An-Najah National University Faculty of Graduate Studies GIS as a Tool for Route Location and Highway Alignment By Emad Basheer Salameh Dawwas Supervisor Prof. Sameer A. Abu Eisheh Submitted in Partial Fulfillment of the Requirements for the Degree of Master in Highway and Transportation Engineering, Faculty of Graduate Studies, An-Najah National University, Nablus, Palestine 2005 II III Dedication I present this work to who gives every thing and doesn’t wait any thing. To the candle that is burnt to light my way…………… My Mother. IV Acknowledgement First of all, I thank my God for all the blessings, he bestowed on me and continues to bestow on me. It is with sincere gratitude and pleasure that I express my profound acknowledgement to my supervisor: Prof. Sameer Abu Eisheh, An-Najah N. University, who has been most gracious, diligent, and resourceful in his efforts to accomplish this study and write up this thesis. Special thanks go to Eng. Abullah Abdullah, Ber Zeit University, for his technical support and his valuable suggestions. These thanks are also to all lecturers and professors who advised during the preparation of this study. Finally, I would like to express my utmost appreciation to my filmily, and my friends for all kinds of support, knee interest and concern. V Table of Contents Content Page Committee Decision ……………………………………………… II Dedication ………………………………………………………… III Acknowledgment …………………………………………………. IV Table of Contents ………………………………………………… V List of Tables ……………………………………………………... VIII List of Figures …………………………………………………….. IX List of Appendices………………………………………………… XI Abstract …..………………………………………………………. XII 1. INTRODUCTION…………………………………………… 2 1.1 Background…………………………………………... 2 1.2 Objectives……………………………………………. 2 1.3 Importance of the Study……………………………… 3 1.4 Study Area…………………………………………… 4 1.1 Study Outline………………………………………… 4 2. LITERATURE REVIEW……………………………………. 8 2.1 GIS Applications in Transportation Planning………... 8 2.1.1 Introduction…………………………………………... 8 2.1.2 Worldwide GIS Application in Transportation Studies 8 2.1.3 Local GIS Applications in Transportation and Traffic 12 2.2 GIS Studies in Route Location and Highway Alignment……………………………………………. 14 3. METHODOLOGY…………………………………………… 20 3.1 Introduction…………………………………………... 20 3.2 Data Collection and Variables Identification………… 21 3.3 Software Selection…………………………………… 24 3.3.1 GIS Software……………………………………..…... 24 3.3.2 CAD Software Used………………………………… 25 3.4 GIS Model Building………………………………….. 26 3.4.1 Input Data Phase……………………………………... 29 VI 3.4.2 Define Alternatives Phase……………………………. 30 3.4.3 Design Phase…………………………………………. 33 3.4.4 Analysis Phase……………………………………….. 33 3.4.5 The Evaluation and Final selection Phase...……......... 35 3.5 Weighting System……………………………………. 35 3.5.1 Environmental Assessment…………………………... 36 3.5.2 Modified Weighting and Ranking System…………… 38 4. PPLICATION………………………………………………… 42 4.1 Introduction…………………………………………... 42 4.2 Existing Roads Conditions…………………………… 42 4.3 Data Collection………………………………………. 44 4.3.1 Topography…………………………………………... 45 4.3.2 Agricultural Lands…………………………………… 46 4.3.3 Natural Reserves, Forests and Biodiversity Areas…… 46 4.3.4 Palestinian Built-up Areas and Population…………... 48 4.3.5 Water Resources……………………………………... 48 4.3.6 Israeli Settlements and Separation Wall……………... 52 4.3.7 Existing Roads……………………………………….. 52 4.3.8 Cultural Sites…………………………………………. 52 4.3.9 Geology………………………………………………. 56 4.4 Data Preparation Phase………………………………. 56 4.5 Alternatives Generation Phase……………………….. 63 4.5.1 Exploration for Continuous Path…………………….. 64 4.5.2 Preliminary Centerline Selection…………………….. 77 4.5.3 Final Centerline Selection……………………………. 80 4.6 Design Phase…………………………………………. 80 4.6.1 General Design Considerations and Assumptions…… 82 4.6.2 Horizontal Alignment Design………………………... 85 4.6.3 Vertical Alignment Design…………………………... 85 4.7 Analysis Phase……………………………………….. 89 4.8 Evaluation and Final Selection Phase………………... 102 VII 4.8.1 Advantages and Disadvantages of All Alternatives….. 102 4.8.2 Final Selection……………………………………….. 105 5. CONCLUSION AND RECOMMENDATIONS…………… 108 5.1 Conclusions…………………………………………... 108 5.2 Recommendations……………………………………. 110 REFERENCES……………………………………………….. 112 APPENDICES………………………………………………… 115 ب .…………………………………………………………الملخص VIII List of Tables Table No. Page Table (1) Important Considerations from the Public and Involved Government Agencies…………………...... 37 Table (2) Impact Weighting System Source ............................. 38 Table (3) Modified Impact Weighting System ……………... ... 39 Table (4) Buffer Zone Around Some Restricted Features ……. 59 Table (5) The Cross Section Components …………………… 82 Table (6) Equations of Crest and Sag Vertical Curves ………. 86 Table (7) K Value for Crest and Sag Vertical Curve ………… 87 Table (8) Final Results of the Analysis Phase ……………….. 100 Table (9) Estimation of the Amount of Impacts Using Weighting System…………………………………... 106 IX List of Figures Figure No. Page Figure (1) The Location of the Study Area………………………. 5 Figure (2) The Detailed Study Area……………………………… 6 Figure (3) Phases of Highway Alignment Selection Process…….. 21 Figure (4) Layers of Different Features as Represented…………. 25 Figure (5) Sample of SDSK Output……………………………… 27 Figure (6) The Flowchart of the Developed GIS Model…………. 28 Figure (7) Flowchart of Red and Green Method…………………. 31 Figure (8) Existing Roads Connecting Nablus and Jenin………... 43 Figure (9) Study Area According to Agricultural Value…………. 47 Figure (10) Existing Biodiversity, Forsets and Natural Reserves…. 49 Figure (11) Palestinian Built-up Areas in the Study Area………… 50 Figure (12) Existing Water Resources in the Study Area…………. 51 Figure (13) Israeli Settlements, Seperation Wall and Isolated Areas 53 Figure (14) The Existing Road Network…………………………... 54 Figure (15) Existing Cultural Sites in the Study Area…………….. 55 Figure (16) Geological Faults in the Study Area………………….. 57 Figure (17) Simplification of Overlapping Problem………………. 58 Figure (18) Final Layers of the Study Area Features……………… 61 Figure (19) 3D Model of Study Area……………………………… 62 Figure (20) Forbidden and Permissible Areas for Trial 1…………. 67 Figure (21) Final Forbidden and Permissible Areas for Trial 1…… 68 X Figure (22) Forbidden and Permissible Areas for Trial 2…………. 69 Figure (23) Net Selected Area in Trial 2…………………………... 70 Figure (24) Selected Permissible Areas with 50m Buffer in Trial 2 71 Figure (25) Permissible and Forbidden Areas According to Trial 3 73 Figure (26) Extracted Continuous Paths in Trial 3………………... 74 Figure (27) The Study Area Classified According to the GCM…... 76 Figure (28) Using PE in Selecting Preliminary Centerline………... 78 Figure (29) Preliminary Centerline of Alternative One and Two…. 79 Figure (30) Final Centerline of Alternative Two and Three………. 81 Figure (31) ROW Cases…………………………………………… 84 Figure (32) Sample of Cut and Fill Bounderies and Cross-section... 88 Figure (33) Sample of Imported Data from SDSK………………... 90 Figure (34) Impacted Area Simplification………………………… 90 Figure (35) Impacted Areas of Alternative One and Two…………. 92 Figure (36) Cut and Fill between Design and Ground Surface……. 93 Figure (37) Cut and Fill Output of Alternative One……………….. 94 Figure (38) Built-up Areas Served within Five Kilometers……….. 95 Figure (39) Areas within 150m Noise Zone of All Alternatives…... 97 Figure (40) Faults Crossed by Alternative One …………………... 98 Figure (41) All Alternatives with respect to the Point Features........ 99 XI List of Appendices Appendix Page Appendix A GIS Software……………………………………… 116 Appendix B Data Collection……………………………………. 124 Appendix C Alternative Three Figures…………………………. 127 Appendix D Analysis Phase Output……………………………. 130 XII GIS as a Tool for Route Location and Highway Alignment By Emad Basheer Salameh Dawwas Supervisor Prof. Sameer A. Abu Eisheh Abstract Selecting best route location and highway alignment process is a complicated one, due to the many variables that must be taken into consideration for achieving the best results. Geographic Information Systems (GIS) can easily model such variables, including topography, environment, built-up areas, and geology variables. This study took advantages of GIS capabilities that offer the ability to overlay maps, merge them, and perform spatial analysis on various layers of information in either two or three dimensions. In this study, a GIS model for route location and highway alignment was developed and used to generate alternate highway route applications. After these alternatives were preliminarily designed using CADD software (Softdesk 8.0), the model was used to analyze, evaluate, and then select the alternative with least impacts on environmental, economical, and political aspects. In this study, the GIS model was tested on an application that aims to select the best alternative of three suggested highway alignments. This selected highway is supposed to connect two major cities in the north of the West Bank (Nablus and Jenin). In this application, the advantages of the developed model was clear in the preliminary stage of alternatives XIII generation where it was possible to avoid impacting of the different sensitive areas. In addition, a lot of information can be concluded once the user identifies a suggested route because the profile can be developed and drawn immediately. In final stages of analysis and evaluation, the model showed high capabilities in analyzing the impacts of each alternative, using buffering and spatial relations between the different features and the suggested alternatives, and then evaluating these impacts. The results of this study clearly showed the applicability and potential of using GIS as a tool in route location and highway alignment with least potential impacts. CHAPTER ONE INTRODUCTION 2 Chapter One INTRODUCTION 1.1 Background Geographic Information Systems (GIS) are increasingly used in civil engineering applications. Transportation and highway engineering is one field which has been affected by developments in GIS aspects, as spatial variables, including environmental, topography, built-up areas, and geology related variables, can be easily modeled. Such criteria are taken into consideration in the selection of route location and the design of highway alignment processes that are usually perceived as rather complicated. Therefore, this complexity motivates highway engineers to give more attention to GIS applications in route location and highway alignment, due to their ability to consider many spatial variables simultaneously. 