design-Build CII Construction Industry Institute xiii Investigating the Adoption of Building Information Modeling (BIM) in Design Stage of Construction Projects (Saudi Arabia as a Case Study) By Mo'tasem Najeh Ghanim Supervisors Dr. Ehab Hijazi Dr. Ahmed Saleh Abstract Building information modeling (BIM) is a topic that takes interest of many researchers in the field of construction management around the globe. Further, recently business reports show that BIM is spreading out among the AEC industry firms especially in UK and USA. Thus, predicting the same to be in the Middle East region sounds rational thinking. The aim of this research was to assess the design process of construction projects to identify its main problems and to find out if BIM can overcome these problems and enhance the process of design, for the achievement of this goal Saudi region was chosen as case study considering two different cases, the first case was with construction firm that don’t implement BIM in its design and construction processes, where the second case was with construction and design firm that partially implement BIM in its design processes. Qualitative approach was deployed in data collecting and analysis processes. The data was inductively analyzed using computer software (QDA Miner) based on grounded theory. The data was gathered through xiv two different tools, semi-structured interviews were conducted with the first case’s firm employees, and questionnaire was used with second case’s firm employees as a type of structured interview. The results of data analysis uncovered that the first firm deals with projects following DBB approach such that the firm modifies the designs that come as part of tender’s documents, and the process of modification is very time consuming, in addition, it suffers from too many other problems most of them are managerial problems. On the other hand, the second firm was found following DB approach in its projects, so the firm do the design and construction works. The firm implements BIM partially in the design’s operations specifically in the detailing stage, the stage where the design is transformed into drawing, and the respondents assured that BIM has benefits and save a lot of time and money. However, the process of design at early stages also suffers from many problems like communication problems with the client and the high rate of change orders during the design and construction stages. The research concluded that the design process in construction projects in Saudi region has problems regardless the project’s delivery system, though one of them may be better than the other. Moreover, BIM was found as the proper solution to overcome the design problems in both cases based on case 2 respondent’s observations that clarified the benefits xv of BIM at detailing stage, and the literature review about how BIM can solve each problem of design. However, the implementation of BIM is not that easy, the results stated that BIM implementation has barriers like the cost of implementation and lack of experienced people in BIM. These barriers should be erased to achieve successful BIM experience. Based on the previous findings, the research recommended that BIM implementation should be in the whole process of design to benefit from the full potential privileges of BIM. In addition, the movement toward BIM under the current conditions of Saudi market and the barriers of implementing such technology should be performed gradually. Therefore, it is recommended to start with a prototype project such that controlling the process of implementation and observing the effect of BIM will be easier. 1 Chapter One Introduction 1.1 Overview Construction is one of the largest nation’s industries and plays a powerful role in sustaining economic growth, in addition to improve the quality of life. Therefore, the development of this industry is essential to the nations and people wellbeing. With the technology revolution and the raise of computers, the construction industry was developed simultaneously, starting from papers through the Building Information Modeling (BIM). BIM is a process by which a digital representation of the physical and functional characteristics of a facility are built, analyzed, documented, and assessed virtually, then revised iteratively until the optimal model is documented (Yalcinkaya and Arditi, 2013). The business value analysis is the way to determine the health and wellbeing of the firm in the long run. It’s includes financial, managerial and customers value forms. Each firm seeks for increase its profitability and gains a higher level of customer satisfaction with more fluent managerial processes. However, the construction process flows through several complex stages from the planning stage to the operation, maintenance…etc. which increases the probability of omissions and errors 2 that’s increase the cost and affect the quality of the final products, in other word, affect the value gained by the firm. Here, the question is “Does the BIM improves the value gained by the firms along the value chain of construction industry?” While BIM is rapidly expanding around the globe, there are significant differences between construction companies’ experience with business benefits from BIM in various regions (McGraw Hill, 2014). This study will be conducted on Saudi Arabia as it is one of the largest construction markets in the Middle East (Ventures Middle East, 2011) to find if the applying of BIM is really conservative. 1.2 Definition of BIM BIM has been defined by many authors, but the precise definition has yet to be agreed (Ezcan et al, 2013). Succar (2009a) defined BIM as "a set of interacting policies, processes and technologies" which generating a "methodology to manage the essential building design and project data in digital format throughout the building life-cycle" cited from (Penttila, 2006). Yalcinkaya and Arditi (2013) defined BIM as "process by which a digital representation of the physical and functional characteristics of a facility are built, analyzed, documented and assessed virtually, then revised iteratively until the optimal model is documented". Another definition of BIM was by Underwood and Isikdag (2011); "The information management process throughout the lifecycle of a building which mainly focuses on enabling and facilitating the integrated way of project flow and 3 deliver, by the collaborative use of semantically rich 3D digital building models in all stages of the project and building lifecycle." Al mohannadi et al (2013) cited this definition from Aranda-Mena et al (2009);"a) a software application, b) process for designing and documenting building information, and c) an approach to practice and advance the profession which requires implementation of new policies, contracts, and relationships amongst project stakeholders". The common thing between the previous definitions is that BIM is a digital or virtual representation of the building, also it’s a process that allows managing information of the project throughout its lifecycle in a collaborative and integrated method among the project parties. Where, Succar (2009a) and Aranda-Mena et al (2009) definitions argued that BIM also requires implementation of new polices and regulations to control the process of BIM adoption. Therefore, for the purpose of this study, any of these two definitions can be adopted because it’s more comprehensive than the others. 1.3 Facts about Construction Industry in KSA - The construction sector in the KSA is the largest and fastest growing market in the Arabian Gulf. One quarter of the ongoing projects in the Gulf which is estimated by $1.90 trillion are located in Saudi Arabia (U.S – Saudi Arabian Business Council, 2009). 4 - The Kingdome constructs six economic cities as the following table explains: Table 1.1: Six economic cities information, source (SAGIA). - The construction sector has a great potential for growth, especially the housing sector as the Saudi population rising at rate of 2.50% a year (U.S – Saudi Arabian Business Council, 2009). - According to the expert’s estimates, the Kingdome will spend about $400 billion on large infrastructure projects over the coming five year (U.S – Saudi Arabian Business Council, 2009). Building on the above mentioned facts, the KSA construction market can be considered as rich environment that has a great opportunity to prevent wasting a lot of money considering the amount of investments and 5 the diversity of projects. Such investments should motivate rethinking about the current construction industry processes and how to develop it by deploying innovative tools and processes. Therefore, this study come as a step on the way of developing the processes of construction focusing on the design process. 1.4 Design Process In literature, the construction processes is divided into many stages and phases, for example, RIBA plan of work (2013) divided the construction process into seven phases among them four related to design process. The design processes and its products like models and drawings act as input to the whole construction process. Therefore, it is necessary to evaluate the process of design to find if it has problems or not. According to Vantenn et al (2015) problems in the design process negatively affect the whole project lifecycle in terms of productivity and increasing cost. Moreover, the cost of change at the design stage is low which make it the best stage of project for value realization (Samset, 2008). In the light of this, this research will focus on the design process in the construction process due to its important role in the wellbeing of the whole project lifecycle in terms of cost, time, and quality. 1.5 Problem Statement The traditional view of construction process is that it is a set of subsequent activities that can be managed and processed in ordered linear 6 way. However, the real image is not as it looks like, the frequent failures to complete construction projects on time and budget indicates that the process is neither ordered nor predictable. Examinations reveal that the construction process is complex, nonlinear, and dynamic phenomenon (Bertelsen, 2003). The proposed country-KSA- invests much money in developing the infrastructure of the country. As mentioned earlier, the government intention is to build more seaports, airports, roads and economical cities which will support the economy growth of KSA. However, the main problem faces the construction firms is to finish the projects on time and budget with the desirable quality which decreases the profit margin of these firms and prohibit the plan of development. There are many reasons of wasting time and money, it could be due to design errors, weak project control, ineffective communication, repeated work…etc. Tilley (2005) stated that rework and document insufficiency come as a result of poor management at early stages of design. Since the focus of this research is on design process; the first problem is to identify the current design process and its main problems. The large content of information and the dynamic nature of construction require an efficient tool that can deal with this complexity in a systematic way which saves time, minimizes the cost and effect of change. Since BIM is the proposed tool in this research, investigating the ability of 7 BIM to overcome the design process problem is the second issue that should be figured out in this research. 