Najah National University Faculty of Graduate Studies Improving the Court's Performance in Palestine Concerning the Time Spent Until the Case Disposition By Darweesh Darweesh Supervisor Dr. Mohammad Othman This Thesis is Submitted in Partial Fulfillment of the Requirements for the Degree of Master of Engineering Management, Faculty of Graduate Studies, An-Najah National University, Nablus, Palestine. 2016 III Dedication My Affectionate Parents Brothers and Sisters. Special Dedication To My Father My Mother With my Respect and Love IV Acknowledgments I am seizing the opportunity of this research to thank everyone contributed to conducte this research and the ideas developed in this study. First, I offer my all respect and appreciation to my parents where they have been providing me the support and for all the efforts they spent to give me the precious information which helped strongly in the success fulfillment of thesis. Also all respect and appreciation to my thesis supervisor doctor Mohammad Othman the head of industrial engineering department and the coordinator of Master of Engineering Management program who always strives to help me in different areas and beyond this research. The Palestinian HJC represented by its president and staff members, they deserve all respect for their cooperation to add value to this research and in providing the precious information. The courts of Nablus and Ramallah governorates represented by their presidents and staffs, they provided me the required data to conduct my analysis and results. They all are the key contributors in this study. Their participation and cooperation enabled me to gather needed information for this study. VI Table of Contents Dedication ..................................................................................................................... III Acknowledgments ......................................................................................................... IV Declaration ..................................................................................................................... V Table of Contents .......................................................................................................... VI List of Tables ................................................................................................................. IX List of Figures ................................................................................................................. X List of Abbreviations .................................................................................................... XI Terminology ................................................................................................................ XII Abstract ........................................................................................................................ XX Chapter One ...................................................................................................................... 1 Introduction ....................................................................................................................... 1 FOREWORD ................................................................................................................... 1 1.1. OVERVIEW ............................................................................................................. 1 1.1.1.The Independency of Judiciary ......................................................................... 5 1.1.2.Counter Cases ................................................................................................... 5 1.1.3.The Settlement Judge in Civil Cases ................................................................ 6 1.1.4.How Judges Are Chosen ................................................................................... 7 1.1.5.Some Interests of the Research ......................................................................... 8 1.2. STATEMENT OF THE PROBLEM ................................................................................ 9 1.3. IMPORTANCE OF THE RESEARCH .......................................................................... 12 1.4. OBJECTIVES OF THE RESEARCH ............................................................................ 13 1.5. QUESTIONS OF THE RESEARCH ............................................................................. 14 1.6. LIMITATIONS OF THE RESEARCH .......................................................................... 14 Chapter Two ................................................................................................................... 15 Literature review ............................................................................................................. 15 2.1. HISTORICAL OVERVIEW ........................................................................................ 15 2.1.1. Judicial System Reform in Italy .................................................................... 15 2.1.2. Does Court Efficiency have a Deterrent Effect on Crime – Costa Rica - 2010…………… ............................................................................................ 16 2.1.3. Congestion and Delay in the Court System in Asia's Courts - 1985 ............. 16 2.1.4. Delay and Settlement in Litigation - 1999 ..................................................... 17 2.1.5. A Study on Delay in the Disposal of Civil Litigation – 2013 ....................... 17 2.1.6. Court Performance Indicators ........................................................................ 17 2.1.7. Court Performance around the World ............................................................ 19 2.1.8. Use of Data in Performance Measurement in Chicago-USA-2013 ............... 22 VII 2.1.9. Case Flow Management Process ................................................................... 23 2.1.10.Measuring Court Performance-Hong Kong Court of Final Appeal - 2006 .. 25 2.1.11. Palestinians' Evaluation of Justice Institutions – UNDP - 2012 .................. 25 2.1.12. Administration of Criminal Justice in Palestine – 2010 .............................. 26 2.1.13. Musawah Evaluation Report for the Justice sector in Palestine .................. 28 2.1.14. The Judge Effort Spent Working on Cases.................................................. 29 2.1.15. The Notifications are the Basis of Judicial Fulfilment ................................ 30 2.1.16. Expediting Case Litigation Process through Setting Life Spans ................. 32 2.1.17. The Evolution of Court's Information System in Palestine ......................... 32 Chapter Three ................................................................................................................. 36 Research Methodology ................................................................................................... 36 3.1. STUDY APPROACH ................................................................................................ 36 3.2. RESEARCH FRAMEWORK ...................................................................................... 38 3.3. THE SAMPLING ..................................................................................................... 40 3.3.1. The Research Community ............................................................................. 40 3.3.2. The Sample Size ............................................................................................ 41 3.4. DATA COLLECTION .............................................................................................. 43 3.5. RESEARCH TOOLS ................................................................................................ 44 3.6. EXPLORATORY INTERVIEWS ................................................................................. 44 3.7. QUESTIONNAIRES ................................................................................................. 45 3.8. QUALITY STANDARDS FOR RESEARCH TOOLS ..................................................... 46 3.8.1.Pilot Study ...................................................................................................... 46 Chapter Four ................................................................................................................... 47 The Facets of This Research ........................................................................................... 47 4.1. THE FACTORS AFFECTING TIME TO DISPOSITION ................................................. 47 4.2. PROCEEDINGS OVERVIEW .................................................................................... 54 4.2.1.The Notifications in Palestine's Court System ............................................... 54 4.2.2.Choice of Settlement....................................................................................... 56 4.2.3.Court Docket ................................................................................................... 57 4.2.4.Citizens' Waiting Time ................................................................................... 58 4.2.5.Sufficiency of Evidences ................................................................................ 59 4.3. JUDICIAL SUPPORT SYSTEM ................................................................................. 61 4.3.1.First Judicial Support Processes ..................................................................... 64 4.3.2.The Processes and Procedures of the Second Judicial Support ...................... 67 4.3.3.Implementation of the Judicial Support Project ............................................. 73 4.3.4.The Requirements of Comprehensive Implementation of the Judicial Support Project…………. ............................................................................................ 74 4.4. STANDARDS FOR CASE FLOW MANAGEMENT ...................................................... 75 4.5. NEED FOR QUEUING SYSTEM................................................................................ 78 4.6. POTENTIAL SOLUTIONS ........................................................................................ 80 4.7. RESULTS AND DISCUSSION ................................................................................... 81 VIII 4.7.1.Performance Measures.................................................................................... 82 1) Clearance Rate (CR) ....................................................................................... 92 2) Time to Disposition ........................................................................................ 95 3) Age of Active Pending Cases ......................................................................... 97 4) Trial Date Certainty ........................................................................................ 98 5) Court Employee Satisfaction .......................................................................... 99 6) Judge/Justice Evaluation Survey .................................................................. 107 7) Cost per Case ................................................................................................ 111 4.7.2.Regression Analysis...................................................................................... 112 4.7.3.Discussion ..................................................................................................... 121 Chapter Five .................................................................................................................. 129 The Study Summary and Recommendations ................................................................ 129 5.1. THE STUDY SUMMARY ....................................................................................... 129 5.2. CONCLUSION ...................................................................................................... 131 5.3. RECOMMENDATIONS .......................................................................................... 