1.2 Objectives The task of selecting the optimal route alignment for highways is an application of transportation engineering that can benefit from GIS technology. The main objective of this study is to take advantage of this technology that offers an opportunity to overlay maps, merge them, and perform two and three-dimensional spatial analysis on various layers of information. Therefore, the procedure will be established to perform the analysis of the preliminary location of highway routes, this will be applied to a real world case study for a new route between Nablus and Jenin in the northern part of West Bank. 3 1.3 Importance of the Study The importance of this study comes from the use of a developed GIS model in highway alignment preliminary selection, analysis, evaluation, and final selection. The developed GIS model and its different extensions, especially 3D Analyst, have many of advantages in highway alignment selection field. The following points show these advantages: 1. In the preliminary stage of route selection, it is possible to avoid impacting the different sensitive environmental areas such as valuable agricultural and biodiversity areas, forests, and water resources, such as wells and springs. Such option remains possible because all layers can be shown simultaneously. 2. A lot of variable details can be reached once the user identifies a suggested route because the profile can be developed and drawn immediately. GIS provides preliminary dynamic evaluation of the suggested route: • It is easier to select the preliminary centerline when there is a 3D topography for the study area, which makes it possible to avoid any steep slope. • Using 3D model of the study area, the user can take a clear enough impression about the suggested center line by producing an immediate profile for the different segments of the center line. On the other hand, the length of each route is shown. 3. In final stages of analysis and evaluation, GIS has high capabilities in analyzing the impacts of the suggested highway, using buffering 4 and spatial relations between the different features and the highway, and then evaluating the proposed road depending on its impacts. 4. Finally, the user can visually certain the chosen alignment as well as he/she can see the final designed highway in three dimensions and can simulate driving through the highway. 1.4 Study Area The study area is located in the northern part of West Bank. The area is part of two main districts, Nablus and Jenin, as shown in Figure (1). There are two main reasons behind selecting this area for the application of this study. First is the variety of land use and topography of the study area that extends from Nablus in the south to Jenin in the North as shown in Figure (2). Such variety shows the capabilities of GIS in spatial analysis in two or three dimensions. Second is the availability of environmental and socioeconomic information necessary for the analysis and evaluation phases of the intended model. 1.5 Study Outline This study is composed of five chapters. Chapter One includes the background of using GIS in transportation and highway alignment, study area, aims and objectives, the importance of the study, and the study outline. Chapter Two presents a review of the developments in the application of GIS in the transportation sector, especially in highway alignment selection. Chapter Three explains the data collection and its examination, it has also the description of the developed GIS model. Chapter Four deals with the application of the developed GIS model. Finally, Chapter Five presents the conclusions and recommendations. 5 Figure (1) Location of the Study Area in the Northern part of West Bank Study Area 6 Nablus Jenin Palestinian Built-up Settlement Isolated Area High Agriculture Moderate Agricul Low Agriculture Biodiversity Forest Natural reserves Marj Sanoor Contours of 50m interval Seperation Wall Start and End 5 0 5 Kilometers N Figure (2) Detailed Study Area 7 CHAPTER TWO Literature Review 8 Chapter Two LITERATURE REVIEW 2.1 GIS Applications in Transportation Planning 2.1.1 Introduction GIS can have a significant role in transportation planning because GIS can help capture, store, analyze, and display geographical information based on its location character and link it with transportation planning variables. The use of GIS is particularly useful in transportation since it is an effective way to integrate the information needed to support many criteria for transportation planning, evaluation, and analysis. GIS play a main role in transportation application planning. It is useful to address complex tasks in policymaking, planning, analysis, evaluation, design, construction, and maintenance of different types of transportation facilities. In addition, it provides database management for extending human memory, spatial analysis for rigorous computation, and map display for visualization of large amounts of information about transportation networks. 2.1.2 Worldwide GIS Application in Transportation Planning A large number of studies regarding use of GIS in transportation planning were prepared around the world. One of these studies was titled ‘A Methodology Using Geographic Information Systems to Evaluate Socioeconomic Data Concerning Impacts of Highway Bypasses in Oklahoma’ was prepared by Jonathan, Allen, and Amanda (2000). This study focused on developing a methodology for selecting and aggregating 9 socioeconomic data that will be useful in assessing the impacts of highway bypasses on towns in Oklahoma. GIS technology was used in this study to develop a comprehensive modeling framework that will allow the users to assess quantitatively the potential economic impacts bypasses may cause. Within this framework, bypass alternatives were selected and evaluated via five primary factors: total cost, ability to serve traffic, number of residential and commercial displacements, effect on the local businesses, and environmental considerations along the route. Alternative routes could be easily derived and compared to find the best one, including the possibility of not constructing a new bypass but widening and improving the existing route instead. This aspect of the project set it apart from other studies of highway impacts analyses. As part of this study an automatically updated GIS database for Oklahoma highway network was constructed to keep the planners and engineers well informed to the activities and needs of communities throughout Oklahoma. By properly developing and maintaining the GIS database and using the developed model, users would be able to identify a proposed new bypass route graphically on a map, identify the bypassed highway section, and quickly calculate estimates of affected businesses and other economic activities within a specified distance of these routes. This identification, combined with the impact models developed by using past bypass experiences in Oklahoma, provides the users with a reasonable estimate of changes that could be expected for the proposed bypass route and replaced highway section. The methodology for determining the impacted area of a bypassed city involves several steps. First, the path for either an older, already-bypassed 10 route or a proposed new route was selected. Using the predefined functions developed for this project, the user “traces” over the old or proposed route with the cursor, and ArcView created an impact buffer around the selected street or proposed highway at a distance defined by the user. In the second stage of buffering, ArcView selected all impacted streets and side street segments intersected by the initial buffer and created a second buffer around all these segments. During the third and final phase of the buffering and selection process, ArcView chose all block groups that intersect the buffer from the second stage. After completing this process for both the old and new routes, ArcView passed the tabular data relating to the selected block groups for the outlined routes to an analytical model for impacts analysis or for direct computation of summary measures along the routes. By identifying impacted zones in this manner, the user can select and analyze the potentially impacted areas and the data relating to these areas more accurately. When the analyses of the impacts of past bypasses are complete, determining the impacts of such bypasses on any highway will be a relatively rapid process, compared to such analyses made without GIS. Another study related to the improvement of highway planning with the help of GIS was prepared by West (1999). A major highway planning project took place over a period of years and involves a wide range of engineering and technical specialties. The study aimed to compare between the traditional methods of doing highway planning with the method of using GIS. Traditional methods of performing highway planning dealt primarily with analyzing spreadsheets, using planimeters to calculate areas, and using hardcopy maps with 11 overlays. Non-intelligent CAD data was also used to display and overlay specific data to the environmental planner. GIS technology gave the planner powerful tools to perform spatial analyses, such as the tools to identity, merge, clip, buffer, and joining of tabular data. Some common benefits of using a GIS on highway planning processes were mentioned in the study, like: • Improved access to data, which means earlier project completion • Better access allows more sophisticated analyses • Heightened system performance encourages users to better utilize data • Cost effective due to time saving processes The study finally discussed the limitations and the capabilities of different GIS software like ArcInfo and ArcView in highway planning. ArcInfo tools were used to perform specific tasks that ArcView could not handle due to software limitations. Importing data could be performed in ArcView or ArcInfo, while reprojecting data seemed to work better with ArcInfo. Building topology for each dataset was very important to do because polygons need to be created for wetlands, new alignments, and property owners. Stationing is also done in ArcInfo, but it can also be done in the CAD environment. This step was necessary to identify each wetland. Positioning of the data was critical when producing map sheets. Because of ArcView's limitations, the data was rotated in ArcInfo and then taken into ArcView for plotting. 