1.6 Research Questions The construction project passes through many stages and to move from one stage to another, each stage must be finished properly to avoid errors in the next stage. The design stage is one of the important stages in the project lifecycle, for this reason the following questions need to be answered in this research: 1- What are the main stages that design process passes through? 2- What are the main problems that face the designers during the design process? 3- Is the adoption of BIM can overcome the problems of the design process? 4- What are the main barriers of BIM implementation in the construction projects? 1.7 Significance The significance of this study arises from the significance of BIM itself. BIM is argued to be a motivator for change aims to reduce industry fragmentation, enhance its efficiency and effectiveness. Hence, this study will analyze the design process of construction projects and identifies the 8 main problems that face the designers. Moreover, the effects of these problems on the design and the whole lifecycle of project will be identified. Then, the study will investigate if the adoption of BIM is the solution to avoid the design problems through determining the main potentials of BIM. Building on this, the study provides a case study evidence on the efficiency of BIM in enhancing the project’s lifecycle which in turn will support the development of the construction industry and provides a better chance for economy growth. 1.8 Research Methodology In order to answer the research questions, the research should follow a clear and appropriate methodology that fit the research questions. The research could follow two main approaches, quantitative approach like surveys or the qualitative approach like interviews. Roshan and Deeptee (2009) stated that qualitative approach is an exploratory method to collect, analyze and interpret the data captured from human behaviors while quantitative approach collect, analyze and interpret the data captured from numerical patterns. So what is the appropriate approach for this research? The first question is asking about the design process of construction projects in Saudi region which is undefined process, also the second question is asking about the problems that face the designers during the design stage. Thus the research is exploring all of these things, Creswell (2012) and Sauro (2015) discussed that it is better to follow the qualitative approach when the research exploring something not defined well. Also 9 they stated that qualitative research is preferable to understand the context and the environment, so understanding the challenges that face the designers. Moreover the third question is asking about the role of BIM in solving the design process problems and its potential to enhance the facility lifecycle. Using quantitative approach to answer this question requires to deal with firms that already adopted BIM in their process, such that they can provide numerical information about the effect of BIM on the process like providing time estimate to finish the shop drawings using BIM software, number of design revisions before and after using BIM, number of clashes at construction stage before and after BIM adoption..etc. However, the study area is Saudi Arabia and the number of firms that could provide such information is not enough to be considered as representative sample in quantitative research. According to Building Smart survey the BIM adoption in the Gulf region is 25%, and most of those BIM adopter are using it for visualization only. Hence, the qualitative approach is more suitable to derive the required data to answer the research questions from the people mindset. 1.9 Thesis Structure This research consists of six main chapters. The first chapter provides an introduction for the research report. The second chapter shapes a background about the BIM topic from previous researches. In the third chapter, the methodology of this research is explained in details in terms of 10 sampling process, performing interviews and data analysis procedure. The fourth chapter contains the data analysis process and the extracting of results. In addition, chapter five provides a detailed discussion of the research result and the final chapter introduces conclusion and recommendations of the research. 1.10 Summary This chapter provided an overview on the construction industry and its importance with explanation of the image of the construction process in the first section. Further, the chapter gave the definition of BIM from literature in the second section. Then, some facts about the investments of Saudi Arabia was shown in numbers in the third section. The fourth section answered why the research focuses on the design process. In the fifth section the problems that this research concerns about has been discussed. And the sixth section clarified the main questions that this research should answer. The seventh section talked about the significance of this research and what it will add to the construction industry. In addition, in section number eight the research methodology and the reasons of using it have been explained. Finally, the last section provided the structure of this research report. 11 Chapter Two Background 2.1 Construction Industry and BIM The construction process is complex because it requires different parties to deal with each other, those parties could be people, firms or governmental agencies and every one of them has its own way of managing things. Moreover, the process itself passes through different stages and each stage has its own professionals and goals. Hence, due to this interaction and movement from stage to stage, problems could arise and cause wasting of time and money. So, the following section introduce an overview on the challenges of the construction industry and its drivers. 2.1.1 Challenges of the Construction Industry The construction industry faces many difficulties and challenges around the globe. Castro (2009) stated that construction is suffering from cost overruns and low productivity as a result of design changes, communication problems, lack of skilled labors and unexpected site conditions. Latham (1994) and Al Hashash (2014) clarified that construction industry in the UK has problems like weak communication and coordination. According to a study conducted on the Qatari construction industry by Almohannadi et al (2013) delivery on time, delivering high quality 12 products, staying with budget and consistent communication and collaboration are the main challenges of Qatari construction industry. Moreover, the study revealed that the main drivers for these challenges are poor design integration and poor communication. Also, Nader et al (2013) discussed that the reliance on paper-based communication will increase the information fragmentation which leads to communication and coordination problems that delay the project delivery. Likewise, Indian construction industry suffers from difficulties in construction due to the current work system and methodologies which cause waste and negatively impact the project performance (Sawhney and Singhal, 2013). In the light of the above, most problems are caused as a result of weak design integration and design changes, communication and coordination problems and fragmented information. Oscar (1983) and Al- Hashash (2014) stated that ninety percent of problems in site comes as a result of inadequate information. Therefore, this research will concentrate on the design process with a little focus on communication and documentation. 2.1.2 BIM Drivers and BIM as Solution for the Challenges In the previous section the industry challenges have been discussed, and found that the design process problems are main factor for industry problems arising. In literature, the studies show that the construction 13 industry practitioners try to minimize the projects problems by adopting different project managing systems like design-build, integrated project delivery system, design-bid-build…etc. However, this section provides an overview about a proposed solution to overcome the problems of the design process and the whole construction process. The proposed solution is building information modeling (BIM). Building information modeling is a modern concept of managing construction projects which is being more important day by day and it is the focus of developed countries (Ezcan et al, 2013). Almohannadi et al (2013) stated that there is a strong relation between perception of the construction difficulties and the usage of BIM as a method to overcome these difficulties. Likewise, Sawhney and Singhal (2013) stated that top management realization for the potential of BIM is a main driver for BIM implementation. Moreover, they revealed that technology advancement and improving the current work system and methodologies are main drivers for BIM implementation too. So, What BIM can add to the construction industry and to the design process in particular? While the maximum effect of BIM on a project would be in the design phase because of the high chance to affect the cost (Hergunsel, 2011). 14 Messner (2009) provided a summary that shows BIM benefits at each stage of a facility lifecycle. This summary is shown in the following figure: Figure 2.1: BIM benefits at each stage of facility lifecycle (Messner, 2009) The figure concludes that BIM has benefits at all stages of facility lifecycle starting from planning stage up to the operation and maintenance stage. The focus of this study is the design stage, and one of the most important BIM privileges at this stage are better design reviews and design authoring which can be called “Constructability Reviews” – Which will be discussed in the upcoming sections-. Moreover, the figure clarified that BIM has potentials in movement from one stage to another like “3D coordination” which is very important to move from design stage to construction stage. 