136 5.4. RESEARCH CONTRIBUTION ................................................................................. 138 5.5. FUTURE WORK ................................................................................................... 139 References ..................................................................................................................... 140 Appendices .................................................................................................................... 148 Appendix 1 .................................................................................................................... 148 Appendix 2 .................................................................................................................... 150 Appendix 3 .................................................................................................................... 152 Appendix 4 .................................................................................................................... 154 Thesis Discussion Committee’ Members ..................................................................... 155 لملخصا ب ................................................................................................................................ IX List of Tables Table (2. 1): Comparison of CR around the world (Dakolia, 1999) ............................... 21 Table (2. 2): Results of Musawah Evaluation Report – Litigants Group in West Bank 29 Table (2. 3): Judicial hours required for several case types (Dabbas, 2014) .................. 30 Table (2. 4):The rotatory cases because of the failure of notification process in 2013 (Awwad, 2014) .......................................................................................... 31 Table (4. 1): The occurrences of causes ......................................................................... 53 Table (4. 2): Palestinian Civil CFMS Standards ............................................................. 75 Table (4. 3): Model time standards (Model Time Standards. NCSC, 2011) .................. 76 Table (4. 4): Model standard of Felony cases ................................................................. 77 Table (4. 5): Model standard of Misdemeanor cases ...................................................... 77 Table (4. 6): Model standard of General civil cases ....................................................... 78 Table (4. 7): Descriptive statistics for Access and Fairness survey ................................ 91 Table (4. 8): Clearance rate per judge-2015 (Rummaneh, 2016) ................................... 94 Table (4. 9): Time needed to dispose some different types of cases .............................. 94 Table (4. 10): Time to disposition – Civil (Rummaneh, 2016) ...................................... 96 Table (4. 11): Summary Report of Trial Settings ........................................................... 99 Table (4. 12): The environmental and motivational factors ......................................... 100 Table (4. 13): Cost per case (NIS)-Nablus Court ......................................................... 112 Table (4. 14): Descriptive statistics for Regression analysis ....................................... 113 Table (4. 15): Model summary for the models of case types ....................................... 114 Table (4. 16): Analysis of Variance .............................................................................. 115 Table (4. 17): Coefficients of Regression ..................................................................... 116 Table (4. 18): Sensitivity analysis for the case type models of predicting time to disposition ............................................................................................. 120 X List of Figures Figure (1. 1): Levels of Courts in Palestine ...................................................................... 3 Figure (2. 1): Clearance rate of courts around the world (Dakolia, 1999)……….….….20 Figure (2. 2): The Proceedings-a Penal Case starts by Arrest (Sallmann, 1995) ........... 24 Figure (3. 1): Research framework………………………………………………….….40 Figure (4. 1): The first judicial support (Muhemeed, 2015)……………………………62 Figure (4. 2): The second judicial support (Muhemeed, 2015) ...................................... 62 Figure (4. 3): The final stage (Muhemeed, 2015) ........................................................... 63 Figure (4. 4): The phases of the judicial Support system (Muhemeed, 2015) ................ 63 Figure (4. 5): Judicial support processes (Muhemeed, 2015) ......................................... 64 Figure (4. 6): The first judicial support processes (Muhemeed, 2015) ........................... 65 Figure (4. 7): Case screening (Muhemeed, 2015) .......................................................... 65 Figure (4. 8): Case classifying and registering (Muhemeed, 2015) ................................ 66 Figure (4. 9): Case scheduling (Muhemeed, 2015) ........................................................ 66 Figure (4. 10): The second judicial support processes (Muhemeed, 2015) .................... 67 Figure (4. 11): Issuing lawsuit (Muhemeed, 2015) ........................................................ 68 Figure (4. 12): Attending the session date (Muhemeed, 2015) ...................................... 69 Figure (4. 13): The continuous improvement - PDCA cycle - ....................................... 74 Figure (4. 14): Queuing system ...................................................................................... 80 Figure (4. 15): Access survey - Percentage of who responds agree and/or strongly agree ................................................................................................................. 84 Figure (4. 16): Percentage of responses per case type .................................................... 85 Figure (4. 17): Access & Fairness survey responses by case type ................................. 87 Figure (4. 18): Overall index score ................................................................................. 87 Figure (4. 19): Percentages by action ............................................................................. 88 Figure (4. 20): Percentages by how often the customer visits the court ......................... 88 Figure (4. 21): Percentages by gender ............................................................................ 88 Figure (4. 22): Age of active pending cases (Civil) ........................................................ 97 Figure (4. 23): Average response scores for court employee survey ............................ 104 Figure (4. 24): Percentages of judges who Agree/S Agree ........................................... 108 Figure (4. 25): Responses of agreement in performance per experience ...................... 108 Figure (4. 26): Responses of attorneys regarding the judge performance .................... 110 Figure (4. 27): Years of practice of attorneys ............................................................... 111 Figure (4. 28): How often did the appealed cases win? ................................................ 111 Figure (4. 29): Residual plots for time to disposition- Models by case type ................ 114 Figure (5. 1): Monitoring System………….……………………………………….….136 XI List of Abbreviations PJI The Palestinian Judicial Institute PJS The Palestinian Justice Sector (Judicial System) HJC The High Judicial Council HC The High Court JAL The Judicial Authority law MOJ Ministry of Justice CJS Criminal Justice System PBA Palestinian Bar Association OPT Occupied Palestinian Territories ADR Alternative Dispute Resolution PNA Palestinian National Authority PBM Palestinian Board of Ministers CCTL Commercial and Civil Trials Law PTL Penal Trials Law UNDP United Nations Development Program NCSC National Center for State Courts CFMS Case Flow Management System CR Clearance Rate CGR Congestion Rate JSS Judicial Support System PDCA Plan-Do-Check-Act SPSS Statistical Package for Social Sciences XII Terminology A Access and Fairness: Accessibility and fairness of the judicial services. Age of Active Pending: The time from case filing to the time of measurement. Accidental Sampling: Non-probability sampling method that relies on data collection from population members who are conveniently available to participate in study. Administrative Court: Located in the High Court, and responsible for the judges-related issues. Arraignment: Is the defendant's initial appearance before the Court, the defendant will be informed of the charges against him/her. Affidavits: A written sworn statement of fact made by parties administered by a person authorized to do. Adversaries: the litigants in a lawsuit. Alternative Dispute Resolution (ADR): A variety of processes that help parties resolve disputes without a trial such as Arbitration. Arbitration: a neutral person called an "arbitrator" hears arguments and evidence from each side and then decides the outcome. In binding arbitration, parties agree to accept the arbitrator’s judgment as XIII final. In nonbinding arbitration, the parties may request a trial if they do not accept the arbitrator’s judgment. C Congestion Rate (CGR): The ratio of case backlog to cases disposed. Clearance Rate (CR): The ratio of cases disposed to cases filed. Case Disposition: The termination of a court case. Criminal Justice System (CJS): The set of processes established by governments to control crime and impose penalties on those who violate laws. Cost per Case: Explains the relationship between dispositions and cost. CourTools: Tools enable courts to assess the performance in meeting the needs and expectations of customers. Court: Government entity authorized to resolve legal disputes Continuances: Postponement of a legal proceeding to a later date, also known Adjournments. Case Flow Management System (CFMS): The coordination of court processes to ensure timely disposition Complainant: The party who complains or sues; one who applies to the court for legal redress. Also known the plaintiff. XIV Civil Trials: The cases against another corporation or individual requesting the court award monetary damages. Cassation court: Located in the High Court, and appeals the judgments of Court of Appeal. Constitutional Court: A court deals primarily with constitutional law. Court of Appeal: Reviews what happened in the court below to determine whether any mistakes occurred. Commercial and Civil Trials Law (CCTL): The rules of litigation process in Civil cases in Palestine. Counter Cases: A legal case filed in response to another case. D Defendant: The person being sued. Dismissal: The termination of a lawsuit. Discovery: A pretrial stage of a court case, both sides collect and exchange information about the case and prepare for trial. Decision: Administrative and judicial determinations. Decision includes final judgments, rulings, and provisional orders made by court pending the outcome of the case. A decision is considered the initial step in a rendition by a court of a judgment in an action. XV Dockets: A list of cases to be heard by a court, also known Agendas or Calendar. E Efficiency: The ability to avoid wasting money, and time in producing a desired result. F Felonies: A crime of a graver nature than a misdemeanor, usually punishable by imprisonment in a penitentiary for more than a year and/or substantial fines. First Instance court: Reviews the cases that are not reviewed by Magistrate court and also the Felonies. H High Judicial Council (HJC): The head of Judiciary It specializes in instituting policies, supervising judges and organizing the work of the courts of all degrees which adjudicates cases before them. High Court (HC): The highest court in Palestine and consists of the Cassation court; Administrative court, and dealing with the judges-related issues such as the judge disputes regarding their job ranks. I Initial Appearance: is the first proceeding in front of a judge. Indictment: A written accusation charging a person