12 2.1.3 Local GIS Applications in Transportation Planning and Traffic There is a limited number of studies regarding use of GIS in transportation planning in Palestine. Transportation planning was part of study that was prepared by Abu Gharbiyyeh (2001). One objective of this study was to describe the capabilities of GIS in transportation planning, and on the other hand to study the role of GIS and how it could play a role in Palestine by developing this system. The study introduced a general background of the planning situation in Palestine. The reasons for introducing GIS at Palestine were described, as well as the obstacles that face the application of GIS in regional planning in Palestine. The need of a GIS system for Palestinian Planning was described and the current situation of the Palestinian information system was discussed. The study also contained a practical application of GIS by viewing techniques that could be used to upgrade the master plan of Bethlehem City. History and the predominant situation in Bethlehem were outlined. The use of GIS in the maps production process was presented by discussing how GIS could be used to upgrade the exiting land use road networks of Bethlehem. Finally, the study provided a proposal to develop GIS in Palestine by outlining a framework for the establishment of Mapping Authority of Palestine (MAP).The requirement to fulfill the functions of MAP and Implementation Strategy and program were given to assure the effective use of GIS in Palestine. 13 An other study titled ‘The Use of Traffic Assessment Modeling Technique in Evaluating and Testing Transportation Policies and Projects Nablus City: Case Study’ was prepared by Douleh (2000). Since the scientific methods are the tools for proper planning, the estimation of origin-destination trip matrix and traffic assignment were the basic methods that were studied, discussed and. utilized in this study. Stochastic User Equilibrium assignment was the method used for traffic assignment processes, while the multiple path matrix estimation was used for the estimation of origin- destination trip matrix. These methods gave acceptable simulation for the travel behavior and travel patterns, where an equilibrium condition in the traffic flow pattern over the street network was observed. GIS based computer software, TransCAD, was used in this study. TransCAD is a powerful tool for transportation planners in terms of GIS support for planning and modeling. Traffic assignment and origin-destination trip matrix estimation were parts of the transportation planning demand module in TransCAD. In this study, the physical and operational characteristics of the links and nodes of the transportation network were defined, and the origin- destination trip matrix was estimated, the simulation for the existing traffic conditions was made also. GIS had been used in traffic issues on the local level, such as in the analysis of data accidents, studying and understanding why accidents occur, identifying accident prone-location, and aiding in the choice of proper safety programs or countermeasures. In this direction, a study that was prepared by Kobari (2000). In this study, a GIS-oriented database using TransCAD software was developed as a tool in improving 14 quantitative accidents data analysis. The database was applied for a two- year study period (1997-1998) for Nablus City. This database was of great use in road safety improvements and management. This study included a number of phases: establishment of detailed database with information on accidents, traffic characteristics and physical road data; integration of these databases into a GIS; and definition and development of GIS-based applications to road safety and management. The general aim of Kobari's study was to develop a safety management tool by establishing an accident database for the City of Nablus using Geographic information System (GIS). This database had the ability to deal with systematic statistical analysis of accidents, safety management, and the evaluation of safety improvements. An integrated spatial database of accidents was established that included information of road-physical and traffic flow characteristics. The developed system was applied to the analysis of a number of specific road safety issues such as pedestrian accidents, children accidents near schools, and area-wide analysis in a certain neighborhood. Finally the hazardous locations in the study area were identified. The results of this study clearly showed the applicability and potential of using GIS as a tool in road safety management and improvement. 2.2 GIS Studies in Route Location and Highway Alignment Route location and highway alignment presents a highly complex decision environment in which a variety of social, environmental, and economic factors must be defined, analyzed, and evaluated. There are several studies that benefit from the GIS for this purpose; one of these studies was prepared by Bailey (2003). 15 The design and development a GIS-based corridor route planning methodology called Analytic Minimum Impedance Surface (AMIS) was described in this paper. This methodology facilitated choice of a route corridor for a section of a proposed interstate highway connector in the southeastern U.S. Also it would both provide comparative information about pre-selected corridors and/or aid in the selection of corridors based on user-defined path inputs or endpoint location specifications. The area of this study was located in a complex karst landscape possessing a variety of landforms and geologic characteristics. Much of the study area was dissected by a dense network of streams and steep gradients and cliffs were common. Although this area was mainly rural, containing large sections of a National Forest, several pockets of development were found in the study area. Five classes of data were defined in this study • Environmental: Unique habitat, archaeological feature and streams • Man-made public Features: Hospital, water tank, school and airport • Dirt and rock: Oil and gas wells, mine, quarry and 15-25% Slope • Socioeconomic: Land value, poverty rate and Population growth rate • Picnic area: Picnic area, national properties register, state park The study discussed how the various data inputs; including the classes above; elicited and aggregated into a decision support model. AMIS combined system priorities, such as economic development and connectivity improvement, with varied but specific features, such as 16 wetlands, schools, median incomes or areas where endangered species were located. Both the system priorities and features could be user- specified. Input was in both written and electronic data format, while the output was displayed on standard GIS software. AMIS was therefore built using iterative process that incorporated input from engineers, planners and environmental specialists. GIS database for AMIS was constructed to the same resolution as the underlying terrain data; 30 meter digital elevation models (DEMs). All of the vector data was converted to raster grids within ArcInfo. The integer value of each grid cell was taken directly from the calculated values for that data layer. Once all the raster layers were completed, ArcInfo then added the values of all cells in the corridor study area. The result was an impedance surface, representing the sum of all the calculated costs on a per-cell basis. Using Avenue scripts within ArcView, the routing function was invoked with a button which then allows the user to specify where the route should terminate. Finally ArcView determines the least cost route to that cell and drew it onscreen as a graphic element. Another study related to use of GIS in route location was prepared by Sadek, Kaysi and Bedran (1998). In this study, an integrated GIS framework was developed as a decision-aid tool for a multi-criteria evaluation of route alignments. The framework integrated specialized slope stability and roadway design packages within the ArcView user friendly environment. The objective was to allow for multi-criteria analysis and evaluation of route alignments based on the integration of: topographic, geometric design, geologic and geotechnical slope stability analyses, 17 environmental impact, and community disruption evaluation. The developed layout assessment approach worked within an integrated GIS platform. It had three basic elements: a digital model of the study area, an integrated computer-based module, and an assessment framework. Different types of data layers were required to create a geographically referenced database or model for a given region, depending on the type of analyses and anticipated applications. The GIS model could be thought of as a geographically referenced base consisting of data layers of various types. The required layers of information relate to the application being implemented. The more the data layers, the more complete the model is; however, for developed application, the following layers were needed; Political and administrative, existing roads, existing structures, land-cover, land-use, topography, rivers/streams, geology, soil, and depth to water table. The proposed framework provided the decision-maker with a set of evaluation criteria associated with any given route layout. The development of the integrated approach was a complex and tedious task given the numerous and varied possible assessment criteria. The computer- based approach is built using the ArcView GIS package and it integrates the AutoCIVIL specialized roadway design package. The system engine and the interface environment was ArcView. Customized ArcView menu- driven interface was specifically developed by the authors to provide a user-friendly analysis system. The user interfaces with the evaluation tool through ArcView using customized pull down menus. The system itself was a mix of PC ARCINFO and ArcView scripts in Avenue languages, CAD scripts, and LISP functions. The resulting computer-based approach 18 could be broken down into several distinct steps. The user only needs to define the road alignment on the GIS model of the study area (by defining a series of points, interactively, using the mouse or by assigning particular coordinates). The rest of the analysis was automatically run: the developed tool would call upon and use the various platforms and customized scripts and computer codes, moving sequentially through all the steps without intervention by the user. A report characterizing the specified route alignment based on the assessment criteria is automatically generated The assessment framework builds on the results of the analyses conducted in the step by step procedure. The final report that the engineer can use to evaluate a given alignment includes factual information resulting from the analyses. Possible alignments are evaluated based on two sets of criteria. First, traditional evaluation criteria focusing on geometric design factors and impact on man-made features are considered. Second, the developed assessment framework builds on the GIS platform to generate specific environmental and geotechnical criteria for route layout evaluation. 