15 However, the following table summarizes the main benefits of BIM at each stage of a facility lifecycle according to different references: Table 2.1: BIM benefits according to different references Lifecycle Stage BIM Benefits at Each Stage Reference Planning Stage - BIM can provide different scenarios with accurate representation which helps in decision making process and allows for cost and effect comparisons. - BIM allows the integration of models that representing the existing conditions of the project site in 3D form like LiDAR. - BIM is useful for noise mapping by integration of information from BIM models and GIS. - BIM would be helpful for communicating public information and future plans with people. - Autodesk (2015). - Autodesk (2015). - Cheng and Anumba (2015). - Liebech (2013). Design Stage - 3D coordination between different disciplines like MEP in order to detect clashes of design. - BIM can save half of the time and cost that spent using traditional design methods. - BIM helps designer to understand the performance of roadway by trying different traffic volumes against different options of road design. - Scheduling and cost estimation: BIM models can generates time schedules, cost estimates and cash flow reports which is very essential for communication of -Hergunsel (2011). - Yan and Damian (2013). - Autodesk (2015). - Shou et al (2015). - Autodesk (2011). 16 designs with contractor. Also, they are very important for the construction stage management. - BIM provides flexibility in changing the design regardless how many time the data has changed. Construction Stage - BIM can be used for deriving models and information for fabrication purposes. - BIM allows for generating cut and fill models that can be integrated with cutting machines, as a result enhancing the speed and accuracy of work. - BIM models can be used for safety planning of the construction site. - Hergunsel (2011). - Autodesk (2015). - Shou et al (2015). Operation Stage - BIM helps in reducing the human resource at operation stage. - If the BIM model has updated continuously through the construction stage till the end of construction, the final resulting model called “As Built Model” and it can be considered as a record that helps in future maintenance operations. - Facility management activities. - Yan and Damian (2013) and Autodesk (2002). - Autodesk (2015). - Shou et al (2015). Further, the study of Sawhney and Singhal (2013) identified the impact of BIM on the project performance, the results showed high relative enhancement in the design phase like “better design management”, “reduced errors and omissions” and “better coordination of documentation”. Besides that, the study stated that the importance of BIM extends to the construction phase like reduced rework and reducing conflict during construction. 17 Also, Nader et al (2013) discussed that the adoption of BIM will enhance the exchange of information and reduce the waste and inefficient activities. 2.1.3 BIM Barriers As in case of any technology BIM has barriers that prevent the firms from deploying it. According to Almohannadi et al (2013) study, firms do not implement BIM because they “have not asked to use BIM” and “do not have the appropriate people”. While, according to Sawhney and Singhal (2013) the main barriers of BIM are “Mindset of people”, “Lack of skilled workforce”, “Lack of awareness about BIM” and “Cost of implementation”. Nader et al (2013) stated that deployment of BIM should be performed in parallel with employee development and process improvement, also top management should create a clear vision and suitable business environment. Similarly, Ezcan et al (2013) revealed that having a wide national strategy will facilitate the implementation and organizational role should be more efficient. Thus, absence of the national strategy can be considered as a barrier for wide BIM deployment. Moreover, Yan and Damian (2013) concluded that firms have a weak willingness to invest in BIM because its financial benefit not approved by a case studies yet. Also, they claimed that people consider the current technology is enough and they resist to learn new things. 18 2.2 Design Process As mentioned before, this research aims to answer the research questions about the design process and the problems face the designers. Hence, this section will introduce literature review about project delivery systems and its relation with the design process, stages of design, and the constructability of designs. 2.2.1 Project‟s Delivery Systems Construction projects have multiple delivery systems like integrated project delivery system, construction manager, and the commonly known systems design-bid-build (DBB) and design-build (DB) systems. The Construction Industry Institute CII (2002) provided definitions for the last two systems as: - Design-build (DB): in this approach, the owner hires one entity to do both the design and construction works (one contract). Hence, the construction and design start simultaneously. Moreover, construction aspects from different disciplines are integrated in the design such that the coordination and collaboration among the owner and the designers is relatively high. Usually in this approach the design-builder takes the contractual risk. - Design-bid-build (DBB): this is the most common delivery system especially for public projects, where the owner hires a designer to deliver all the required design documents, then the owner performs a bidding process to hire contractor to do the construction works, usually the lowest 19 price is chosen. There is no contractual relationship between the designer and contractor, so the owner takes the risk of missing information and designs. This approach is linear process such that the construction cannot be started till the full design is delivered. Actually, it is the owner responsibility to decide the appropriate delivery system to achieve his goals. Tyson Building Corporation (2005) stated that when the owner selects the delivery system he should consider time available to build the facility, the complexity of the building, available time and expertise od in-house staff, budget constraints and how much the risk that owner willing to assume during the building process. In fact, both systems have advantages and disadvantages, and this was clarified by Fernane (2011) as the following tables illustrate: Table 2.2: Advantages and Disadvantages of DBB delivery system Advantages Disadvantages Owner controls design and construction. Requires significant owner expertise and resources. Design changes easily accommodated prior to start of construction. Shared responsibility for project delivery. Design is complete prior to construction award. Owner at risk to contractor for design errors. Construction cost is fixed at contract award (until Change Orders). Design and construction are sequential, typically resulting in longer schedules. Low bid cost, maximum competition Construction costs unknown until contract award. Relative ease of implementation. No contractor input in design, planning, or value engineering (VE). Owner controls design/construction quality. 20 Table 2.3: Advantages and disadvantages of DB delivery system Advantages Disadvantages Single entity responsible for design and construction. Minimal owner control of both design and construction quality. Construction often starts before design completion, reducing project schedule. Requires a comprehensive and carefully prepared performance specification. Construction cost is known and fixed during design; price certainty. Design changes after construction begins are costly. Transfer of design and construction risk from owner to the DB entity. Potentially conflicting interests as both designer and contractor. Emphasis on cost control. No party is responsible to represent owner’s interests. Requires less owner expertise and resources. Use may be restricted by regulation. However, Change et al (2010) concluded that DB projects provides better performance. Also, Tyson (2005) and CII (2002) study in collaboration with Pennsylvania State University realized that DB projects outperforms DBB projects in terms of cost performance, schedule control, number of change orders and quality of end product with reduced rework. 2.2.2 Stages of Design The focus of this research is on the design process of construction projects, and there are a lot of guides that explain the stages of design whether it is for a building or infrastructure. Hence, this section will provide an example on the stages of design according to the U.S. Department of Transportation guide. The following figure illustrates the stages of highway development as it was mentioned by the U.S. Department of Transportation. 21 Figure 2.2: Highway development Stages They also discussed that the final design features can mostly affected by the first three stages of planning, project development and final design.  Planning stage: At this stage the need for highway or highway improvement is addressed and identified with involvement of the public. Moreover, the effects of the proposed project on the surrounding area should be considered regarding many factors like cost, safety, environmental quality and physical characteristics.  Project development stage: this stage includes refinement of the purposes of the project. Further, alternatives are developed and evaluated regarding its effects on the environment. Also, the major design features is identified at this stage.  Final Design stage: at this stage the plans, estimates and specifications of needed quantities and materials are prepared to be 22 ready for bidding process. At this stage the designers should be aware to be flexible in their designs such that a minor changes to the original concept can be made in order to have a better final product.  Right-of-way and construction stage: At this stage the bedding process is performed and the contractor is selected. As mentioned before, minor changes in design may be necessary, therefore the involvement of the design team at this stage is also necessary. After finishing this stage, the highway will be ready for operation. The U. S. Department of Transportation emphasizes that though these stages are distinct, there is an overlap and coordination among the project parties, including designers, throughout the stages of project development. 2.2.3 Constructability in Design Many studies in literature have discussed the challenges of design process in construction projects. Mendelsohn (1997) and (Anderson et al 1999) discussed that constructability has an essential role in the planning and design phases due to its potential in minimizing changes, disputes and delays at construction stage. (Anderson et al 1995) stated that “constructability is often portrayed as integrating construction knowledge, resources, technology and experience into the engineering and design of a project”. 