with a crime. XVI Islah Men: Informal parties to restore oneself or to reconcile people with one another Intrinsic needs: Such as personal satisfaction due to self-fulfillment. But promotion, praise are Extrinsic needs. J Judicial Authority law (JAL): The laws of the Judicial Authority. Judiciary: The legal authority of a court to hear and decide a case. Judicial Support System (JSS): A department shares the judicial services with judges. Judgment: The final disposition of a lawsuit. M Magistrate court: A Court reviews some of Civil cases which are set in the Commercial and Civil Trials code, Misdemeanors, and offences. Ministry of Justice (MOJ): It plays its role in providing administrative and technical support to the courts and to the public prosecution. Misdemeanors: The Court of Common Pleas has jurisdiction over misdemeanor offenses generally punishable by a fine and/or a jail term. Musawah: The Palestinian Center for the independency of Judiciary and Legal Professions is a neutral, unpartisan and independent Palestinian civil society organization based in Ramallah and Gaza, Palestine. MUSAWA is XVII dedicated to defending the independence of the judiciary and the legal profession. N National Center for State Courts (NCSC): Is a non-profit organization charged with improving judicial administration in the United States and around the world P Penal Cases: Cases subject to punishment Penal Trials Law: The rules of litigation process in Penal cases in Palestine. Preliminary Hearing: The Court of Common Pleas has jurisdiction to hear preliminary hearings in felony matters to determine whether a defendant should be "bound over" for trial. This means that the judicial officer must believe there is sufficient evidence. Plea: In a criminal proceeding, it is the defendant's declaration in open court that he or she is guilty or not guilty Pleadings: The written statements of fact and law filed by the parties to a lawsuit. Proceedings: Leal procedures from filing a case until disposition Public Prosecution: It specializes in instituting criminal proceeding in the name of the Palestinian people. XVIII Palestinian Judicial Institute (PJI): seeks performance improvement in coordination with High Judicial Council, Public Prosecution, and Ministry of Justice. Plan-Do-Check-Act (PDCA): The cycle of continuous improvement. Palestinian Bar Association (PBA): It guarantees the protection of people who resort to lawyers for legal services on the one hand and the protection of the interests of lawyers on the other hand S Systematic Sampling: is a random sampling technique. Statistical Package for the Social Sciences SPSS: A software to analyze data. Stakeholders: All parties affect or affected by the court activities. Settlement: An agreement between the parties disposing of a lawsuit by a settlement judge. Sentencing: if the defendant enters a plea of guilty or is found guilty, the judicial officer determines the penalty or sentence to be imposed T Time to disposition: Time from filing a case until disposition, also known Lead Time. XIX Trial Date Certainty: The number of times cases disposed by trial are scheduled for trial. U United Nations Development Program (UNDP): is supporting governments in promoting transparency, integrity and accountability in the judiciary. V Verdict: A conclusion, as a fact or law that forms the basis for the court's judgment XX Improving the Court's Performance in Palestine Concerning the Time spent until the case disposition By Darweesh Darweesh Supervisor Dr. Mohammad Othman Abstract State of Palestine and the other countries all over the world are subjected to many serious obstructions which weaken the Judicial System to be trusted as the system of resolving disputes, this has been leading to worrying consequences such as the lack of people's trust in Justice System to protect his/her rights, so they may forego their entitlements, or take the law into their own hands with violence ensuing. The backlog cases problem due to the long time to disposition, which further diminishes the public's trust in the Judicial System was observed all over the world. The importance of this research is to provide better understanding of the current status of Palestinian Judicial System and its court's performance. Studying the backlog cases in Palestine to seek novel solutions to help in reducing the time to dispose the cases. This enables the Judicial System to be prevailed all over Palestine and to make it a trusted and fair mechanism to dispute resolution through highlighting and implementing the best strategies and practices to help in improving the efficiency of the Judicial System. The research assesses the current performance of the Palestinian Judicial System (PJS), this through the questionnaires to determine the satisfaction and evaluation of the main stakeholders within the Judicial System, and the exploratory interviews to collect data regarding the main factors which contribute to lengthening the XXI time to disposition, and also to identify the criteria of assessing the performance in terms of the way of managing the cases within the system and the low productivity which is result of working without standards. Also, the research proposes smart solutions and dashboards to help monitoring and controlling the performance, which is needed to apply the accountability in order to increase the efficiency which lead to better confidence in the judicial system. This research included the required data for the study to assess the performance of the judicial system, then suggesting the potential alternatives as solutions to be applied, this through the questionnaires and the statistical tools to analyze the data and extracting the results which are needed for the development, also the study covers the whole community of the study as possible to be able to achieve its objectives through satisfying its whole community, where it involves the Palestinian Judicial Institutions such as the HJC; the courts; and the individuals as litigants. The study provides a high quality monitoring tool on the performance of staff and the case disposition process. The reform helps in improving the performance in a continuous manner through measuring the following performance indicators according to "CourTools" which are provided by the NCSC: Access and Fairness; Clearance Rate (CR); Time to disposition; Age of active pending caseload; Trial date certainty; Court employee satisfaction; and Cost per case. The data gathering process was conducted within the courts of Hebron, Nablus, Jenin, Ramallah governorates to make a clear glance of the Judicial System. Regarding the case type models which help in predicting the time to disposition for each case type, the number of cases of each type which is XXII required to be as large as enough was collected following the systematic sampling technique in order to make the assessment and generate the results of the judicial system performance. For the measures Time to disposition; Clearance rate (CR); Age of pending cases; Trial date certainty, all cases were taken to measure these indicators. Regarding the evaluation of the stakeholders, the questionnaires were distributed within the court of Nablus only to assess the indicators which concerned with the satisfaction of the courts’ audience, this because the study of the stakeholders' evaluation is out of this research scope, where it was studied deeply by a previous research which are cited in this research. Since this research suggests using "CourTools", it was necessary to explain by examples how to use all of the applicable measures, so that the measures of evaluation were used in Nablus Court. 25 questionnaires were distributed to the attorneys (Accidental sampling) to evaluate the skills and knowledge of the judges in managing the cases efficiently, 25 questionnaires were distributed to the staff (As a whole) to evaluate their satisfaction in their positions and the legal works in the courthouse, the litigants of a number 50 (Accidental sampling) as the possible number of visitors within a typical day in Nablus court to evaluate their satisfaction regarding the way they are treated in the court in terms of Access and Fairness measure. 1 Chapter One Introduction Foreword This chapter provides an overview of this research areas where many aspects are investigated in order to evaluate the performance in Palestine’s Judicial System in order to study the problems in this system and try to treat them. 1.1. Overview This research investigates the Judiciary in Palestine (also known as the Judicial System or Court System) which is the system of courts that interprets and applies the law in the name of the state. The Judiciary is a mechanism for disputes resolution (Fiseha, 2011). The study focuses on what is so-called Speedy trial which is a human right (Chattaraj, 2011). Palestinian Judicial System (PJS) pillars are Ministry of Justice (MOJ); High Judicial Council (HJC); and the Public Prosecution. Public Prosecutor enjoys full independence in performing its power, it specializes in instituting criminal proceeding in the name of the Palestinian people (Public Prosecution JAL. \ 83, 2005). MOJ plays provides the administrative and technical support to courts and Public Prosecution, also it links the Executive Authority to HJC (Ministry of Justice JAL. \ 90-92, 2005). https://en.wikipedia.org/wiki/Court https://en.wikipedia.org/wiki/Law https://en.wikipedia.org/wiki/State_(polity) https://en.wikipedia.org/wiki/Human_right 2 High Judicial Council (HJC) is an independent entity, provides the legal framework for the organization of the judiciary, HJC has an authority over the judiciary, including authority over court administration, the appointment, selection, inspection, promotion and training of judges. HJC consists of the President of the High court as a president; the deputy of the High court president as a deputy; two judges from the High Court (HC), the presidents of the Appellate court in Jerusalem and Gaza governorates, the Public Prosecutor; and the under-secretary of justice (HJC Formation JAL. \ 36, 2005). The First Level courts consist of Magistrate; First Instance; Appellate; and the High court (Court Levels PCS. \ 7 & 23, 2001). First level Courts are Magistrate Court and Court of First Instance, Magistrate court reviews Civil cases valued below 10,000JD and Misdemeanors (Purview of Courts CCTL. \ 39, 2005). Court of First Instance reviews Felonies and cases out of Magistrate court cases that mentioned above, and also appeals the judgments of Magistrate court (Purview of Courts CCTL. \ 41, 2001). Appellate Court appeals the judgments of First instance. The High Court consists of Court of Cassation to appeal the judgments of Appellate Court, and High Court of Justice dealing with the courts' administrative issues (Court Levels PCS. \ 7 & 23, 2001) , see Figure 1.1. 3 Figure (1. 