19 CHAPTER THREE MEHTODOLOGY 20 Chapter Three METHODOLOGY 3.1 Introduction This chapter explains how decisions to select a new highway alignment are made and highlights the major elements of the process. The process for highway alignment selection is a rational one that intends, among other aims, to furnish unbiased information about the effects that the proposed highway will have on the highway environment. The traditional highway selection process is modified here to reflect using GIS in an integrated model. The process therefore comprises five basic phases, which are interrelated. The information acquired in one phase of the process will be helpful in the later phases. These phases are: • Data Collection and Variables Identifications • Software Selection • Input of Existing Data • Defining Alternatives • The Evaluation of Alternatives and Final Selection These phases are described and illustrated in Figure (3), and each one of these phases is explained in the following sections. 21 3.2 Data Collection and Variables Identifications The Data Collection stage of the study involves the assembly of all relevant information to undertake the highway alignment selection. Highway alignment selection should be built on a comprehensive body of information. This information should be prepared in digital format, as a base model for the region of interest. The data collection process is a critical and time intensive stage. At the beginning of any project, the database requirements should be set as part of the objectives. These objectives include the required data layers, the features required in each layer, the attribute data needed for each feature type, and how to code and Data Collection and Variables Identifications Software Selection Input of Existing Data Defining Alternatives The Evaluation and Final Selection Figure (3) Phases of Highway Alignment Selection Process 22 organize these attributes. For highway construction projects, all types of data about the suggested highway alignment should be collected. This data depends on the study area characteristics and the priorities of the designer. In general, the following data categories should be collected: 1. Topographic Data: Usually contour maps are prepared for the study area which is very useful to avoid rough topography. Using GIS, three- dimensional model of the study area can be built. This model is very useful in selecting a primary center line of the suggested highway because the user can see the topography of the study area as it is in reality and to show the final highway in three dimensions. On the other hand, it is very important from economic point of view to estimate the earthwork; cut and fill volumes and to reduce the operational cost of the suggested highway by reducing the grades of designated highway. 2. Environment Data: Environmental data is necessary to specify the impacts of the suggested highway on the surrounding environment where the highway will be laid down. This data is to be divided into several classes and each class of them is to be represented in a separate layer. Collected environmental data contains the following data: • Agriculture Lands: Constructing new highway will result in the direct and indirect loss of agricultural lands. This loss ranges from lost income from land and crop damage to yield reductions on fields adjacent to construction. The government in this case compensates farmers for the removed lands from agricultural production. Therefore, it is necessary to classify these areas according to their agricultural value. 23 • Natural Reserves, Biodiversity areas, and Forests: Data about these lands is very important due to their environmental role and due to its recreational role as well. • Water Resources: It is very important to collect data about water resources either ground or surface resources. These resources should be avoided by any highway project, because any serious source of pollution in the road will affect the water resources in the project area. Polluting these resources will, on one hand, destroy a main domestic water resource. On the other hand, it will destroy a major agricultural supply of water in the region. Therefore, the highway should be laid down without causing any significant harm to the exist water resources. 3. Built-up Areas and Existing Infrastructures Data: To avoid demolishing of built up areas and available infrastructures. Also constructing a new highway could cause residential and commercial relocations and significantly disrupts traffic during the construction. In addition, distribution built-up areas' population is necessary, in highway location, to determine the population served by it. 4. Geopolitical Data: Geopolitical aspects play a main role in all infrastructures development, especially in highways development. For any proposed highway project, data about all political obstacles should be collected and these obstacles should be defined and classified. These obstacles could be special regulation on the study area or it could be found on the ground such as settlements, military areas, and the Separation Wall. 24 5. Data of Cultural Sites: Collecting of this data depends on the historical importance of the study area. Historical and cultural sites must be defined for any new highway project. This is necessary to avoid demolishing these sites and affecting its touristic role as well. 3.3 Software Selection In this study, GIS is used as the main software to build the intended model. Also Computer Assisted Drafting and Design (CADD) package is used to do some specific processes, such design the horizontal and vertical alignments, to avoid the limitations of the GIS software. 3.3.1 GIS Software ArcView 3.2 and its extensions were selected to be the main software. It is a GIS software with the ability of capturing, storing, updating, manipulating, analyzing, and referencing the information which describes the ground surface. In addition, ArcView deals with the graphical display and analysis of spatial feature data as presented in Figure (4). Each one of these layers has its attributes that contain the information about each feature in the layer. GIS connect the features with its attributes so it is very useful in highway alignment selection, especially in the analysis and evaluation phases. Further information about ArcView and the used extensions is available in Appendix A. 25 3.3.2 CADD Software Used The CADD software was selected to be used in this study because the GIS software is very limited in the geometric design. The geometric design is a main part of highway alignment selection. It is necessary in both the analysis and the evaluation phase. Softdesk 8.0 Civil-Survey (SDSK) software package was selected to be the CADD software. This software is a convenient way to handle data capture, drafting, and design for a large number of projects involving surveying, land-use planning, transportation, and infrastructure design. The main objective of using Softdesk in this study is to design the horizontal alignments and the vertical alignments. The profile for a given highway centerline can be easily produced. This profile will be useful to generate the design surface that contains the elevation points (Design points) of the final design surface of the highway. The elevation of these Customers Streets Parcels Elevation Land usage Real world Figure (4) Layers of Different Features as Represented in ArcView Source (Townsend, 2004) 26 points will be obtained from the profile. Figure (5) shows an example of expected output from Softdesk 8.0. 3.4 GIS Model Building The disruption of different environmental areas, such as agricultural, forest, biodiversity areas, and water resources, caused by the suggested highway should be minimized. Environmental impact studies are therefore required before the final selection of a highway alignment. In this study, the suggestion and the selection of highway alignment process is done using the GIS model. In this model, several phases are followed to generate alternatives of highway and then to select the best one of these alternatives. These phases are shown in Figure (6) and are explained in the following sections. 27 Figure (5) Sample of SDSK Output (b)Vertical Alignment (c) Design Surface (a) Horizontal Alignment R1 Centerline ROW Design Surface Ground Surface R1 L1 D1 T1 28 CAD Software • Define the Ground Surface • Design the Horizontal and Vertical Alignments • Define the Design Highway Surface • Export the Design Surface Define Centerline • Exploration for Continuous Path • Preliminary Centerline • Final Centerline Evaluation • Evaluation and Final Route Selection GIS Software Define Limitations • Forbidden Areas • Permissible Areas Input Data • Topography • Environmental Data • Built-up Areas and Population • Political Data • Cultural Sites Analysis The final outputs of this process are represented in tables, figures and charts for: • Impacted Areas • Earthworks Volumes • Impacted Point Features • Population Served • Impacted Noise Areas Figure (6) Flowchart of the Developed GIS Model Define Centerline • Exploration for continuous Path • Preliminary Centerline • Final Centerline 29 3.4.1 Input Data Phase In this study, the GIS model for alignment selection is built on a comprehensive body of information. This information was prepared to be used as a base map for the study area. This data contains: 1. The study area boundaries 2. The data layers and the features of each layer. • Environmental Data which contains: 1. Agricultural Areas 2. Forests 3. Biodiversity Areas 4. Natural Reserves 5. Water Resources: Surface water resources, Wells and Springs • Built up Areas and Population • Topographic Data • Political Areas: Settlements and Isolation Wall • Geological Maps • Cultural Sites 3. The attributes data needed for each feature that contain the data about each feature. These data represent the sensitivity of the features. 30 The developed GIS model connects the features with their related data which make the analysis and evaluation processes easier. 