23 Consequently, performing constructability reviews requires a technology tool that allows integration of different fields of engineering with the ability of discovering clashes and omissions, and reinforce all of that with high quality representation of a facility. Unlike the traditional 2D CAD tools, BIM tools can provides a perfect environment to perform constructability reviews for the designs. However, (Anderson et al 1999) have performed a study to find out the reasons of weak constructability in highway project’s designs considering design firms and construction firm’s points of view. The reasons concluded by the study are: Design Firms Observations 1. Inadequate coordination of designs, plans, and specifications. 2. Lack of experience and knowledge. 3. Poor communication and feedback. 4. Inadequate time and funds for constructability. 5. Unavailability of early review of designs. 6. Uncoordinated timing, phasing, and scheduling. Construction Firms Observations 1. Unclear designs, plans, and specifications. 2. Poor scheduling and phasing of construction. 24 3. Lack of communications and feedback. 4. Unavailability of design review. 5. Lack of experience and knowledge. 2.3 Documentation process Referring to section 2.1.1, fragmented documents and inadequate information are considered as main reasons for projects failure. Thus, the documentation process is essential for the consistency of information and project success. The American Institute of Architects defined (2015) documentation as physical things like paper, drawings, contracts, material submittals..etc. Electronic things like emails, text messages, visual recording..etc. And anything related to the firm’s record. These records should be kept in a suitable way to achieve many objectives. According to ISO 9001:2015 the objectives of documentation are: 1- Communication of information: documents are tool for transmission of information and the type of information depends on the firm products and processes. 2- Sharing of knowledge. 3- Evidence of conformity: to assure that what was planned has actually done. 25 4- To keep the firm experience in order to use it in development purposes. The “Quality in Construction” website provides some essential tips for document controlling in construction projects regardless the size of the project and regardless the method of documentation, it can be considered as minimum requirement of document controlling: 1- Accessibility: The construction team should have easy access to any document related to their job in any time. 2- Changes on documents: The construction team should be always informed with any changes or update on any document (especially drawings). Else, there is a large margin of risk that people working in site with outdated drawings or materials. 3- Quick inform of changes: There is a need to immediately inform the construction team with changes on drawings or documents. It can be by marking, clouds..etc. 4- Coding system: every document or drawing should have a unique code in order to facilitate tracking of document. 5- Previous revisions: once the document or drawing approved, the previous revisions should be removed or stored away from the project in order to avoid inappropriate use. 26 6- Status of document: the construction team should be informed with the status of document or drawings in their hands. It could be by a stamping system or anything else. 7- Source of information: It is essential to have one source of distributing information and it should be known by all construction team. Any document or drawing comes from any other source should be considered invalid to use in site. 2.4 Qualitative Data Analysis In order to answer the research questions, this research has followed up the qualitative data analysis as a method to collect and analyze the data. The following subsections explains the definition of qualitative data analysis, why it could be selected and the procedure of this method of analysis. 2.4.1 Definition According to (Gibbs, 2002) qualitative data analysis can be defined as a set of procedures that let the researcher understand, explain and interpret the situation and the people being investigated. Burnand et al (2008) stated that the analysis of qualitative data follows two main approaches: the deductive approach and the inductive approach. They argued that in deductive approach the researchers tested their own theories against the data. While, in inductive approach the researchers have little or no predetermined thoughts about the theory. Moreover, they clarified that 27 inductive approach is more flexible, comprehensive, and most common in analyzing data. In addition, deductive approach researchers are narrow, primal and unproductive (T. Egan, 2002) and (Glaser and Strauss, 1967). Deniz and Lincolen (2005) discussed that qualitative data analysis follows inductive and analytical strategy. Pope, ziebland, Mays (1999) and Burnand et al (2008) assures that thematic content analysis is the most common inductive approach in analyzing qualitative data, this method is also called grounded theory. 2.4.2 Grounded Theory Woods, Gapp, King (2016), Glaser (1978) and Hage (1972) defined grounded theory as “ set of categories that are related to one another to form a framework that explains the main concerns of the participant in relation to the research area and shows how this concern is resolved and managed”. Grounded theory study provides a new theory based on participant lived experiences (Fassinger, 2005) and (D. Barrnett, 2012). Moreover, grounded theory demonstrates complications in practitioners experiences (D. Barrnett, 2012). Charmaz (2006) concludes that grounded theory provides more flexibility and focus than many methods. He also claims that with grounded theory, the researcher can refine the process of gaining data and as a result refine the collected data. In fact, everything the researcher could learn during the research can be considered as data, Barneyg G. Glaser says “All is Data” (cited in Charmaz, 2006, P16). Likewise, Charmaz (2006) discussed that the 28 researchers like graduate students have an advantage point while they can start a research project based on their concrete background in their disciplines. However, the researcher should be open to new things as much as possible during the research. 2.4.3 Qualitative Data Analysis Tools Peter and Wester (2004) stated that qualitative analysis has to be done in three ways, observation, interpretation and selection. Chowdhury and Quant (2015) discussed that the researcher can collect data through various methods such as observation, interviews practitioners and written discourses. Hence, the interviews are the most common in qualitative studies (A. Saleh, 2013) and (Egan, 2002), it had been adopted in this research. According to Bowers (1988) interviews may be structured, unstructured or semi-structured, he concludes that structured interviews are not suitable for grounded theory studies. However, in literature structured and semi-structured interviews are considered compatible with grounded theory studies. The researcher could use semi-structured interviews in order to gain more focused information and he can lead the conversation using persuading words (K. Duffy, C. Ferguson, H. Watson, 2000). In addition, they assures (Rose, 1994) debates that in semi-structured interviews the researcher can follow up with respondent answers to gather information related to significant issues that could be related to research questions. 29 2.4.4 Grounded Theory Procedure Peter and Wester (2004) stated that in qualitative analysis the analytical frame arise during the research project itself. However, (K. Punch, 2009) explains that data analysis should starts with coding. He defined code as label, tags or names, hence coding means connect these tags or labels with data. Moreover, he discuss the types of coding as follows: - Open coding: is generating abstract categories from data, these abstract categories considered as building block of the theory. The codes derived by open coding are descriptive more than inference codes. - Axial coding: is the next step of qualitative data analysis, it comes to connect the codes generated by open coding (Strauss and Corbin, 1990). There are many logical methods to connect things together, for example, cause and effect, procedure or steps of a process, or properties of something. - Selective coding: is the third stage of qualitative data analysis which means selecting a core category and focus on it. 30 The following diagram explains K. Punch definitions of coding types Figure 2.3: Representation of grounded theory analysis by K. Punch (2009) 2.5 Summary This chapter provided an overview in literature about the main topics of this research. In the first section, a literature review has introduced about the challenges of construction industry and BIM. Where the second section clarified the projects delivery systems, the stages of design process and the definition of constructability. The third section discussed the documentation objectives and how to document construction project documents. Lastly, the fourth section was about the qualitative data analysis meaning and the grounded theory procedure. 31 Chapter Three Methodology This chapter provides a detailed description for the method that was used to collect and analyze the data in order to answer the research questions. In addition, it explains the research strategy, research tools, research sample and the source of data. Qualitative data analysis was chosen as an approach to analyze the data by a computer software called QDA Miner. The research was conducted with engineers from the field of construction projects in KSA. Semi-structured interviews and questionnaires were performed to acquire data about the design process stages and its problems, and to find out what BIM can add to solve these problems 3.1 Research Strategy As mentioned in chapter 2, qualitative data analysis follows two main approaches, the deductive approach, and the inductive approach. The difference between these two approaches is that the researcher has a theory or predetermined thoughts about the theory before he conducts the research or not. In this research, the targeted area is Saudi Arabia where the adoption of BIM is not an industry fashion. According to a survey conducted by Sharif (2011) 75% of the construction industry personnel in Gulf region 32 and Jordan are not BIM adopter, and most of the other 25% are beginner with BIM –they use it only for visualization-. Hence, the amount of studies in literature about the BIM topic and its potentials in the Gulf region seems to be nonexistent. And this prohibit shaping a picture about the effects of adopting BIM in the construction industry. However, Egan (2002) concluded that it is sufficient to have general understanding about the situation being investigated to initiate qualitative data research. Hence, because of the above mentioned reasons and to add more flexibility to the process of gathering data, the researcher decided to employ inductive qualitative data analysis following the procedure of grounded theory that was discussed in chapter 2 in order to discover more about the design process from the project’s engineer’s experiences in their daily lives (A. Saleh, 2013 and Mariapolski, 2001) and to assess the existing design process and its main problems from the real design environment of construction projects. Furthermore, the research utilized this approach in order to answer the question of what BIM can add to enhance the design process and the whole construction industry. 