1): Levels of Courts in Palestine The importance of this research is highlighted from the significant prolonged time that the cases take until reaching the disposition, where this problem makes the courts system's suffers in terms of efficiency and effectiveness, where some deficiencies in the system such as the lack of using the full features of functionality of the technology which makes the system acts efficiently and effectively to reduce the time; deficiencies in judgments; and the weak performance of the staff and judges due to the scarce of education and training for them to enhance their knowledge and skills in the case management process. Case Flow management is the process of bringing the case from filing stage to the disposition stage (Agbonika & Alewo, 2014), the courts should pay all attention to this process in order to ensure the cases are disposed within the time standards. So the successful implementation of case management process should be applied to the Judicial System in Palestine in order to help the system and its staff and judges facilitating the services which are provided to the public; to ensure that the judges can manage their case load; and to ensure generating the high quality judgments in a timely manner (Abdelbaqi, 2010). High Court Court of Appeal First Level Courts 4 The technology provides many uses which could help the Judicial System to develop its performance and achieve its goals, where the technology could provide the information and its exchange so fast where it is the main element in processing the judicial system's tasks and also to achieve the efficiency and effectiveness in the organizations. Also it may be used in the research and gathering data processes, the training sessions and education, the communications with other institutions and the citizens, the electronic services, and many applications which may help improving the performance and going with the Judicial System towards the superior success. The researcher seeks to investigate: To what extent the Judicial System monitor and control the performance in order to continuously improving the case management process of managing the cases? And to what extent the proceedings follow the best practices of doing things? The study explains the importance of disposing all cases within the standards to control the disposition process, where the delay haunts the administration of justice. Delays postpone the rectification of wrong; the vindication of the unjustly accused; and crowd the dockets of courts (Falavigna, Ippoliti, Manello, & Ramello, 2015). Possibilities for error increase rapidly as time elapses between the original fact and its judicial determination. So the facts should be determined and considered very quickly in order to generate the right judgment in a timely manner. The reality of the court's performance in Palestine and the obstructions that face the Judicial System should be taken into consideration in order to evaluate the current performance of the Palestinian Judicial System (PJS) 5 taking the late case disposition and the high load on the system in order to enhance the public trust in the system as a fair and easy way of resolving the disputes (Rummaneh, 2016). 1.1.1. The Independency of Judiciary The independency of Judiciary should be maintained in order to apply justice in the community (Fiseha, 2011), where a lot of factors affect Judiciary to perform effectively which are: The judicial job security: it means that the judges are protected from being suspended or dismissed unless the behavioral matters where this makes them unable to carry out their tasks; The selection process of judges; The financial independence: to prevent the influence of the other authorities on the judicial authority; The transfer of judges: many states protect the judges from the coercive transfer through giving the authority of transferring the judges only to the higher court. 1.1.2. Counter Cases The Counter Cases increase the pressure on the PJS. This may refer to the weak performance of the Executive Authority in following up the complaints to validate its truthfulness (Refai, 2015). The experts see that the counter cases as a law phenomenon which occurs at a high rate in the Magistrate Courts, where the defendant makes a complaint against the complainant to blackmail him/her to relinquish his complaint or to lengthen the litigation time or even to evade from being jailed. Also, the Counter Complaints may occur due to the weak professionalism and credibility in the attorney profession (Barghouthi, 2015). This problem 6 requires the interplay of Courts; Public Prosecution and attorneys in order to reduce the rate of the counter complaints (Refai, 2015), where the Public Prosecution denied the shortcomings in its performance (Barrak, 2015). The Palestinian Board of Ministers (PBM) suggests a rule to eliminate the problem of counter cases, this rule increases the fees of litigation by 10 times (Adam, 2015), this could be useful in eliminating the counter cases but it negatively affects the right of accessing the justice, so the PBA had worked hardly to force the board to cancel the rule, the solution for the problem of the increasing number of the counter cases is by imposing fines on the litigants when the court reveals that their cases were counter cases, and this fine could be times the case value of money in order to act as a deterrence for the litigants who are revealed as fraudulent. 1.1.3. The Settlement Judge in Civil Cases The judge who takes over the task of reconciling the adversaries as possible, he plays an important role in the Judicial System, where he/she is one of its pillars in spite of its absence in the Palestinian courts until now. The focus of his role in directing the adversaries to the judicial settlement and solving their disputes, where he works on obtaining the control on the case early to resolve it or providing the adversaries a chance to solve it through the ADR such as arbitration, rule (68) of the Palestinian code of CCTL of year 2001 states the deputation one of the First Instance Court judges and to organize his sessions in the specialized court (Settlement Judge CCTL. \ 68, 2001), but this rule is not applied within Judiciary so far. 7 The case processed by the settlement judge takes the following forms of reconciliation: Complete reconciliation and formally documented by the court; Partial reconciliation and the unreconciled issues scheduled to be reviewed by the Trial Court; and No reconciliation which leads the case to be totally reviewed by the Trial Court. The role of this process has different effects on the Judiciary; Economy; and Society, where it relieves the high pressure on the Judiciary System, increases the confidence in the system and ensures the speedy case disposition (Hamarsheh & Khateeb, 2011). 1.1.4. How Judges Are Chosen The selection process should follow a strict procedure in order to guarantee the best practices, where the judges are the tool of achieving the justice in the community and their verdicts affect the justice and (Driscoll & Nelson, 2015). The selection of judges is critical to the process of litigation where the disposition of cases depends on the judge in managing the cases effectively, consequently this helps in reducing the case backlog which is the problem of this research. The judges should take Judicial Rehabilitation degree in order to provide them the judicial knowledge and skills, where the disposition of cases requires a very high skilled judge because the cases mostly are complex and have numerous aspects, or even controlling the procrastination of attorneys. 8 Presidents must consider many factors in making their choices for judgeships: Education; Experience; Skills; and Characteristics. 1.1.5. Some Interests of the Research The research focuses on improving the judiciary's performance in terms of the efficiency, where it focuses on the speed of case disposition, also the research provides a tool for monitoring the whole system in order to ensure applying the responsibility; accountability and the continuous improvement. The research shows the importance of the Judicial Support System (JSS) and the performance indicators, which concern in saving the time and cost spent on the judicial sector, where these are effective tools to monitor the performance in order to highlight the deficiencies as a step to continuous improvement. The research shows the impact of personal impediments which are the weak competences of judges and staffs in terms of education and skills, also the desire of judges and staffs to perform according to the personal moods and the current proceedings. The research shows the impact of administrative impediments which are the non-allocation of a department for the developing and monitoring the used technology, the lack of a clear strategy to activate taking the benefits of technology, also the used policies and procedures which are not consistent with the information technology decade. The research shows the impact of technical impediment which is the lack of competences in dealing with technological techniques, the lack of flexibility 9 to develop the current technology, the lack of specified standards to be followed in developing the current performance. The research shows the importance of using mechanisms which lead to broaden the range of benefits of technology; linking the work-related institutions with the whole judicial system, activating the monitoring on the performance, allocating a dedicated department to monitor and develop the technology as needed, setting a clear strategy, planning for the training sessions in the fields of technological techniques and the case management techniques. Linking the new "Meezan" feature with cost per case measure and the judicial quality management system with the cost and time of litigation: The solution for the case backlog problem should be integrated of some areas such as the linking of "Meezan" with the management process, it should schedules the case queue and the judge to review the case considering the load of judge and also the mix of cases of different level of complexity, and also with the CR by judge in order to apply the motivation and accountability. As the JSS explains how the system helps in relieving the load of judges by delegating the works first to the Judicial Support in order to qualify the cases to be reviewed by judge, where these cases didn’t obtain a settlement between parties and/or all administrative issues are completely done. 1.2. Statement of the problem The backlog cases problem is very critical to justice, governments and communities have to actively respond to this phenomena aiming at 10 minimizing the rate of backlog cases and raising the quality of judgments to reach the community justice (Mubarak, 2011). This research studies the current situation regarding the delays in the Judicial System. Many countries show a significant change in their Judicial System and many stayed with no positive movement towards the effectiveness (Dakolia, 1999). The courts suffer from the inefficient progress due to many factors which hinder the system from bringing the case into the disposition stage in a timely manner, this leads to decrease the public trust in the judicial system, and this is a dangerous result where the litigants would never choose the judicial system to resolve their disputes, but rather they would choose to resort to other informal mechanisms which may affect the justice. Palestine's court system suffers from the slow case disposition and as a result the backlog cases, where Palestine has an average of 30% of case disposition rate (Clearance Rate) in contrast with other countries of an average of 80%, this may be perceived as according to the caseload per judge yearly, but the Palestinian caseload per judge yearly is around 200 cases yearly which is very close to most of the caseload per judge around the world. Also the Palestinian court system suffers from the high age of cases, where 2726 Civil cases aged over 730 days and 2544 Felony cases aged over 365 days. The courts should be well managed in order to be able to deal with the case load, when the court is well managed through the performance indicators such as the time to disposition and age of pending cases and other useful 11 measures, the court can eliminate the effect of factors that lengthen the time to disposition. The slow court system leads to a weak applying of the community justice. The governments focus on improving the Judicial Sector in order to ensure applying the justice (Chih-Fong & Jung-Hsiang, 2010). The Court System should continuously monitor several areas which have critical effects on the system: the Commercial and Civil Trials Law (CCTL) and supporting performance indicators; the capacity and skills of judges and staff (Mubarak, 2011). The citizens resort to the court system in order to bring back their entitlements, but they need their entitlements in a timely manner where if justice is delayed the justice is denied (Chattaraj, 2011). The laws of civil trials contribute to the problem of backlog cases where the time to disposition is highly affected by the number of postponements in any case, this would lengthen the waiting time until disposition. These laws should smooth the litigation process but without affecting the speedy trial. The Palestinian commercial and civil trials law states that the postponement twice for the same reason is forbidden (Postponement CCTL. \ 121, 2001). But the courts don't adhere to this rule and the process of postponement would last for much longer, especially when the plaintiff relies on the allowances of since he/she is the claimant in the case, this because the judge tends to postpone the case when the plaintiff doesn't attend the session. This would affect the justice and the trust in the judicial system. 