3.4.2 Define Alternatives Phase The most difficult phase of any highway project is selecting its centerline. In this phase of the developed GIS model, several centerlines will be suggested depending on different limitations to be analyzed and evaluated in the next phases. These centerlines are generated through these steps: 1. Exploration: In this step, exploratory trials are done to find out a continuous path, between the origin and the destination of the intended highway that avoids the predefined sensitive areas. This exploration can be done using one of two methods Red and Green Method (RGM) and Graduate Color Method (GCM): • Red and Green Method: In this method, the study area is divided into two types of area, Forbidden and Permissible areas. Forbidden areas are the areas where the intended highway is completely prohibited to pass through, while the Permissible areas are the areas where the highway is allowed to pass. In this method, there is no graduation neither in the prohibition nor in the permission. Therefore, all Forbidden areas have the same degree of prohibition and the Permissible areas have the same degree of permission as well. Figure (7) shows the flowchart of this method. 31 Buffer 2 Redefine the Changeable Areas End of Exploration Phase Check for Continuous Path No Yes Check for Continuous Path No Yes Check for Continuous Path No Yes Buffer 1 Union Union Start Exploration Permanent Including Areas Changeable Areas Permanent Excluded Areas Figure (7) Flowchart of Red and Green Method 32 • Graduated Color Method According to this method, the study area is divided into five different classes according to its sensitivity. The classes are colored red, orange and green to indicate the degree of restriction: The user of this method has to use his judgment to decide which path will have more advantages, trying all the way to avoid red colored areas. In general, there are no limitations or special conditions to use one of these two methods. In this study, both methods RGM and GCM will be used to generate three highway alternatives. 2. Define Preliminary Centerline In this step, a new line theme is added to the view that contains the continuous path, which has been generated in the previous step, to draw a line within the boundaries of the continuous path. This line represents the preliminary centerline of the suggested highway. The preliminary centerline is drawn with the help of a 3D model of the included areas and with help of PE extension as well. This assures that the sensitive areas and the steep slopes are avoided. Dark Red: completely restricted areas Light Red: restricted areas Orange: in between area Light Green: recommended areas Dark Green: the strongly recommended area 33 3. Define Final Centerline Depending on the preliminary centerline, a new line is drawn in this step with the help of contour map of the study area; this line represents the final centerline of the highway. This centerline overlaps the preliminary centerline in most of its parts with limited modifications. 3.4.3 Design Phase The final centerline, which has been created in the previous phase, will be imported to the Softdesk 8.0 to generate a new surface that represents the design surface of the suggested route shown in Figure(5) in the previous section. This surface will be created after the horizontal and vertical curves are designed. Horizontal alignment is straight sections of the road are connected by horizontal curves. These curves are usually segments of circles, which have radii that provide for smooth flow of traffic along the curve. The vertical alignment of a highway consists of straight sections of the highway known as grades, or tangents, connected by vertical curves. These tangents and curves are drawn on the profile of the center line. Vertical curves are used to provide a gradual change from one tangent grade to another, so that vehicles may run smoothly as they traverse the highway. The designated centerline and surface will be exported to the GIS software as dxf file. 3.4.4 Analysis Phase In this phase, all calculations related to the new designated highway will be done such as the impaction of environment and cultural sites, earthwork calculations, population served by the designated highway and other calculations. The final outputs of this process are tables, charts and maps. The results of this phase will be the input of the next and final phase of the 34 GIS model; the Evaluation and Final Selection phase. Briefly, all calculations are described in the following points: • Impacts of Environment All areas of different agriculture, forests, biodiversity, natural reserves will be calculated and presenting in maps, charts and tables. Impacted water resources that are located within the right of way for each alternative will be determined also. • Earthwork calculations The design surface, generated in the CADD software, will be imported to the ArcView to calculate the cut and fill volumes. Using the 3D spatial analyst extension a Triangulated Irregular Network (TIN) will be built for the study area using the available contour map. This TIN represents the ground surface topography. Other TIN will be built for the design surface using the design points. The difference between these two surfaces represents the volumes of cut and fill. • Population Served within Five Kilometers Number of served people within five kilometer from the centerline of the alternate highways will be estimated. This number will be one of the most important criteria in the evaluation process • Impacted Areas by Traffic Noise The level of highway traffic noise depends in general on three things: (1) the volume of the traffic, (2) the speed of the traffic, and (3) the number of trucks in the flow of the traffic. In addition, traffic noise levels are reduced by distance, terrain, vegetation, and natural and manmade obstacles. In this study, the only factor of noise that was taken into the consideration was the 35 distance between the highway and built-up areas. According to the 'Highway Traffic Analysis and Abatement Policy and Guidance' study that was prepared by US Department of Transportation, traffic noise is not usually a serious problem for people who live more than 150 meters from heavily traveled freeways or more than 30 to 60 meters from lightly traveled roads (USDOT, 1995). Therefore, the built-up areas within 150m were determined and analyzed in this study. • Other Calculations The number of impacted cultural sites, the length of each alternate highway, and the number of geological faults that are crossed by the alternatives will be determined. 3.4.5 Evaluation and Final Selection Phase The evaluation process depends on the results of the analysis conducted in the step by step procedure described above. The final selection depends on the results in the evaluation process the optimum alternative will be selected depending on a weighting system. This system is detailed in the next section. 3.5 Weighting System The user can evaluate a given alignment using information resulted from the analyses process. The evaluation process is intended to provide the decision makers with a comparison of the impacts of each alternative in order to allow them to make an informed decision about the final selection. The alternative highway alignments are evaluated based on an Environmental Assessment (EA) that was performed between October 36 2000 and January 2001 for proposed Nablus-Jenin highway (Wilbur Smith Associates and Universal Group for Engineering and Consulting, 2000). 3.5.1 Environmental Assessment (EA) This EA was performed for Nablus-Jenin proposed highway to address, in detail, the reasonably foreseeable significant effects, both beneficial and adverse, that the proposed project is expected to have on social, economic, and ecological environment. The EA is intended to provide the decision makers with a comparison of the significant environmental effects of the project in order to allow them to make an informed decision. The assessment includes decisions of efforts to avoid or minimize the adverse effects and methods to maximize the positive effects. In this EA, an examination and ranking of the potential impacts was conducted. This ranking was based upon concerns expressed by the Ministry of Environmental affairs (MEnA) and the Ministry of Planning and International Corporation (MOPIC), and during interviews with relevant Palestinian governmental agencies and on information obtained during two public scoping meetings, interviews with important groups who did not attend the scoping meetings, and the social survey. A ranked listing, from most important to least important, of the various categories of impacts, from the public and involved government agencies, is listed in Table (1). A weighting system was developed in this EA and listed in Table (2). This system aimed to evaluate each alternative based on a combination of information listed in Table (1); in addition to information obtained by individual expert’s surveys. The weighting mechanism was supported during a panel meeting of the experts who participated in the preparation of the EA. 37 Table (1) Important Considerations from the Public and Involved Government Agencies Scoping Meetings (Sept 4 and 6, 2000) and Interviews (Sept, 2000) Social Survey (Oct 25 - Nov 20, 2000) MEnA From the Emergency Natural Resources Protection Plan MOPIC From Regional Plan Agricultural Lands Agricultural Lands Water Resources/ Water Quality/ Land Degradation Agricultural Lands Water Resources Relocations Water Resources/ Recharge Areas Safety Water Resources Mineral Resources Compensate for Property Lost Landscape / Vistas Air and Noise Pollution/ Natural Resources/ Biodiversity Areas Ecologically Sensitive Areas / Forests Access to Travel Access to Travel Significant or Exceptional Landscape Wildlife Habitat Biodiversity Areas Cultural Heritage Environmental Pollution Mineral Resources Landscape/ Vistas Archaeology Sites Minimizing Air, Water, Noise, and Land Pollution Archaeology Sites Archaeology Sites Future Land-Use Forests/Open Space Source: WSA and UG, 2000 In Table (2), it should be noticed that the adverse effects, such impacted agricultural areas, unavoidable cultural sites…etc, take positive number of points. On the other hand, the beneficial effects, such the number of served people by the highway, take negative number of points. Therefore, the best alternative will be the alternative collects the least number of points. 