3.2 Research Flow The research has been started with performing a literature review about the main topics of this research like construction industry challenges, design process and BIM potential benefits. Then, two firms have been 33 considered as different case studies, the first case is not BIM-adopter firm and the second one is BIM-adopter. Semi-structured interviews have been conducted with industry practitioners from not BIM-adopter firm in order to deeply understand the design process main stages and its main problems that negatively affect the whole project lifecycle. In addition to identify the perception and thoughts of employees about BIM. It is important to notice that not all the interviewees are employed in the case firm, some of them are consultant engineers that are working in projects executed by the case firm. The next step came as following up to the results of case 1 because it make more sense to discover the role of BIM in overcoming the design process problems based on real business experience. Hence, data gathering from the second case, which is BIM-adopter, was through a questionnaire distributed to 9 engineers from the case firm technical office in order to further understand the design process and its problems, in addition, to identify if BIM can fix these problems. Actually the firms in two cases are working in different fields of construction, the first one is in infrastructure projects and the second is in the field of steel structure buildings. However, it makes no difference what is the field of firm’s operation as the research concerns is the design process as flow of work not what is technically done in the process. 34 The following figure illustrates the research flow a9nd what is each stage about: Figure 3.1: Research flow diagram 3.3 Research Tools In order to gain a valuable results, the gathered data should be sufficient and clear which can be achieved through using the suitable research tool. One of the main goals of this research is to assess the design process and reveal its main problems, and the general situation in KSA is that the construction firms are not BIM-adopter. Hence, Semi-structured interviews were used to collect data in case 1 of this research since it’s the case of not BIM-adopter firm. Semi-structured interview is the most used tool in qualitative research, also it gives the researcher more control and Literature review • Construction industry challanges. • BIM potential benifits. • BIM barriers. • Construction projects delivery systems. • Design process stages. Case 1 • Construction firm in the field of infrstructure (Not BIM-adopter). • Semi-structured interviews with 10 practitioners. • Identifying design process stages and problems. • Identifying the perception of BIM and BIM barriers. Case 2 •Construction firm in the field of steel structures buildings (Partialy BIM-adopter). •Structured interviews with 9 engineers employed by the firm. •identifying the design process stages and problems. •identfying the benifits and barriers of BIM. Comparison •compare the rsults of interviews with the results of questionnare to uncover if BIM can overcome the design process, taking into consideration the literature review outcomes. 35 flexibility to pursue the interviewees during the interviews. Moreover, audio recorded semi-structured interviews give a chance for further refine of transcript and gain a high level of details (Saleh, 2013) ( D.L. Morgan & Guevara, 2008; Silverman, 2001). On the other hand, structured interviews were used to collect data in case 2 since it came as a following up case in this research. Cohen and Crabtree (2006) stated that structured interviews best use is after using less structured interviewing methods that provide the researcher with adequate information about the topic. The following subsections explain how each approach was used in this research: 3.3.1 Semi-structured interviews in case 1 The questions of the interviews were open-ended questions in order to give more freedom to the interviewees in their answers and create a chance of acquiring more data (A. Saleh, 2013) and (Kadushin, 1990). The interviews were performed in Arabic language considering that some interviewees are not fluent with English. Then, the interviews transformed from audio recorded into written transcript in English language. These transcripts were used as input data to a computer software to analyze it and extract a meaningful information. The interviewing process has started on 7-Dec-2015 and ended by 22-Nov-2016, each interview took approximately 40 to 50 minutes to be conducted. 36 3.3.2 Structured interviews The interviews in this case were paper-based self-administered questionnaires, this type of questionnaires are considered as structured interviews (Cohen and Crabtree, 2006). The questionnaire have been distributed on the engineers of second firm’s technical office and they asked to answer the questions within two days. The questionnaires were distributed in 15-Oct-2017 and collected in 17-Oct-2017. Then, the answers of questionnaires were analyzed using the same computer software that is used in case 1. Mckenson and Wille (1999) highlighted that computer systems allows the researcher to deal with huge amount of data and provides better coding techniques. Hence, the QDA Miner software was used in analyzing data as per grounded theory method. According to PROVALIS research website, QDA Miner software is a qualitative data analysis tool for coding, annotating, retrieving and analyzing documents and images that can be used to analyze different types of data like interviews, transcripts, speeches, journal articles and any type of text data. In addition, it allows for analyzing photographs, paintings and drawings. 3.4 Development of the Interview and Questionnaire The interview questions in both cases were designed to collect the required data to answer the research questions. The following subsections clarify each interview’s development process: 37 3.4.1 Development of case 1 interview‟s questions There were two different forms of interview’s questions (Refer to appendix 1 &2). The first one was used with engineers from the firm’s technical office and the other was used with consultant engineers that are working in the same projects of the case 1 firm in order to gain data from different point of views. However, both two forms questions have the same goals. Each interview contains 13-17 questions divided into 5 sections. The first section aimed to gather personal data about the interviewees, the interviewee name, position, years of experience, and contact information. The second section contains introductory questions in order to identify the stages of design process which is answering the first research question, and its main problems to answer the second research question. Also there was a question about the technology tools that are used in design process, and the last question was about the current usage of BIM tools in the design process to assess the engineer’s familiarity with BIM applications. In order to gather more focused data, the interview’s questions had considered the main industry challenges that was discussed in chapter 2. The fragmented nature and insufficient information, ineffective communication and coordination are the main difficulties that face the 38 industry practitioner. Therefore, the third and fourth sections concentrate on the documentation and communication problems. The third section was to gather data about the documentation method of produced design and the problem that faces the practitioners in the current method of documentation. Moreover, this section aimed to determine the role of BIM to overcome the documentation problems from the interviewee point of view. The fourth section was about the communication tools that are used by the project parties and the difficulties of communication process if it is exist. Furthermore, this section investigates the role of other engineering sections like Electrical and Mechanical Engineering in the design process to investigate about the coordination process. The fifth part of interviews came to investigate more about BIM and its potentials. It aimed to define the proper use of BIM to enhance the design process and at what stage of the design process it is better to adopt BIM. In addition, this section gathered the interviewee’s suggestions to improve the design process and their perception of BIM as a tool of design. However, though the case firm is not BIM-adopter, the questions related to BIM were developed to gather data in case the respondent is familiar with BIM from his own previous experience. Besides that, the researcher added questions in some interviews through the discussion with interviewees or as a response to the interviewee’s answers. 39 3.4.2 Development of the case 2 questionnaire The questionnaire consisted of two parts (Refer to appendix 4), the first one was to gather personal data about the respondent like name, position and years of experience. Where, the second part contained five questions, the first question asked about the problems that the designer faces during the process of design, , and the second one was about the stages of design process followed by the case firm, so these two questions were to further investigate about the results of case 1. While the third question was about the technology tools that are adopted by the case firm, and the fourth question was about the benefits of using these tools against the traditional tools of design, so these two questions aimed to reveal what BIM can do to overcome the design problems. The last question was about the barriers of using such tools in the whole process of design and construction as the case firm is partial BIM-adopter. It is important to notice that the questionnaire came more focused than the semi-structured interview for many reasons. First, the questionnaire was after the semi-structured interview, so it focused on the main research objectives which are design stages, design problems and role of BIM in enhancing the design process. Second, questionnaires should not be too long because long questionnaires are completed with less accuracy by the respondents (Adam and Cox, 2008). As a result the questionnaire did not asked about the communication and documentation topics, besides 40 that, the firm does not use BIM to communicate its designs, it uses the traditional 2D drawings. 