12 1.3. Importance of the Research The importance of this research is to assess the Judicial System and the factors affecting the time to disposition, focusing on the backlog cases problem as a result of the long time to disposition in order to propose a framework which suggests an effective way of managing the backlog cases. The effective Judicial System is the system that deals with the high rate of cases filing and also applies time standards on the processes in order to control the performance to done in a timely manner, which guarantees the speedy trial for the litigants. This helps in applying the accountability to monitor the performance of the judges and staff (Buscaglia & Ulen, 1997). Time spent until disposition can be measured but the other aspects which concerned with the quality of judgments are more difficult to be measured. When working on reducing the delay of the litigation process it is very important to not affect the judgment quality to ensure achieving the justice. Time standards limit the time spent in processing the cases in order to ensure the time to disposition would never exceed the time standards, but as mentioned without affecting the quality negatively, so the process of litigation should follow and guarantee the just treatment for all litigants and also the quick process to obtain the disposition as quick as possible (Antonucci, Crocetta, & D’Ovidio, 2014). This research explains the effects of some factors on the time to disposition such as the notifications process, this through analyzing the data for the sample taken to study the relationships between the factors and the time to disposition. This helps in predicting the time to disposition and also the 13 backlog cases through the case type models, the research suggests performance indicators to monitor and control the procedures taken to bring the cases from filing to disposition stage. The research uses exploratory interviews to identify the main factors of delay in case disposition, these factors help in predicting the time to disposition or to study the relationships between these factors and time to disposition. The measures of satisfaction and evaluation are tools to gauge the extent to which court-users are satisfied, these measures are just to illustrate the way of using these measures where the satisfaction assessment is not in this research scope. The data collected for the factors affecting time to disposition were collected through "Meezan" which is the court system database, where the cases sample was 383 randomly selected from 68890 cases of different types, this sample was used to generate representative models for the contributions of identified factors in delaying the disposition of these cases. The data for case type models and for satisfaction measures were analyzed by SPSS. 1.4. Objectives of the Research Current research aims to achieve the following objectives: 1) To highlight the main factors of lengthening the time to disposition. 2) To highlight the additional required features of technology needed to be integrated to the current used system. 3) To generate a new model to monitor and control the pressure on the Judicial System. 4) To implement the key Performance Indicators. 14 5) To explain the role of Judicial Support in Case Flow Management. 1.5. Questions of the Research Current research will try to answer the following questions: 1. What are the main factors of the prolonged time taken to dispose the cases? 2. What is the role of added technological features in managing the cases efficiently? 3. What are the potential solutions to improve the performance? 4. How to implement and monitor the performance indicators? 5. What is the role of Judicial Support in an effective Case Flow Management system? 1.6. Limitations of the Research The research considers only the West Bank courts due to the difficulty to take any data from Gaza strip to analyze the situation there, and only the First Instance and Magistrate courts. The research focuses only on the speed case disposition aspect, but the quality of verdicts which contributes highly in the ineffective litigation process is out of this research scope. 15 Chapter Two Literature review Foreword This chapter reviews the past studies on Judiciary in order to improve the Judiciary performance through clarifying the problems that the judicial system suffers from; and the reforms and developmental projects that have been conducted to treat the elements that hinder the justice in protecting the entitlements of citizens. 2.1. Historical overview The shortage of the court's staff and judges is not the major problem which leads to prolonged time to disposition, but there are many factors that contribute to this problem. The slow litigation process and the low quality judgments taken by judges lead to increase the number of backlog cases and the pressure on courts. So the Judicial System should implement mechanisms in order to monitor and control the performance (Spigelman, 2006). 2.1.1. Judicial System Reform in Italy The inefficient court system affect the economic sustainability (Lanau, 2014), where the citizens need their entitlements such as the properties and money to be back as soon as possible, this ensures the continuous rotation of economic wheel due to the improved business climate. This inefficiency might be due to the low court fees which increases the case flow into the court system, this may contribute to higher age of active pending cases. Also 16 the lengthy and complex proceedings lead to prolonged time until disposition. 2.1.2. Does Court Efficiency have a Deterrent Effect on Crime – Costa Rica - 2010 A study in Costa Rica investigates the relationship between the court of efficiency and the crime rates, this through studying the clearance rate of First Instance courts for the period 2001-2007. The main findings are that an increase in one percentage point of the court efficiency rate can reduce the number of crimes between 14 and 17 percent (Soares & Sviatchi, 2010). When the court efficiency increases the time elapsed between the case filing and case disposition decreases, which forms an effective deterrence against crimes. The paper suggests that one-year delay can increase the number of thefts and robberies in about 18 and 23 respectively. 2.1.3. Congestion and Delay in the Court System in Asia's Courts - 1985 A comparative study about the congestion and delay in the court system in Asia's courts were conducted in order to identify the factors that increase delay in the system, also the paper suggested strategies to reduce the backlog cases and to satisfy the litigants' needs. The author noticed that the factors of backlog cases as well as the tools of relieving the problem may differ from country to another because of their different conditions (Falt, 1985). Some of the factors that were pointed out by the author are: Shortage of judges and staffs; the training of judges on the skills of managing the caseload; monitoring the performance, applying the accountability, long proceedings. 17 Some of solutions were suggested by the author such as the effective pre- trial proceedings to schedule only the qualified cases for judicial reviewing; and monitoring the unnecessary delays. 2.1.4. Delay and Settlement in Litigation - 1999 The delays in litigation were investigated in a paper that studied the causes of these delays in the court system, the author pointed out that delays affect the litigants and the community, where it may affect the cost on both the litigants and society, and also delay bringing back entitlements of litigants (Fenn & Rickman, 1999). 2.1.5. A Study on Delay in the Disposal of Civil Litigation – 2013 Some factors that contribute to delays in the court system were identified in a paper conducted in Bangladesh in 2013, these factors are the continuous postponements which should be limited to serious reasons; the pre-trial procedures that relieve the caseload through dropping the unqualified cases to be scheduled; the skills of judges in order to manage the cases efficiently; scheduling of cases within the system considering the age of cases; laws have to be moderate to ensure the flexibility but not delays; monitoring the performance of judicial system and the accountability (Chowdhury, 2013). 2.1.6. Court Performance Indicators "CourTools" are useful indicators providing interpretable results both for internal management and performance assessment by a broad audience of litigants, attorneys, policymakers (Tools for Court Success. NCSC, 2016). 18 So "CourTools" enable courts to collect and present evidence of their success in meeting the needs and expectations of customers. The court should implement the performance indicators and make it the policy to bring the current status towards the excellence in providing the services in a timely and high quality manner. With performance indicators in place, judges and court managers can gauge how well the court is achieving basic goals, such as Access and Fairness in the provided services, Timeliness, and managerial effectiveness. Five reasons to assess court performance: Performance evaluation helps citizens understand exactly how things get done in the court; The capacity to identify and focus on areas of greatest importance to a broad and diverse audience; Help staff better understand their individual contributions and empower court staff to devise creative means to achieve the desired outcome; Information on how well the court is doing in different work areas provides essential indicators of whether goals are reasonably being achieved; Efficiency (Doing things right) and Effectiveness (Doing the right thing) in the expenditure of court funds (Tools for Court Success. NCSC, 2016). The court performance indicators are: Access and Fairness for citizens' satisfaction; Clearance Rate, Time to Disposition; Age of Pending Caseload; Trial Date Certainty; Employees / Attorneys / Judges Satisfaction; and Cost per Case. The HJC should commit and take the responsibility to implement the courts performance indicators, it should monitor the implementation process in order to ensure that the indicators are successfully implemented. HJC should develop a plan to monitor and control the court performance 19 indicators, the Council should continuously supervise the indicators to highlight the deficiencies in order to make the required modifications (Tools for Court Success. NCSC, 2016). 