38 Table (2) Impact Weighting System Source Impact Category Value Points Structures Relocated Number 25 Unavoidable Cultural Resources Number 25 population Served within 2km thousands 15 Water Resources Impacted Number 10 Ecologically Significant Areas 10 dunums 9 Impacts to Forest Areas 10 dunums 9 Impacts to Exceptional Areas 10 dunums 7 Safety Issues Relative 7 Air / Noise Pollution Relative 5 Total Impacts to Soil Class 1 10 dunums 6 Total Impacts to Soil Class 2 10 dunums 5 Total Impacts to Soil Class 3 10 dunums 4 Total Impacts to Soil Class 4 10 dunums 3 Total Impacts to Soil Class 5 10 dunums 2 Total Impacts to Soil Class 6 10 dunums 1 Total Impacts to Soil Class 7 10 dunums 0 Total Impacts to Soil Class 8 10 dunums 0 Total Cost to Construct $US million 3 Combined Utilities Crossed Number 2 Source: WSA and UG, 2000 3.5.2 Modified Weighting and Ranking System This system was modified to be used in the evaluation process of the suggested alternatives in this study as illustrated in Table (3). The modifications and the reason behind such modifications, are discussed in the following points: 1. The agricultural areas’ classes were reduced from eight to three. This is because the soil was classified in eight classes depends on American System in EA. But in this study the available lands are divided depending on MOPIC Regional Plan to three classes, High, 39 Moderate, and Low agricultural value (MOPIC, 1996). High agricultural value, in the modified system, correspond soil Class 1, Class 2, and Class 3, in the EA weighting system. Moderate agricultural value lands correspond Class 4, Class 5, and Class 6. Finally, Low agricultural value correspond Class 7 and Class 8. Therefore, in the modified weighting system, High value is given 15 points, Moderate value is given 6 points, and Low value is given no points. Table (3) Modified Impact Weighting System Impact Category Unit Points High Agriculture 10 dunum 15 Moderate Agriculture 10 dunum 6 Forest Areas 10 dunum 9 Biodiversity Areas 10 dunum 9 Natural Reserves Areas 10 dunum 9 Total Areas 10 dunum 1 Water Resources number 10 Cultural Sites number 25 Length of Highway km 6 Cut and Fill Millions of m3 10 Population served within 5 km for each side of the centerline Thousand 6 2. In the EA for the proposed Nablus-Jenin highway, $1million of constructions’ cost was given 3 points. In this study there are no constructions’ cost calculations but the cost is evaluated in terms of length of the suggested highway. If the cost of 1Km is $2million, so 6 points are given for each 1km of the length of the suggested highway. 40 3. If $1 million is given 3 points and the cost of 1m3 of cut or fill is ranged from $3 to $4, so one point is given for 100,000 m3 of cut or fill 4. Total impacted areas are evaluated in this modified system and given one point, for these reasons: • It is necessary to distinguish between the different alternative depending on the total impacted areas especially because Low agricultural value land are given no points • Length of highway does not evaluate total impacted lands because it evaluates the constructional and operational costs 5. EA concluded the number of people served within two kilometers. This approach is not sufficient to give a reasonable impression about the actual people served. In this study, the population within five kilometers will be estimated, a more reasonable approach. The number of people served within five kilometers is much larger than the ones served within two kilometers. As a result, the number of points belonging to the served population was reduced from 15 for two kilometers to six for five kilometer to indicate the ratio between the number of kilometers and the number of points. This creates a more reasonable balance in weight between the various criteria in the modified weighting system. 41 CHAPTER FOUR APPLICATION 42 Chapter Four APPLICATION 4.1 Introduction The developed GIS model is used in an application that aims to select the best alternative of three suggested highway alignments. This selected highway is supposed to connect Nablus and Jenin, the two major cities in the north of West Bank. Therefore, all data about the area between these two cites was collected and prepared to be the input of the developed model. In this chapter, all layers of the collected data were overlapped and the three alternatives were generated and designed. The impacts of each alternative were determined through the evaluated process and then evaluated before the final selection was made depending on the evaluation results. 4.2 Existing Roads Conditions Terrain and historic use have led to the development and use of two main roads that can be traveled between Nablus and Jenin. The western road that passes through the mountainous areas in the west of the study area which is about 38.5 km. The second road is that road in the eastern part of the study areas and 39.0 km as shown in Figure (8). In order to travel from Nablus to Jenin, one must first skirt the peak of Mount Ebal. Whether one chooses either the east route or the west route, the next obstacle is the Marj Sanoor. This closed drainage basin is impassable during the heavy rainy season. During wet years, it may accumulate and hold water through late summer. 43 Figure (8) Existing Roads Connecting Nablus and Jenin 44 On the other hand, these two routes have many geometric deficiencies so that the majority of both roads lack basic safety features. The poor conditions of existing roads contributes to increased travel times, increased vehicle maintenance costs, increased congestion, and increased pollution emissions from vehicles. Some of these deficiencies are listed in the following points: 1. The current road is paved with asphalt surface approximately six meters in width that was overlaid on the original packed earth trails. The widest areas occur on curves in mountainous terrain. 2. There was limited cut and fill to improve horizontal or vertical sight distances or minimize grades. The grades and horizontal curvature followed natural terrain and in some areas, sight distance is not sufficient. 3. Intersections with other roads occur at whatever angle without any effort to make a safe right angle intersection. 4.3 Data Collection Most of collected data was obtained from national agencies or institutions in two ways: direct from the agencies either in softcopy or in hardcopy, or obtaining data from the agencies websites. The data was obtained in two forms: maps and tables. 1. Maps: these maps covered the different parts of the study area, which were represented in GIS shape file (layers). Layers data were overlaid in high accuracy because they had the same scale and 45 projection. These layers were classified according to their features into three types of layers: • Polygon Layers: contain polygon features such different areas of agriculture, biodiversity, forest … etc. • Line Layers: these layers contain the line feature such roads and geologic faults. • Point Layers: contain the point features such the cultural sites, springs, wells…..etc. 2. Tables: data about each layer was contained in tables. These tables were either attached with related layer, such the attributes of agricultural, biodiversity, wells, spring….etc, or obtained separately without being attached with other layers such population of Palestinian built-up areas. All collected data are detailed in the following sections. 4.3.1. Topography The topography of the study area can be divided into three parts: The eastern slopes, mountain crests, and western slopes. The eastern slopes are located between the Jordan Valley, which is located between Jordan River in the east of the study area, and the mountains. They are characterized by steep slopes, which contribute to forming young wadi such wadi El Badan. Mountain crests form the watershed line and separate the eastern and western slopes. Elevation ranges on average between 750 and 800 meters above sea level. Western slopes are located in the western part of the study area. They are characterized by gentle slopes. A contour map with 10m 46 interval was obtained in GIS shape file format from Palestinian Geographic Information Center (PIGC). This map covers all parts of the West Bank as shown in Figure (1) in Appendix B. 4.3.2 Agricultural Lands Data about agricultural lands was obtained in one layer from MOPIC. In this layer, the study area was classified into three classes according to the MOPIC Regional Plan depending on their agricultural value as shown in Figure (9). These classes are: • High value class These lands should be protected from all development other than agriculture as much as possible. Theses lands represent 33.2% of all agriculture lands in the study area, most of them are concentrated in the eastern part of the study area. • Moderate value Theses lands contribute 32.5% of all agriculture lands. These lands can be used for other developments besides the agriculture. • Low value These lands have very low agricultural value and present 34.3% of agricultural lands. Most of these lands are concentrated in the eastern part of the study area. 4.3.3 Natural Reserves, Forests and Biodiversity Areas Currently, nine nature reserves in the study area that occupy a total area of approximately 53.6km2 which is about 5.4% of study area. In addition, there are ten forests in the study area, with a total area of about 4.1 km2,which is not more than 0.4% of total study area. 47 Nablus Jenin Agricultural Lands High Value Low Value Moderate Value Start and EndN 5 0 5 Kilometers Figure (9) Study Area Divided According to its Agricultural Value 48 Biodiversity areas occupy a total area of approximately 47.2 km2 which contribute about 4.7% of all study area. Each one of these areas was obtained in different layer from MOPIC as shown in Figure (10). 4.3.4 Palestinian Built-up Areas and Population There are 86 Palestinian built-up areas in the study area with projected population of 365,140 people in 2005 (PCBS, 1999). Table (1) in Appendix B summarizes the projected populations in the study area. These built-up areas occupy about 84 k m2 that represents about 8.4% of the study area as shown in Figure (11). 4.3.5 Water Resources Data about several water resources in the study area was collected. These data was collected in two layer types; point layer and polygon layer as shown in Figure (12) and detailed bellow: • Point Layers (Springs and Wells) In the study area, there are about 44 springs and seeps and 13 wells. People of the study area utilize these springs and wells for different purposes such as domestic agricultural and recreation. These data was obtained in two separated layers from Palestinian Geographic Information Center as point layers. • Polygon Layer (Marj Sanoor) Marj Sanoor is a closed drainage basin that occupies about 17.1 km2 and exists approximately in the middle of the study area. During wet years, it may accumulate and hold water through late summer that gives it a high agricultural value. This polygon layer was obtained from MOPIC. 