3.5 Research Sample 3.5.1 Case one sample Burnand and Gill (2008) clarified that qualitative data analysis requires intensive resources and time consuming. However, in this approach unlike the quantitative methods there is no equations to determine the required sample size. Egan (2002) mentioned that “Data collection is not time discrete but is woven with data analysis until the researcher has determined a point of saturation”. Furthermore, (Dey, 1999) stated that the researcher should stop sampling when theoretical saturation achieved. Saturation occurs when the researcher cannot view new information (Simon, 2011). Therefore, the researcher started sampling with no previous idea about the number of required interviews to reach the point of saturation. The process of data collection progressed with data analysis interview by interview. In other word, the researcher conducted the next interview after finishing the previous one coding. The point of saturation was achieved after conducting 10 interviews, out of them 7 were with contractor’s employees, and the other with consultant engineers from different firms. The following table illustrates the interviewee’s profiles: 41 Table 3.1: Case 1 interviewee's profiles Serial Interviewee Name Position Years of Experience Employer 1 Hussen Mahmoud Designer 6 Al-Rwabet 2 Amro Saleem Draftsman 8 Al-Rwabet 3 Abdulmen’m Jamal Project Manager 15 Al-Rwabet 4 Abdullatef Adam Consultant Engineer 8 SATIC 5 Mostfa Othman Designer 6 as designer, 5 as site engineer Al-Rwabet 6 Ahmed Dahi Project Manager 13 Al-Rwabet 7 Malek Alasyote Designer 4 Al-Rwabet 8 Nour Al-din Ata Designer 3 as site engineer Al-Rwabet 9 Ala Bakkar Consultant Engineer 7 Saudi Tech 10 Mohammed Abu Hashem Former consultant, Designer 7 Bayt Alkhebra 3.5.2 Case two sample As mentioned before, the used approach in this case was distributing questionnaire as a type of structured interview. The case firm technical office contains 13 detailing engineers and 5 design engineers, the respondents were 7 detailing engineers out of 13 and the designers were 3 out of 5, so the respondent’s percent were 54% and 60% in arrow. The following table explains the respondent’s profiles: 42 Table 3.2: Case 2 respondent's profiles 3.6 Data Analysis Procedure The data analysis has started after conducting the first interview according to the process that was stated in section 2.4.4 starting with open coding of data, then finding relations between codes as axial coding, and finally select the core category as selective coding. Though, the procedure of grounded theory explains that defining the core category is the third stage in analysis. K. Punch (2009) mentioned that “potential core categories are noted right from the start of the analysis, though final decision about the core category should not be made too early”. The following example explains how the researcher has adopted the grounded theory method in analyzing the gathered data through the interviews and questionnaires. Serial Interviewee Name Position Years of Experience Employer 1 Ezat Abu-Farha Manager 10 IBSF 2 Omnyia Yassin Design Engineer 6 IBSF 3 Samar Bishawi Design Engineer 6 IBSF 4 Riham Abu- Shmais Design-Detailing Engineer 6 IBSF 5 Sama Sha’ar Detailing Engineer 5 IBSF 6 Ramz Bustami Detailing Engineer 4 IBSF 7 Amal Alsafadi Detailing Engineer 2 IBSF 8 Lubna Waleed Detailing Engineer 2 IBSF 9 Safaa Suliman Detailing Engineer 2 IBSF 43 Consider the question No1 in the second section of contractor’s employee’s form of case 1 interviews. The question was: Do you think that the design process has any problems? If yes, what are the main problems that you are facing during the process? The respondent answers were as follows: Interviewee No 1 Yes, we face many problems during the design which occurs due to poor planning from the beginning of the project. For example, our designs depends on data that have been gathered from site by surveying tools. In many cases this data may be fault. Then, the error discovered at the late stages of the design in such time doing modifications will be disastrous. Interviewee No 2 Yes, the main problem that the work does not organized well. I have to deal with each engineer or surveyor separately. In some cases there are a lot of jobs that I should finished immediately. This make me confused and affect my productivity. Interviewee No 3 Yes, one of the most important problems is that the designers almost do not have executive experience. Therefore, they may ignore some executive limitations when they put the design criteria. As a result of this, the contractor has to make modifications on these designs to 44 consider such limitations. Moreover, as in case of municipality projects, the executives work in site started before the designs completely finished. As a result, doing modifications become harder with the project progress in site. Interviewee No 5 Yes. I think the process of design approval after modification of the design is very time consuming. The designer should make the suggested modification then send it to the consultant. The consultant may approve the design and then send it to the client to review it or he may suggest another modification. This process is not integrated and very time consuming. Interviewee No 6 Yes. We face a problem with the technical office. The shop drawings of structural elements which produced by the designers may cause a large quantity of wasted steel. The designer should consider the length of bar in a manner that reduce the wasted steel to the minimum. Interviewee No 7 Yes, we face many problems during the design phases. For example, most of ministry of transportation projects the designs are produced by a design office hired by the ministry. When the contractor and consultant of the project defined they will make modifications. This process consume time and effort. Also, in some cases the surveyor that collect data from site may be unprofessional I think there is a problem with the employee recruiting. 45 Interviewee No 8 Yes. The main problem here is the repeated work that comes as a result of lack of coordination between project parties. In such cases, the client and the consultant may suggest different solutions to solve a problem or perform action. Especially in preparing shop drawing, you work for days on preparing it according to consultant instructions, then before the approval, the client may suggest different instructions, as a result you have to repeat the work. Moreover, preparing shop drawing or as built drawing or proposals should be done according to time schedule in order to organize the work of technical office, here we deal with more than one project and every project engineer want his job done in short time even he asks for it when he needs it. This puts you under continuous pressure and causes lack of concentration to designer. The analysis was started with open coding, all sentences underlined with red color are coded as “Design Problems”. Likewise, sentences underlined with green coded as “Causes” and the Pink-underlined considered as “Effects”. The next step was axial coding, at this stage the researcher was trying to find connections between the open-coded data. Let’s take a look on data of the code “Design problems”: 1. Error discovered at the late stages of the design. 2. The work does not organized well. 3. The designers almost do not have executive experience. 46 4. The executives work in site started before the designs completely finished. 5. The process of design approval after modification of the design is very time consuming. 6. We face a problem with the technical office. The shop drawings of structural elements which produced by the designers may cause a large quantity of wasted steel. 7. Most of ministry of transportation projects the designs are produced by a design office hired by the ministry. When the contractor and consultant of the project defined they will make modifications. 8. The surveyor that collect data from site may be unprofessional. 9. The repeated work. 10. Preparing shop drawing or as built drawing or proposals should be done according to time schedule in order to organize the work of technical office. It is clear that there is a relation among some of these problems. Some are related to technical issues such as problem No 6 and problem No 8, and the others related to managerial and organizational issues. Therefore, the code “Design problems” can be recoded as “Managerial design problems” and “Technical design problems”. However, it is possible to code the same problem in both new codes, for example, sentence No 8 can 47 be coded in both codes. It can be technical if the high risk of collecting fault data is considered. On the other hand, it is coded as managerial if the problem seen as problem in recruiting the right people or as problem in training of employees. The same happened with the code “effects” 1. This make me confused and affect my productivity. 2. Very time consuming. 3. This process consume time and effort. 4. This put you under continuous pressure and cause lack of concentration to designer. By taking a look into these effects, it is noted that a connection can be identified among them. Some affect the employees themselves like making the employee confused, and the other affect the work such as consuming time and effort. Therefore, the code “effects” can be divided into two codes “Effect on personnel” and “Direct effect on the work”. The third step in coding process is selective coding, at this stage the researcher should concentrate on the core category by further scanning and skimming of data. For this example, the code “Causes” was produced by open coding contains: 1. Occurs due to poor planning from the beginning of the project. 48 2. In many cases this data may be fault. 3. Lack of coordination between project parties. The above are reasons for problems arising in design process. However, the first one claims that poor planning from the beginning of project is a cause for arising problems and that is true, considering another point of view, poor planning can be considered as managerial problem. Therefore, this sentence was recoded with “Managerial design problems” as selective coding process. Likewise, the other two causes, the second one was recoded with “Technical design problems” and the third was recoded with “Managerial design problems”. The researcher emphasizes that it is possible to find data that should be coded in a category that isn’t related to the question’s goal. On other words, if question No 1 in the interview aims to gather data about design problems, it is not obligatory to code only from this question’s answers only. For example, the thick-red underlined sentence “shop drawing or as built drawing or proposals should be done according to time schedule in order to organize the work of technical office” was coded as “Managerial design problem” and as “Suggestion to enhance the design process” though gathering suggestions to enhance the design process was the aim of the last section of the interview. 