2.1.7. Court Performance around the World An effective, accessible Justice System should provide justice and fairness to litigants with reasonable cost and speed. One of the major challenges is that the "output" of the legal system is not easy to quantify, and it is equally difficult to balance "Efficiency" against qualitative objectives such as "Justice" (Dakolia, 1999). Chilean courts have the highest workload (Dakolia, 1999), reporting over 5,000 cases per year per judge. In contrast, German judges receive only 176 cases per year, Hungarian judges about 226, and French judges about 277. The average number of cases per state court judge in the United States by comparison is 1,300 cases. This is comparable to the survey's average of 1,400. Even as compared to the United States, France, Hungary, and Germany have far fewer cases per year per judge than the other countries surveyed. The number of cases filed, however, does not seem to affect the CR; Chile has an impressive CR (CR is cases resolved/ cases filed) despite the high filed cases per judge see Figure 2.1. As mentioned before, the speedy trial and the high rate of case disposition mustn't affect the quality of justice. The Congestion Rate (CGR) is the caseload divided by resolved cases, given the productivity of a court the CGR can be determined in order to know how 20 much time this court needs to dispose its caseload see Figure 2.1. Ecuador needs 10 years to dispose its caseload while Singapore needs 1 year only (Dakolia, 1999). One study in the United States shows that fast and slow courts have similar numbers of cases filed per judge. Indeed, it has been found that, in some courts, an increase in filed cases causes the courts to internally adapt to the change to maintain its rate of case resolution. If the courts are well-managed, the increase in filings may even result in cases being resolved more quickly (Dakolia, 1999). Figure (2. 1): Clearance rate of courts around the world (Dakolia, 1999) Also, the need to exchange information between courts to see what factors were successful in creating more efficient courts. Comparisons may also stimulate healthy competition between courts (Dakolia, 1999), one of the important roles it has assumed is the collection of empirical data. Without such information exchanged between courts to benefit from the experiences of other courts, reformers end up working in isolation, without benefiting from the experience of other reformers, and not knowing how other systems 21 resolve similar problems in the areas such as time to disposition and the backlog case problem. With the availability of previous successful reforms information, judicial reform projects financed by such organizations will benefit in both design and evaluation (Dakolia, 1999). In contrast, Palestine's courts have a very low filed cases per judge in comparison with the countries over the world see Table 2.1, despite of this low value Palestine has a very low value of CR. According to the data shown in Table 2.1, Palestine's courts need a reform to be implemented within the Judicial Sector in order to treat the low performance, and this through a monitoring system and models that can be used to monitor and control the system, this is the concern of this paper which investigates the current system to highlight the main causes of this low performance, and consequently implementing the tools which help in improving the way of managing the cases within the courts. Table (2. 1):Comparison of CR around the world (Dakolia, 1999) Country Number of filed cases (Cases/Judge/Year) CR Chile 5000 93% Germany 176 98% Hungarian 226 79% France 277 110% Palestine 271 30% 22 Information on court performance can assist in promoting greater confidence in Judiciary and promote good governance through transparency and accountability. The process of good governance should ensure greater respect for the rule of law, confidence in the judiciary, and legal protection of individual rights. 2.1.8. Use of Data in Performance Measurement in Chicago-USA-2013 As mentioned the court performance is difficult to measure. This is because quantifying the outputs that we expect courts to produce is complicated, we can easily count case dispositions, but appraising the quality of justice is more subjective. Early attempts to implement performance measures in state courts "CourTools" which are a comprehensive set of performance measures created by the NCSC (Welter, 2013). New Jersey’s state court system applied the performance indicators in order to reduce case backlog between 1992 and 2006, the state reduced backlog by 50,000 cases. These indicators are to provide a dashboard which explains the courts’ performance, but it needs to be linked with incentives to be more effective, where the judges should be followed to ensure the speedy trial for litigants (Welter, 2013). The Criminal Division of the Cook County Circuit Court ("Court") developed a new digital case management system where each day, judges receive a printout of cases currently on their docket. This “court sheet” gives them some very valuable information. It tells them what the first charge was in the case, the first date on the docket, the status of the case, and the next 23 scheduled court date. This will force the judges to effectively manage the cases (Welter, 2013). The challenge in these reforms is to achieve the alignment of the speedy trial with the high quality judgment. The researches argued that some of the main drivers of delay are the lack of attorney preparedness, unwillingness of parties to share evidence, the absence of a assured trial date, and the "continuance culture" within the court which allows for continuous postponements, the following are the components of the court performance programs (Welter, 2013): Measures and Goals to be followed as the standard; Compatible Systems: Ideal IT systems; Uniform Data: to ensure consistency; Incentives: to provide a highly effective management tool; Coordination & Communication. 2.1.9. Case Flow Management Process The case flow management is a set of activities that bring the case from the registering stage into the case disposition stage, these activities should ensure getting the cases disposed in a timely manner (Sallmann, 1995). Judicial System has a list of proceedings must be followed in order to process a case, these proceedings differ according to the case type, Civil cases start from registering the case, passing through many procedures inside and outside the court, and ending by the case disposition. The proceedings of Penal cases usually start by investigation; arresting suspects; passing through the Prosecution and end by disposition see Figure 2.2 for the penal cases that 24 start by arresting suspects, where the core of this research is the proceedings within the court system (Sallmann, 1995). The proceedings are almost similar around the world, but the difference is in the way that the Judiciary or courts manage their caseload until reaching the disposition. Figure (2. 2): The Proceedings-a Penal Case starts by Arrest (Sallmann, 1995) The courts need to monitor and control the progress of cases through focusing on the case flow management approach, this ensures processing the cases without any unnecessary delays, the factors related to the case flow management processes that may lengthen the time to disposition are easier Arrest Initial appearance - Charging evidences (Suspect's name and charges) (24 hrs) Charging - Evidence (10-20 days) Preliminary hearing (Public minitrial) Arraignment (Not guilty plea) Discovery Non trial disposition (Plea aggrement or Dismissal) Trial Sentencing Execution Appeal New trial Verdict Indictement 25 to control than external factors, when these factors are controlled the performance of the Judicial System increases dramatically (Sallmann, 1995). 2.1.10. Measuring Court Performance-Hong Kong Court of Final Appeal - 2006 Court performance indicators are useful tools to monitor the system which is required to apply the accountability, but the citizens who resort to courts need the justice that is aligned with speedy trial, they don't only the speed to be satisfied (Spigelman, 2006). The quality is difficult to be measured in order to ensure the justice, so when working on expediting the performance of case litigation process, we have to ensure that the justice is not negatively affected. 2.1.11. Palestinians' Evaluation of Justice Institutions – UNDP - 2012 A survey was conducted in order to notice the extent to which the Palestinians resort to courts, as well as the extent to which they trust the Justice Institutions. In case of one doesn't trust justice to protect his/her rights, they may forego their entitlements, or take the law into their own hands, with violence ensuing. 71% of the Palestinians resort to courts to resolve disputes; 51.2% are confident with fair settlements generated through the courts (Adwan, 2012). The people's perception that justice is too slow is the reason for avoiding recourse to courts. 50.2% of people cited ‘court cases take too long’ chose not to resort to courts (Adwan, 2012). 23.3% of Palestinians perceive that the ‘informal’ justice mechanisms are faster than courts, but the informal justice mechanisms such as "Islah men" 26 tend to deny the rights of marginalized groups (Adwan, 2012). Legal literacy is the gateway to accessing rule of law institutions and achieving justice. ‘Legally illiterate’ persons are less likely to access justice. Legal literacy can be a factor to improve performance. (Adwan, 2012). 2.1.12. Administration of Criminal Justice in Palestine – 2010 The backlog problem in Palestinian justice system was assessed in a book conducted in 2010, this book investigates the delay in civil and criminal cases. Where Palestinian courts are unable to dispose cases within time standards, which lead to accumulation of cases due to filings continuously exceed dispositions, the case flow management was pointed out as proactive proceedings to expedite case disposition, and this ensures filings almost equal dispositions, which means high clearance rate "ratio of dispositions to filings" (Abdelbaqi, 2010). Judicial systems face challenges in rendering judgments within rational time, where the public satisfaction and confidence in judicial system is crucial to justice. European convention on human rights considers case delay as a violation of human rights. The author mentioned that delay might affect rendering a fair judgment, where the ability to confine the entire details for evaluation and making a fair judgment decreases as the time of processing a case increases (Abdelbaqi, 2010). The author listed the basic causes for delay which are congestion in courts' dockets; the obsolete procedures that permit excessive continuances; distribution of cases per judge without considering the number of judges in 27 relative to size of population; political situations which hinder the judicial system's parties attending court sessions. The case management system was pointed out as an effective mechanism to reduce time to disposition and cost of litigation; apply accountability; provides transparency. This helps courts monitoring the performance of staff and judges. The author reviews the American case management system which includes the standard forms to ensure uniformity of data and minimum errors; record control from filing a case until folder creation; case processing through the system; scheduling the cases according to complexity; controlling and storing judgments; and reporting some statistics such as number of filings and dispositions during a certain period, pending cases at the beginning and end of the period (Abdelbaqi, 2010). The author discussed the case delay in German judicial system as faster than its counterparts worldwide in time to disposition, where average time in 1995 in local courts was 6.7 months, whereas in 1996 was 5 months. Case delay in Palestine in First Instance courts in 2006 was also investigated, where the percentage of cases disposed was 47% (57334 cases) of overall cases filed and recycled. Moreover, the author discussed a project conducted in Palestinian courts by UNDP in 2003 (DPK Consulting Project), this project studied the factors of delay throughout the various steps in litigation process (four prototypes courts were considered), the postponements due to litigants' requests which is the largest contribution of 42% of the overall delay, and because the judge seeks relaxation he/she accepts their requests, the improper notifications of 11% contribution to overall delay, this is due to 28 checkpoints which hinder bailiffs from successfully notifying the intended parties. The project suggested two mechanisms, the first is to deal with old cases through classifying them in order to provide them priority, the second is to speed up the litigation process through imposing some procedures such as forcing litigants to present evidences in the first session; postponement is forbidden for the same reason; treating plaintiff or his attorney as the defendant so dropping the case due to nonattendance; and transferring scheduled cases to other judges due to judge's absence (Abdelbaqi, 2010). 