49 Nablus Jenin Natural Reserves Forests Biodiversity Areas Start and EndN 5 0 5 Kilometers Figure (10) Existing Biodiversity Areas, Forests, and Natural Reserves 50 Nablus Qabatiya Tubas Al Yamun Arraba 'Asira Zababida Deir Abu Da'if Jenin 'Ajja Siris Jaba' Salim Burqa Tammun Raba 'Aqqaba Meithalun Beit Iba Kufeirit 'Azmut Talluza Yasid El Far'a Umm at Tut Al Mughayyir Palestinian Built-up Areas Start and End N 5 0 5 Kilometers Aljededah Burqin Tayasir Figure (11) Palestinian Built-up Areas in the Study Areas 51 ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( (( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( (( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ((( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( ( (( ( ( $T $T $T $T $T $T $T $T $T $T $T $T # ## # # # # #### # # # ### # ## # # # # # # # # # # # # ## ## ## # # Nablus Jenin Marj Sanour # Spring $T Well ( Start and End 5 0 5 Kilometers N Figure (12) Existing Water Resources in the Study Area 52 4.3.6 Israeli Settlements and Separation Wall There are 15 Israeli settlements and military sites in the study area. These settlements occupy approximately 7.8 km2. While, the Separation Wall isolates about 75 km2 in its two parts; the western built part 3.4km2 and the eastern planned part 68.4km2. Data about Israeli settlements was obtained from MOPIC and about Separation Wall from PGIC as polygon layers as shown in Figure (13). 4.3.7 Existing Roads The major north-south road is located in the study area. From Nablus the road leads to the northern part of West Bank to connect Nablus city with Jenin City. This road goes through western part of the study area. There is another road connects two cities that passes through Tubas and Qabatya towns in the eastern part of the study area. Data of existing roads was obtained as line layer from MOPIC as shown in Figure (14). 4.3.8 Cultural Sites The study area of this application exists in the northern district of Palestine that played a considerable role throughout the whole history of the country. More than 450 cultural sites are available in the study area. This large number is justified because this area is one of the most famous and richest zones in Palestine. 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In the study area, there is a complex fault system. Most of these faults trend northwest to southwest and the majority of them are close to the vertical. The collected data related to the fault in the study area was obtained in line theme layer as shown in Figure (16) from West Bank profile (ARIJ, 1996). 4.4 Data Preparation Phase Several processes were made on the collected data to prepare it to be input the GIS model. 1. Removing Overlap There was an overlap between different layers of land use because each layer had been prepared separately. Therefore, any two layers will overlap in area equal the small one of them. This overlap will create a problem when impacted areas will be calculated and evaluated in the Analysis phase and the Evaluation phase respectively. That is because the impacted overlapped areas will be calculated twice. For example, if there is an overlap between agricultural land and forest area, the impacted area will be calculated, in the Analysis Phase, as agricultural area, and the same area will be calculated as forest area. In addition, the same area will be evaluated twice in the Evaluation Process. This problem is simplified as shown Figure (17). In this figure if Layer A is put over Layer B, Layer A will completely hide B as shown in Result (A+B). While if Layer C is added to Layer D, the result will be as in Result (C+D). 57 Nablus Jenin Geologic Faults Start and End N 5 0 5 Kilometers Figure (16) Geologic Faults in the Study Area 58 This problem was solved through these sequential steps: Step 1: Removing the overlap between agricultural areas layer and other layers (Natural Reserves, Forest, Biodiversity, Settlement…etc) by subtracting each layer from agriculture layer. Step 2: Subtracting all layers, that overlap the Natural Reserves layer, from this layer. Step 3: Subtracting all layers, that overlap the Biodiversity layer, from this layer. Step 4: Subtracting all layers, that overlap the Forest layer, from this layer. Layer A Layer B Result A+B Layer C Layer D Result C+D Figure (17) Simplification of Overlapping Problem 59 Step 5: Subtracting all layers, that overlap Marj Sanoor layer, from this layer. Step 6: Subtracting all layers, that overlap the Palestinian Built up Areas layer, from this layer. The result of these sequential steps is shown in Figure (18). 2. Creating Buffer Zones This process aims to create buffer zones around four types of features in the study area. These features and their buffer are listed in Table (4). For political reasons, 300m buffer zones around settlement and Isolation Wall were made. These features lies in districts classified, according to Oslo agreement, as C areas which is completely controlled by Israeli Occupation Authorities. In this area, ROW is 240m according to the data Table (4): Buffer Zone around Some Restricted Features That was collected from Palestinian Ministry of Public Works and Housing, and 60m due to the ignorance of the administrative boundaries of Feature Name Feature Type Buffer in (m) Israeli Settlement Polygon 300 Separation Wall Line 300 Spring Point 100 Well Point 100 Cultural Site Point 100 60 these features. Buffer zones around other features that are point features, were selected to be 100m to protect them of being within the ROW for the proposed highway. 3. Contour Map Preparation The obtained contour map covers all areas of West Bank and Gaza Strip. The contour lines for the study area was extracted by creating a 3D model, using ArcView 3D Analyst, for West bank and then added the study area boundaries to this model to extract a 3D model for the study area. This model was themed using legend editor with 100m interval as shown in Figure (19). Therefore, contour map with ten meter interval was extracted for the study area from the TIN, which had been generated in the previous step. 4. Permanent Forbidden and Permissible Areas Division In this Application, study area is divided into Forbidden areas, where the suggested highway is prohibited to pass through, and Permissible areas, where it is allow to pass through. Permanent Forbidden Areas are the areas where the suggested highway is completely prohibited to pass through in all cases and under any condition. These areas are: a. Palestinian built-up areas b. Israeli settlements and their 300m buffer zones c. Isolated areas by the Separation Wall and its 300m buffer zone d. Surface water features: Marj Sanoor e. Point features and their 100m buffer zone 61 Nablus Jenin N Biodiversity Forest High Agriculture Low Agriculture Marj sanoor Moderate Agricul Natural reserves Pal builtup Settlement Isolated Area Seperation Wall Start and End 5 0 5 Kilometers Figure (18) Final Layers of the Study Area Features 62 Figure (19) 3D Model of Study Area 63 On the other hand, the Permanent Permissible Areas are the areas where the suggested highway is completely allowed to pass through in all cases and under any condition. These areas are listed below: a. Low Agricultural Value b. Moderate Agriculture Value 4.5 Alternatives Generation Phase This phase is the most difficult and important phase in the application. All limitations and restrictions will be taken into consideration to generate several alternatives of highway, one of them will be the best suggested highway. This phase consists three steps; Exploration for Continuous Path, Preliminary Centerline Selection, and Final Centerline Selection. These steps are discussed in the following sections. Before further identifications of the possible alternatives, it has to be stated that the option related to the existing roads, Western or Eastern road, was investigated and found to be uneconomical and unreasonable for the following reasons: • They pass through rough topography with steep slopes in both west and east parts, so it is very difficult to modify them to meet the highway standards in neither sight distance nor design speed. • It is very difficult for these roads to be modified to have standard cross section because they pass through many built-up areas that could obstacle widening the new highway, and cause traffic congestion and safety problems. • Improving the existing roads might significantly harm the economic 64 conditions in the region by displacing businesses and residences. This is because the built-up areas utilize a linear development pattern adjacent to the road system and so relocation of many businesses and residences would be necessary to widen the roadway. In addition, many structures must be demolished, which is unacceptable from neither economical nor social aspects. 4.5.1 Exploration for Continuous Path Exploration is the first step of looking for the intended route. Three alternatives were generated for this application. Two of these alternatives were generated using Red and Green Method (RGM), while the other using Graduate Color Method (GCM). 1. Generating Alternatives One and Two Using RGM Alternative One and Alternative Two were developed in the eastern part of the study area using RGM. These two alternatives were generated through several trials of modifying the restrictions on the suggested route. The main objective of these trials is to exctract a continuous path of permissible areas between the start and the end of the suggested road. Trial 1 In this trial the restrictions on the suggested center line are maximized. In addition to the permanent Forbidden areas, these areas were Forbidden: • High Agriculture Value Areas • Biodiversity, Forest, and Natural Reserves areas • Areas of ground slopes more than 10%; here it must be noticed that (10%) is the maximum allowable slope of the ground where the 65 intended highway will be aligned and it is not the finish design surface of the highway. Cut and/or fill will reduce this slope to match the standard highway grades. • Buffer zones of Wells, Springs, and Cultural sites The remaining areas are Permissible areas, which they are either permanent Permissible or areas of slope less than 10%. Step 1 Study area was divided according to the restrictions above. The resulted area is shown in Figure (20) the Permissible areas are not continuous in the eastern part of the study area and in the northern part. So the study, in this trial, will concentrate on the selected area. This area is surrounded by selected boundaries as shown in the same figure. Step 2 Using Spatial Analyst Extension, the areas with slope more than 10% were extracted from the selected area in step1 as shown in Figure (21). Results It is noticed in Figure (21) that there are considerable gaps between the start and end (Nablus and Jenin) of the road and the permissible