49 3.7 Summary The methodology chapter introduced a detailed information about the methodology of acquiring and analyzing the data. The first section of the chapter explained why qualitative data analysis and the grounded theory was chosen as a research strategy. The second section clarified the research flow as steps. While the third section discussed the research tools and the data gathering process. Where the fourth section illustrated how the interview and questionnaire’s questions were developed. And the research sample section discussed the process of sampling and the sample size of both cases of the research. And the last section explained the research procedure of analyzing data by providing a detailed example. 50 Chapter Four Data Analysis 4.1 Introduction After discussing the methodology of data collecting and data analysis in the previous chapter, this chapter will explain in details the findings from the conducted interviews and questionnaires. These findings should asses the current conditions of design process in construction projects in Saudi region and reveal the role of BIM in this process enhancement. At the beginning of the analysis it is important to present the coding process as per discussed in chapter 2, the process starts with open coding such that the researcher puts labels on the text. Then, finding relations among these labels as axial coding. And finally revealing the core category in the process of selective coding. However, Glaser (1992) mentioned that “literature can be used as data and constantly compared with the emerging categories to be integrated in the theory”. 4.2 Design Process The assessment of design process that is currently used in Saudi region concludes assessment of the stages of design process in order to shape understandable conception for the process. In addition, the assessment identifies the main problems of the design process that affect the process itself and the whole lifecycle of the facility. 51 4.2.1 Design Stages 4.2.1.1 Case 1 design stages The first step in data analysis of case 1 interviews is to identify the design process of roads projects and the stages that the design being developed through it. From the interviews answers, it has been noted that the road design passes through two main stages. The first one is called “Tendering design” at this stage the client hired a design office to transform the project from idea into a real design. The second stage is “Design modification stage”, this stage occurs after identifying the contractor that will execute the project. The following subsections will explain each stage in details as per respondent answers Tendering Design As mentioned above, this stage comes first to transform the project from idea into a real design such that the client hired an external design office to perform the design activities and produce the project drawings that would be part of tender documents. The interviewees stated that this process consists of five stages as follow: 1- Topography study: At this stage the designer study the region’s topography such that many road paths are generated as design alternatives to choose the proper one among them. 52 2- Identifying the proposed road path: this stage comes as a result of the previous stage after studying all design alternatives and the proper road path is chosen. Demographical and economical factors are considered in the process of identifying the road path. 3- Surveying data collection: the surveyors of the design office start collecting surveying data along the chosen path, the coordinates and level of centerline are collected. Also, every obstacle in the way of road like buildings, electric poles and civilian’s lands should be surveyed. 4- Geometric design of the road: based on the collected surveying data, the designer starts to design the road geometrically such that the horizontal alignment and the profile of road are designed. At this stage the coordination with other engineers like electrical and mechanical is very important in terms of removing the obstacles and design the electrical and mechanical elements if it exist. Further, all the structural elements like retaining walls, bridges and culverts should be designed at this stage. 5- Final delivery of drawings: the designer submits his designs from the previous stage to the client as drawings to be a part of tender’s documents. The following table shows some of interviewee’s descriptions for this stage: 53 Table 4.1: “Tendering Design” stage in Case1 Design Stages Interviewee‟s No Quote Open coding Axial Coding 6 Studying the topography of the region. After determining the road path a surveying data need to be collected. Starts the design process where the roads geometry is designed and any needed structural elements also is designed in this process. Structural element like culverts, bridges, retaining walls. The final design transformed into drawings which is included in the bid documents. 1- Topography study of the region. 2- Evaluate Alternatives. 3- Surveying data collection. 4- Geometric design and structural elements design 5- Design approval and shop drawings delivery. Tendering Design 7 Topography study for the region of the two point that will be connected. Propose road path alternatives. The suitable alternative chosen based on economical, demographical, topographical criteria. Collecting surveying data from the site. All obstacles, electric poles, manholes, houses that the path passed through it or beside it should be surveyed. Start the design process itself based on AASHTO specifications or any other specifications defined by the client or consultant. This stage also includes the design of any needed structural elements, like bridges, retaining walls and culverts. If the designs performed by external design office the design approvals done with the client -–ministry of transportation- while if it performed by the contractor the designs approved by the consultant. Preparing of the final drawings. 1- Topography study of the region. 2- Evaluate Alternatives. 3- Surveying data collection. 4- Geometric design and structural elements design 5- Design approval and shop drawings delivery. Tendering Design 54 Design Modification Stage After performing the tendering process (Bidding) in order to select the contractor, the construction stage would start. Thus, the design modification stage occurs at construction stage where the execution of the project has to be start, this process has been discussed by respondent as follow: 1- Surveying data collection: the contractor’s surveyors repeats the collecting of surveying data as in stage 2 of tendering design such that the coordinates and level of the centerline are gathered, in addition, every obstacle in the right of way of the road should be collected. 2- Geometric design: based on the new surveying data, the contractor’s designer repeats the geometric design of the road. Further, the contractor may suggests changes on the designs from tendering stage according to many factors that will be clarified later. 3- Final delivery of drawings: all the designs that produced from the previous stage should be approved by the consultant in order to be constructed in site. However, there would be many revisions for the same design before the approval of the consultant. The following table explains some of the interviewee’s descriptions of this stage: 55 Table 4.2: "Design Modification” stages on case 1 Design Stages Interviewee‟s No Quote Open coding Axial Coding 5 However, in most cases when the contractor is identified. The contractor team repeat the surveying data collection process. If any obstacles or mistakes are discovered, the contractor design team perform the required modifications with the coordination of the consultant. For example, if the contractor discovered that the road path crosses a land owned by a citizen, the contractor may suggest to transfer the road centreline to avoid problems with this citizen because the procedure of transfer the ownership of such land from a citizen to the government takes a very long time. 1- Surveying data collection 2- Design modification Design Modification Process 8 … Most of our works is to modify the designs that comes with tender documents. The surveyors start with checking the centreline coordinates in project site, in most cases they found difference between the designs and reality, here our job starts. We took the new surveying data and modify the designs according to it, we may add retaining wall or culvert or shift the centreline of the road and then change the road geometric design. 1- surveying data collection2- Design modification Design Modification Process 56 In the light of the previous descriptions, it can be concluded that the current process of road design passes through two stages. The first stage called “Tendering Design” comes before the bidding process such that the owner hires a design office to do the job and the final drawings considered as tendering documents. The second stage called “Modification stage” begins after bidding process, which identifies the contractor and consultant, such that the contractor modifies the tendering design simultaneously with the start of construction activities. Figure 5 provides a summarized representation for the stages of design Figure 4.1: Design Stages Diagram 57 4.2.1.2 Case 2 design stages In case 2 firm the respondents explained the stages of design as the following points explain, also figure 4.2 illustrates the process. 1- Get information from the client: The process starts with this stage such that the client announce his project to the public seeking a firm to construct his project. It is sales engineer responsibility to get this information about the project and transform it into a written description. This information includes the area of the building, function of the building, material, dimensions of the building and 2D architectural drawing for the location of the project (site plan). 2- Preliminary Design: After the sales engineer got the information, the firm’s designer job is to take these information and transform it into a real preliminary design using MBS (Metal Building Structure). 