2.1.13. Musawah Evaluation Report for the Justice sector in Palestine A surveying study was conducted in 2015 in order to evaluate the justice sector in Palestine (West Bank and Gaza Stripe), this is through the questionnaires distributed over a sample from the audience. These questionnaires investigate the opinions of audience in the justice indicators which were set by Musawah in 2007, where the justice pillars and their indicators were identified. The targeted groups were the Palestinian audience; Litigants; Lawyers; Trainees lawyers; Law Instructors in Palestinian Universities (Musawah, 2015). The following Table 2.2 shows the results of the study. 29 Table (2. 2): Results of Musawah Evaluation Report – Litigants Group in West Bank Aspect Percentage of "Yes" plea 1. Improvement in the Palestinian Judiciary 36% 2. Integrity of Judiciary 51% 3. Slow Case Disposition 71% 4. Security Institutions Intervention 85% 5. Trust in Trial Courts 38% 6. Fair Trial 48% These results are worrying indicators where the litigants of high percentage noticed that the judiciary is not speedy and fair enough to be a trusted mechanism of resolving disputes, this is very clear from the percentage of litigants that trust the tribal judiciary which is 48%, 53% see that the tribal judiciary is more able than trial courts to resolve disputes. The lawyers of 52% don't believe in the integrity of judiciary, also 54% see the system of appointment doesn't follow the transparency, where 58% think that the system follows some biased considerations in the promotions and appointment processes (Musawah, 2015). The slow and unfair litigation processes lead to decrease the trust in the Judiciary System, which means that people would choose recourse to informal mechanisms such as the tribal judiciary. Consequently, the justice wouldn't prevail in the whole community. 2.1.14. The Judge Effort Spent Working on Cases A study was conducted by a specialized team from the HJC and international experts showed that the judge in the Palestinian courts performs 30 approximately 1400 hours of judicial work yearly, and this through determining the daily judge working hours in the court which is around 7 hours a day (Dabbas, 2014), where the official daily hours are 7 hours, the monthly working days are 22 days, after cutting the yearly judicial vacation 84 days, but the judge actually doesn't adhere to these official rules and works only around 3 to 4 hours daily. Table 2.3 provides an accurate timeline for the number of judicial hours required for each case type in the Magistrate and First Instance courts (Civil and Penal) if the required papers and persons are available. Table (2. 3): Judicial hours required for several case types (Dabbas, 2014) Type Hours Murder cases 37 <100,000 JD 31.5 Misdemeanor 2 Accident Compensation 6 The following formula is to determine the number of judges needed to be available in each court (Dabbas, 2014). 𝑁𝑢𝑚𝑏𝑒𝑟 𝑜𝑓 𝑗𝑢𝑑𝑔𝑒𝑠 = 𝑆𝑢𝑚 𝑜𝑓 𝑗𝑢𝑑𝑖𝑐𝑖𝑎𝑙 𝑤𝑜𝑟𝑘 ℎ𝑜𝑢𝑟𝑠 1400 2.1.15. The Notifications are the Basis of Judicial Fulfilment The Judicial Notification is a technique to communicate with the procedural parties of the judicial work, where it is a formal announcement for the start of litigation with a specified time which notify the other party to attend for a 31 pre-assigned court session in a particular date to start the required precautions to defend his right in confronting the adversary. The legislator sets out the notification methods according to rule (7) as follows (Notifications Methods CCTL. \ 7, 2001): By the notifications officer; by the post office; any other methods the court suggests; If the address of person the court needs to notify lies in another court, the judicial notification should be sent to this court registry to undertake the notification process, then sending a report to the source court explaining the details and procedures which were done throughout the process (Awwad, 2014). The important role of the notification process enforces a special attention to be processed successfully (Awwad, 2014). The non-completion of this process is a major obstacle to apply justice. A lot of cases are postponed due to the incomplete notification process. Table 2.4 shows the statistics issued by IT department information in the HJC for the year 2013, we see varying proportions with respect to the obstructions of the notification process (Awwad, 2014): Table (2. 4): The rotatory cases because of the failure of notification process in 2013 (Awwad, 2014) # Cause of postponement Rotatory cases 1 Failure to notify the parties the session date 2264 2 Re-notify any of parties 15789 3 Failure to notify the witnesses the session date 62 4 Failure to notify the appellant 309 5 Failure to notify the appellee 140 32 There is no doubt that the greater the proportion of the disposition of cases the greater the public confidence in the Judiciary. Several factors have the greatest impact in completing the notification process as it may separately or jointly form a real obstacle to the informer to do his job to notify, these factors are: Technical factors; The nature of the work; Geographical factors; Personal factors; Logistic factors; Legal factors (Awwad, 2014). 2.1.16. Expediting Case Litigation Process through Setting Life Spans In 2014 a project to expedite the court's cases through specifying its life span (Dabbas, 2014), This developmental project was performed by the HJC because of the significant increasing in the registered cases in the courts which may reach to 20% annual increase especially in the Court of First Instance and Magistrate Courts, because the litigation process takes too long and much further than it should take until the disposition of cases, this contributes to the accumulated number of cases which is the result of the increasing of judicial load on courts in comparison with the human capabilities whether judges or staff members. This project was applied through the electronic program to manage the processing of cases "Mezaan " to make the judges able to manage the cases (Dabbas, 2014). 2.1.17. The Evolution of Court's Information System in Palestine The Judicial System Institutions worked on reforms in order to improve the performance of the Judicial System, these projects contributed in improving the performance in the years before 2009, where ''Mezzan'' software was applied in 2009 and it is currently used in the justice sector ["Mezzan" is an electronic software to manage the progress of Civil and Penal cases and all 33 related procedures once it is registered until disposition] but it helps the system as a data base but not as an effective case management tool to ensure the good quality judgment in a short time, where it helps in accessing the information about the cases progress within the court system such as notifications to parties (Rummaneh, 2016). The used technology in the Judicial System and its courts has evolved through several stages (Rummaneh, 2016) : 1- The stage before ''Mezzan" The system was using the traditional way to archive and retrieve the information manually, but the system suffers from the ineffectiveness in terms of the speed and the accuracy of data to be accessible to all parties. 2- ''Mezzan'' ''Mezzan 1'' was resulted from the efforts of the HJC which worked in identifying the priorities and the security levels to guarantee the ability to save the information, it was generated as a phase 1 which only works on registering the cases electronically and its notifications in the Magistrate Courts. In phase 2, the council developed the software to work in the courts of its various specializations, to deal with the all kind of cases and its procedures such as registering, notifications and reports, and printing the hearing files electronically. The system still lacks of connection with the related parties and the directorates of the Judicial System. Also the new system helped in reducing to some extent the Judicial Congestion and in speeding up the case proceedings. 34 In phase 3, the Council developed a new version of the case management software (Mezzan 2) to modify the problems of the first release (Mezzan 1), the new release of "Meezan 2" provides exchanging information between the related Institutions such as the Public Prosecution to exchange the information of Penal cases such as the information of case parties; the PBA to exchange the information of registered lawyers, and the MOJ to exchange the rules of penal for the interest of the central criminal folder. 3- The current performance The courthouses now use ''Mezzan 2'' in all their daily procedures to record all proceedings information to ensure the accuracy in the case proceedings, and it provides the lawyers the feature of following up their cases remotely, and providing the HJC the feature of generating the statistical reports regarding the cases and their types, hearings, and the postponement reasons in order to improve the effectiveness. The current situation is better than ever where ''Mezzan'' facilitates handling the cases through functioning as a central data base where it provides details about the case progress, but the Court System is still ineffective in terms of the backlog, the speed, and the quality of judgments (Rummaneh, 2016). The research assumes that the success in implementing the new tools requires the commitment of the HJC to link the suggestions of this research with the strategic goals of the Judicial System. This study investigates the problem of long time to disposition which leads to the backlog case problem, this research studies the factors that lead to these results in order to improve 35 the performance of PJS to act efficiently. The research uses the tools that the literature used for monitoring the performance of courts, these tools are useful for this research in collecting; analyzing and interpreting the results regarding the factors affecting the time to disposition. 36 Chapter Three Research Methodology Foreword This chapter explains the study approach and its range and shows the study community and the sampling techniques and the sample size, and also the statistical tools used to investigate the causes. 3.1. Study Approach The research considers multiple approaches in order to explain and investigate the reasons of case backlog due to the long time to disposition, this is also required to be compatible with the research purpose, the problem area, research questions, and research hypotheses which satisfies the research’s requirements in order to reach the desired results (Creswell, 2003). This research uses an inductive approach in order to move from data to theory (Blackstone, 2012). This research used the inductive approach in generating models from data that are very helpful in predicting the time to disposition and predicting the upcoming caseload. And using the deductive approach to start with a theory which is the standards of time to disposition to check the compliance to these standards and then test its implications with data. A deductive approach in research is to study what others have done, reads existing theories, and then tests hypotheses that emerge from those theories. (Blackstone, 2012). 37 A quantitative approach is one in which the investigator primarily uses for developing knowledge (i.e., cause and effect thinking, reduction to specific variables and hypotheses and questions, use of measurement and observation, and the test of theories) (Creswell, 2003). The data collection also involves gathering both numeric information (e.g., on instruments) as well as text information (e.g., on interviews), so that the collected information represents both quantitative and qualitative information. For identifying factors that influence an outcome, a quantitative approach was used to know the important variables to examine (Creswell, 2003). The research uses the qualitative approach to understand the research problem through the exploratory interviews to evaluate the status of the judicial system, this provides a clear picture of the current performance and the impact of this weak performance, this impact affects the citizens and the staff. Also, the study uses the tools needed to highlight the factors of the backlog problem. The research uses tools to quantitatively measure the performance of several areas in case management system where this approach was used to test the hypotheses through collecting quantitative data for the key performance indicators and the statistics were used to generate the correlations between variables. This resulted in connecting the results with research problem and research questions, the exploratory interviews are adopted in order to collect data and understand the conformance to the standards which control the time to disposition. So, this research investigates the factors that affect the time to disposition in order to identify them; the data for these factors was collected and analyzed 38 by SPSS. The assessment of current Palestinian Courts performance was in Nablus, Hebron, Jenin, and Ramallah courts which represent the research community and considers only the Magistrate and First Instance courts and their performance in terms of the disposition time and other measures during the period 2013-2015. 3.2. Research Framework The research assesses the current performance regarding the factors which lengthen the time to disposition, and suggest a model to provide the ability to monitor and control the performance and also to link these performance indicators with the system of motivation. The following Figure 3.1 explains the research framework which was followed to assess the current performance of Palestinian courts which was needed to identify the research problem, Nablus, Hebron, Jenin, and Ramallah courts represent the research community and considers only the Magistrate and First Instance courts and their performance in terms of the disposition time and other measures during the period 2013-2015. The samples in several areas were chosen to represent the community, these areas are the satisfaction of employees, the evaluation of judges and lawyers, and the performance indicators which were used to highlight the research problem, the exploratory interviews were conducted in order to identify the factors that lengthen the time to disposition, the standards of time to disposition that are considered by the literature were used to set the research hypotheses, the questionnaires were conducted to evaluate the employees 39 satisfaction, and the evaluation of judges and lawyers (It was mentioned that the evaluation measures are just to explain how to be used), these areas generated the factors which lengthen the time to disposition. These questionnaires were undergone to a Pilot study to ensure the questions are valid and easy to answer, these questionnaires were distributed to the targeted groups and were gathered to be analyzed by SPSS. The results of the interviews were used to conduct the factors which lengthen the time to disposition, and also to test the compliance to the previous hypotheses as the standards to time to disposition, and to check the validity of the research hypotheses. The study proposes a model which helps in reducing the load and time which must be done by the judges, and also the cost the courts spend in running the business of courts, the proposed performance indicators should be followed in order to monitor and control the performance to achieve the excellence. The quantitative and qualitative methods were used in order to highlight the areas of poor performance and to propose the novel solution which is the performance indicators. 40 Figure (3. 1): Research framework 3.3. The sampling The accidental sampling method was used for the questionnaires because the community is not known where the number of citizens and lawyers that visit the court cannot be determined. Since the scope of this study is to discuss the reasons for the backlog in order to find the ways of reducing the time to disposition, which is conducted by the data collected from the databases of the HJC. So the study community of the questionnaires is Nablus court only in its Magistrate and First Instance courts. 3.3.1. The Research Community The study community regarding the data collected about the caseload of courts is composed of Hebron, Nablus, Jenin, and Ramallah courts and their Problem •Identify the research problem •Determine the research objectives Literature review •Reviewing the previous researches and projects Data collection and analysis •Interviews •Questionnaires •Pilot test •Distribution and gathering the questionnaires •Analysis •Results and conclusions Model •Judicial support •Performance measures Conclusions •Conclusions and recommendations 41 Magistrate, First Instance courts. For the questionnaires the study community is Nablus court only involving its judges and administrative staffs. 3.3.2. The Sample Size The sample size is a group of individuals with specific characteristics which should be taken to represent the population where usually it cannot be taken as a whole. There are several methods to determine the appropriate sample size which must be taken, these methods such as the Simple Random Method, Systematic Random Method, Accidental Sampling Method (McLeod, 2014). The number of cases for the performance measure (Clearance rate, Time to disposition, Age of pending cases, Trial date certainty) was taken as the whole community, so there is no sampling in this area of research. But there are several characteristics were needed to determine the factors which lengthen the time to disposition and also to generate the correlations between these factors, so that for generating these elements a sample of 383 cases of different types was taken from the community of 68890 cases, so the sample was taken according to the Systematic Random Method (McLeod, 2014). The questionnaires that measure the satisfaction and evaluation of the stakeholders such as employees, customers, judges, and lawyers were distributed in Nablus court only, where the use of these measures is only to explain how these measures can be used, where the investigation of satisfaction is out of the research scope; and also refers to the homogeneity 42 of the judicial units' performance within all courts. The researcher pointed out a previous research which was conducted to investigate deeply the satisfaction in the Judicial System (Adwan, 2012) The reason of taking a small sample of citizens for the evaluation questionnaires is the inability to determine the appropriate number of a sample, so the Accidental Sampling Method where the local citizens visiting the court cannot be identified so the researcher tried to take as much as possible of those visitors (McLeod, 2014). To show the fit with appropriate confidence interval and confidence level, Thompson formula to determine the sample size, so for CI 5% and 95% CL. (Thompson, 2012). 𝑛 = 𝑁 ∗ 𝑃(1 − 𝑃) [(𝑁 − 1) ∗ ( 𝑑2 𝑧2)] + 𝑃(1 − 𝑃) Where: n=Sample size N=Population d=Percentage error (0.05) P=proportion of population having the characteristics z= Corresponding Normal Distribution Values (1.96 for 95% CL) The questionnaires were distributed as follows: (25) to be distributed to all judges in Magistrate and First Instance courts in Nablus, (25) to all staff members in the same courts. The questionnaires of (25) were distributed to attorneys, and (50) to customers following the Accidental Sampling Method. 43 The samples of cases are taken from the courthouses to collect data regarding the performance indicators such as CR, and also recording the main causes for long time to disposition. For these questionnaires to be answered completely the researcher and with some help was able to achieve 100% response rate. And also for the focus area which is the performance measures which concern with the efficient way in managing everything in the courts, the interviews with the judges, lawyers, and the technical support were very useful in obtaining the required data for the research. 3.4. Data Collection Regarding collecting the required data for the research, different sources were identified as the main areas of getting the data which is highly related to the purpose of this research, for measuring the satisfaction and evaluation of the main stakeholders, the structured questionnaires with 5-point Likert scale were distributed to obtain a clear understanding as possible of how people and others working within the judicial sector see and trust the judicial sector performance, so it was needed to obtain a simple overview of their evaluation to be consistent with the calculations and comparisons of the performance measures. Also, the interviews which were done in order to identify the root causes of lengthening the time to disposition, and also to help in measuring the performance measures which surveys the current performance of measuring the cases within the courts. 44 3.5. Research Tools This research is based on survey research tools to collect the data required for the purposes of this research, this is one of the research tools which is chosen according to the research questions (Creswell, 2003), those are the interviews to collect data regarding the performance measures, and the questionnaires which measure the evaluation and satisfaction of the stakeholders. 3.6. Exploratory Interviews The exploratory interviews are the way of collecting data from the persons close to the work which is needed to be investigated, these may be in different forms such as structured, unstructured, and semi unstructured, and also it may be face to face interviews or face to face group interviews (Rubin & Rubin, 2005). The structured interviews were used in order to identify the factors from the main areas which were identified as the most appeared causes of lengthening the time to disposition. The questions of interviews concerned in narrowing the wide range of areas which were determined as the main critical areas, so these questions were very useful through providing an overview of several cases in order to consider the main factors that lengthen the time to disposition. Also, the unstructured form was used in order to generate a clear qualitative and quantitative overview of the current performance, these measures were needed to apply the performance indicators which is required to monitor the deficiencies of the system see Appendix 4. 45 3.7. Questionnaires The questionnaires are very useful and easy way to collect the data required for the research by the respondents, these may be close-ended questionnaires or open-ended questionnaires (Sincero, 2012). The research uses the close- ended questionnaires where the respondents choose from the answers of the Likert scale. The questionnaires which were used in this research in order to collect data about the evaluation and satisfaction of the respondents regarding the performance of the judicial system, where the first is Access and Fairness see Appendix 1which concerns in collecting data about the ease of access to the system, and also about the fairness of treatment for all customers. The second one is the employee satisfaction see Appendix 2, this is to collect data about the satisfaction of employees regarding the working conditions and the feel of achievement and motivation in the court house environment. The third questionnaire is the judge evaluation questionnaire see Appendix 3, where this one concerns with determining the evaluation of judges to their abilities and skills in managing the c