3- Bidding Stage: at this stage the client chooses one proposal among the competing firm’s proposals considering many aspects that are defined by him. 4- Final Design: once the IBSF proposal has been chosen, the designer should finalize his design with more accuracy in calculations. 5- 3D Model: using Tekla Structures software, the detailing engineer creates a 3D model for the building according to the designer sketches. 58 6- Preparing of Approval Drawings: after the creation and check of the 3D model, the detailing engineer directly generates 2D drawings from the 3D model. 7- Preparing of Shop Drawings: once the client has approved the Approval Drawings, the detailing engineer can directly generate the Shop Drawings from the 3D model. 8- Preparing of Construction Drawings: once the fabrication process has finished, the construction stage should starts according to the Construction Drawings which are generated directly from the 3D model also. Figure 4.2: Stages of design in case 2 Get infrmation from the client Preliminary Design Bidding Final Design 3D Model Preparing Approval Drawing Preparing Shop Drawings Preparing Construction Drawing 59 Table 4.3: Design stages in case 2 Case Quote Code Ramz Bustami Company takes information from the customer in order to give a suggested design properties Get information Riham Abu-Shmais Preliminary design according to the client architectural drawings using MBS or STAAD in order to estimate the bulk weight of the building, section’s profiles and column’s dimensions Preliminary design Ezat Abu-Farha ……Then after bidding stage,…… Bidding Riham Abu-Shmais After the bidding stage and signing contract a detailed precise design is done according to the preliminary design. Final Design (Precise Design) Safaa Suliman The design is approved and the detailing stage starts to 3D model the project to export all the needed drawings to construct it. Detailing Process Riham Abu-Shmais After the approval of approval drawings, shop drawings are prepared in order to use it the fabrication process. Then construction drawing are prepared to use it in site. Preparing of Drawings 4.2.2 Main Design Problems The next step of this research is to discover the main problems of the design process in both cases of this research in order to answer the second research question. The following subsections explain the design problems in case 1 and case 2. 60 4.2.2.1 Design problems in case 1 According to the interviews results, the design problems can be considered in two aspects. The first one related to managerial issues and the second one related to technical issues, the analysis revealed that most of problems in the current design process are related to managerial issues. Managerial Issues Managerial issues are related to problems in the process of design itself. The interviews results reveal that there are problems in the process as the following: 1- Poor planning and organizing of the process: the interviewees stated that the process is not planned from the beginning such that the work is done randomly and in some cases the execution in site begins before finishing the design. 2- Unavailability of time schedule: the analysis shows that the process of design is performed without a time schedule to organize the work. 3- Problems in coordination: the interviewees uncovered that in some cases some elements are modified without considering other elements that related to this one, and this causes inconsistency and clashes in design. 4- Repeated work: the interviewees stated that they suffer from the repeated work due to incoordination between project parties which make the process of design very time consuming. 61 5- Time consuming: the process of design approval by the consultant is time consuming due to the way of communicating designs with him. The designer finish his work and send it to the consultant for approval, then the designer should wait for the consultant comments to modify the design and so on, and in some times the client has his own comments that may differ from the consultant comments which make the designer confused and wastes more time in doing modifications. 6- Undefined communication: the communication tools should be defined in contract documents in order to avoid conflict during construction. Moreover, defining the communication tools will define which one can be considered as formal documentation. For example, if email is considered as formal communication tool, each project party would be responsible on anything he communicated using this tool like drawing, schedules, quantities..etc. 7- Human resources activities: the analysis stated that there is problems in hiring qualified people and performing training programs to develop the employees in design aspects and using developed software in design. Technical Issues Technical issues are problems in the inputs of the design process like surveying data and people who perform the design. The following explains these problems: 62 1- Fault data: the interviewees stated that in some cases the surveying data that collected from the site is not precise and this may causes very costly loses if it discovered lately in construction activities.. 2- Lack of experience of designers in execution aspect: like in case of designing the retaining walls, if the designer does not has an enough executive experience he will not consider the length of reinforcement bar in a manner that minimize the wasted material. Actually, both problems can be related to the problem of inexperienced employees and designers in field operations and in design itself, and this make the technical errors occurrence high. Figure 4.3: Design problems coding frequency 63 Table 4.4: Main design problems in case 1 Design Problems Interviewee No Quote Open coding Axial Coding 1 For example, our designs depends on data that have been gathered from site by surveying tools. In many cases this data may be fault. Then, the error discovered at the late stages of the design in such time doing modifications will be disastrous. fault data Technical design problem, cause 7 In some cases the surveyor that collect data from site may be unprofessional lack of experience Technical design problem 1 poor planning from the beginning of the project Poor planning Managerial design problem 8 Moreover, preparing shop drawing or as built drawing or proposals should be done according to time schedule in order to organize the work of technical office, availability of time schedule Managerial design problem 10 if the process of communication organized well and identified clearly in contract, the conflict can be avoided Undefined communication Managerial design problem 8 Yes. The main problem here is the repeated work that comes as a result of lack of coordination between project parties. Repeated work, Uncoordinated work Managerial design problem 64 4.2.2.2 Design problems in case 2 The respondent’s answers revealed that the process of design in case 2 firm does not flow smoothly such that a lot of problems, limitations and design changes control the flow of the process. According to the respondent answers, the most frequent problems they face are: 1- Change orders: the respondents clarified many reasons that could lead to change the design by the customer like changing the project’s vision and inadequate information from the customer about his idea. However, regardless the reasons of change orders, approximately all the respondent assures that too many changes orders occur during the design which cause confusion for the designer and too many repeated work especially if it comes at late stage of design process. 2- Inadequate information and Mistakes in building description: another problem that faces the designers is that at early stages of the design the designer has not a clear idea about the project as a result of inadequate information provided by the customer, also the project description, which is essential for the designer, is written by the sales engineer who could not get the customer idea well. Hence, the produced design may not fulfil the customer needs leading to increase the rate of changes order. 3- Weak communication with customer: the produced designs need to be approved by the client or his representative, therefore a 65 communication should occur between the designer and the client. Meanwhile, this communication has been described as a slow process which in turns causes delay in design approval. 4- Market Conditions: the respondents stated that in some cases the design alternatives could be limited due to unavailability of material in market, or due to material shipment constraints, for example, the designers are not allowed to use member with a length exceeds 12 meter because such members cannot be shipped to the project site. 5- Time limitations: the time of finishing the project is one of the contractual issues that controlled by the contract with the customer, the respondents clarified that in some cases they find the time illogical such that the designs are accomplished with rashness which leads to increase mistakes in design. 6- Coordination of drawings: this issue does not take the respondent attention except the manager of the technical office, he assured the importance of coordinating different engineering parties work like (Civil, MEP, Arch), else a lot of revisions and modifications could occurred during the design process and that will increase the cost and decrease the quality of design. The following table shows some of the respondent’s answers: 66 Table 4.5: Design problems in case 2 Case Quote Code Lubna Waleed Change orders by the client which could be after finishing the design or at late stage of design Change Orders Ramz Bustami, Omnyia Yassin “unclear data received from the customer or inadequate given information” “mistakes could occur due to mistakes in the building description” Inadequate Information, Mistakes in description Riham Abu- Shmais The communication between the designer and the customer is a slow process Weak communication Sama Shaar Substitution of material due to lack in market Market conditions Omnyia Yassin some mistakes in design occur due to time limitations Time limitations Ezat Abu-Farha ….is the coordination between all parties (Arch, Civil, & MEP)…… Coordination of drawings 4.2.3 Suggestions to enhance the design process In the view of design problems section, this section will detect the respondent’s in case 1 point of view to make the design process much better, the data gathered from case 1 only because the questionnaire in case 2 has to be short. The responses of the interviewees have been found related to managerial and technical enhancement. Since the managerial issues were the most concerned by the respondent, the suggestions also were focused on managerial enhancement of the process. F