areas. In addition, there is no continuity among the including area parts. So no alternative has been generated in this trial and it must be modified. Trial 2 This trial aims to reduce the gaps among the Permissible areas in trial1 and to generate a continuous path between start and end of the suggested road through these steps. The restriction on the Permissible and Forbidden areas 66 were modified by converting Biodiversity, Forests, and Natural reserves from Forbidden to Permissible areas as shown in Figure (22). As shown in this figure there is a good but not full continuty between Nablus in the south and Jenin in the north through the western part of the study area. This continuty is borderd by blue line in the same figure. Step 2 In this step, areas with slope more than 10% were extracted from selected area as shown in Figure (23). Spaces among parts of Permissible areas are still available. These spaces are the result of rough topography in the selected areas that contains slopes steeper than 10%. Step 3 Here is a trial of connecting between parts of Permissible areas by craeting (50m) buffer zones around each part of these areas as shown in Figure(24). Results The spaces are reduced but continuous path cannot be obtained yet. As shown in Figure (24) there are several seperation between Permissible areas inside the blue square. Therefore, major modifications must be done to avoid the steep slopes in the western part of the study area. 67 Nablus Jenin Permissible Areas Forbidden Areas Bounderies of Selected Area Start and End N 5 0 5 Kilometers Figure (20) Forbidden and Permissible Areas for Trial1 68 Nablus Jenin Permissible Areas Forbidden Areas Bounderies of Selected Area Start and End N 5 0 5 Kilometers Figure (21) Final Forbidden and Permissible Areas for Trial 1 69 Nablus Jenin Permissibale Area Forbidden Areas Bounderies of Selected Area Start and End N 5 0 5 Kilometers Figure (22) Forbidden and Permissible Areas for Trial 2 70 Nablus Jenin Permissibe Areas Bounderies of Selected Areas Start and End N 5 0 5 Kilometers Figure (23) Net Selected Area in Trial 2 71 Nablus Jenin Permissible Areas with 50m Buffer Bounderies of Selected Areas Start and End N 5 0 5 Kilometers Figure (24) Selected Permissible Areas with 50m Buffer in Trial 2 72 To avoid the rough topography of the western parts of the study area, the study was steered towards the eastern parts that have almost gentle slopes. High agricultural value lands, in this trial, were considered as Permissible areas. The new conditions of this trial are listed bellow: 1. Forbidden Areas: • Permanent Forbidden Areas • Areas with slopes more than 15% 2. Permissible Areas: • Permanent Permissible Areas • High agricultural value lands • Biodiversity, Forests, and Natural Reserves • Areas with slopes less than 15% The same steps were followed to generate new alternatives in the selected area shown in Figure (25). Two continuous paths were extracted in this trial as shown in Figure (26). 2. Generating Alternative Three Using GCM Alternative Three was developed in the middle part of the study area using GCM. In this method, a continuous strip was generated through three steps as explained bellow: 73 Nablus Jenin Permissive Area Forbidden Area Bounderies of Selected Area Start and End N 5 0 5 Kilometers Figure (25) The Permissible and Forbidden Areas According to Trial 3 74 Nablus Jenin Permissible Areas with 20m Buffer Continuous Path 2 Continuous Path1 Start and End N 5 0 5 Kilometers Figure (26) Extracted Continuous Paths in Trial 3 75 Step 1: The study area was classified to five classes according to its sensitivity. Each class was given different color that is graduated from dark red for the permanent Forbidden areas and areas with slope more than 25% to dark green to the permanent Permissible area. Figure 27 shows the classified areas as follow: Class 1: This class contains the permanent Forbidden areas and areas of slope more than 25%. This class is completely restricted so the road is completely forbidden to pass through this class. Class 2: Bright red color and contains the following areas: • High agricultural value lands • Areas with slope ranging between 15% to 25% Class 3: This class is given orange color and contains the following areas • Biodiversity, Forest, and Natural Reserves • Areas with slope more than 10% and less than 15% Class 4: Contains Moderate agricultural value and areas with slope between 5% and 10%. It took bright green color Class 5: Contains Low agricultural value and areas with slope between 0% and 5%. This class is the most preferable for the road to pass through and it took dark green color. Step 2: A strip of 500 to 1000m in width was selected by examining the areas of graduated color map with all layers considering the output of Step 1. 76 Nablus Jenin N Class6 Class5 Class4 Class3 Class1 Bounderies of Path3 Preliminary Centerline 3 Start and End N 5 0 5 Kilometers Figure (27) The Study Area Classified According to the GCM 77 This strip was selected depending on the complete avoidance of the dark red color and giving the priority to the green color. Step 3: A Preliminary centerline of suggested highway alternative was drawn within the selected strip in the previous step as shown in Figure (27). This centerline will be modified in next two phases Preliminary, and Final Centerline Selection Phases, respectively. 4.5.2 Preliminary Centerline Selection A 3D model for selected area was made for Alternative One. The borders of the continuous path were added to this model and the preliminary centerline was determined using Profile Extractor extension (PE). In this step, PE helped in selecting the best centerline within the continuous path boundaries, which had been generated in the previous step and added to the 3D model. In addition, PE helped in selecting centerline with least slope by generating an immediate profile for each suggested segment of the preliminary centerline. Sample of this step output is shown in Figure (28) and the preliminary centerlines of Alternatives One and Two are shown in Figure (29). The preliminary centerline is out of the selected continuous path in one place. In this place, the continuous path is located in a deep Wadi in the north of Nablus, which was very clear in the 3D model. The preliminary centerline moved to the west of the selected part as illustrated in the same figure. Other parts of the preliminary centerline are completely within the continuous path. The same steps were followed for Alternative three as shown in Figure (1) Appendix C. 78 A B ___ Continuous Path Boundaries ___ First Suggested Line between A and B ___ Second Suggested Line between A and B a) Immediate Profile of Blue Line by PE b) Immediate Profile of Red Line by PE Figure (28) Sample of Using PE in Selecting the Preliminary Centerline 79 Figure (29) Preliminary Centerlines of Alternative One and Two 80 4.5.3 Final Centerline Selection The final location of the centerline was determined for each preliminary centerline that had been generated in the previous stage, using contour map with 10m interval. The final centerline of the first alternative is shown in Figure (30). Limited modifications were done to reduce the length of the centerline or to remove the zic-zac places. Final centerlines of Alternative Three is illustrated in Figure (2) Appendix C. 4.6 Design Phase After these in detailed phases, the final centerlines were ready to be designed in Softdesk (SDSK) CADD software. Using special extension in ArcView, the input of SDSK software was converted from shape files to dxf files. These files contain: 1. Final centerline of each alternatives 2. Strip of DTM points, one km in width, this strip represented the ground topography of each alternative In SDSK software, horizontal and vertical alignments were designed and the design surface was generated, depending on the following design consideration, assumptions, and criteria. 81 Nablus Jenin Contours (10m interval) Preliminary Centerline2 Final Centerline 2 Preliminary Centerline1 Final Centerline1 Start and End N Figure (30) Final Centerlines of Alternatives Two and Three 82 4.6.1 General Design Considerations and Assumptions The contour map that was used in the study with 10m contour interval. This interval was not large enough to produce detailed geometric design of the generated highway alternatives. On the other hand, this study did not aim to design the cross section elements, such as travel lanes, median, or drainage facilities, because the main objective of this study is to select a proper route but not to design it in detail. Therefore, referring to Geometric Design of Nablus-Tubas Highway Study, which was done on a suggested highway between Nablus and Tubas, ROW and cross section elements were obtained (Gbr, Hassouneh, and Qanazei, 2004). These criteria, considerations, and assumptions were applicable for all alternatives generated in this application. Functional Classification The proposed highway is classified as a rural principal arterial. It is rural because it goes through rural areas and it is principal arterial because it connects between the two major cities of Nablus and Jenin with population more than 25,000 people, (Garber and Hoel, 2002). Right of Way Referring to the Geometric Design of Nablus-Tubas Highway Study the recommended ROW was 40m with width of paved area 24m, (Gbr, Hassouneh, and Qanazei, 2004). Paved area is divided as listed in Table(5). Table (5) The Cross-section Components Components Four Travel lanes Median Two Shoulders Total Width (m) 15 3 6 83 It should be noticed that 40 meters width is the minimum ROW that could increase to reach (84 m) depending on the cut and fill depth and on the side slopes as explained. Cut and Fill Depth For technical and economical reasons, maximum cut and fill depth is used as 30m (Gbr, Hassouneh, and Qanazei, 2004). Side Slopes According to AASHTO, it is recommended that side slopes for flat and rolling terrain to be (2:1) and (1:1.75) for steep terrain with cut and fill depth exceeds 6m, (AASHTO, 2001). In this study, a (2:1) slope was used as the general side slope for both cut and/or fill but it may reach a slope of (1:1) in some parts of designed alternatives, where steep slopes of topography are available. According to these conditions the minimum ROW equal 40m and the maximum ROW will reach 84m as illustrated in Figure (31). Design Speed Design speed is the selected speed to determine the various geometric features of the roadway and it depends on three factors (Garber and Hoel, 2002): 1. Functional classification of the highway. 2. Topography of the area in which the highway is located. 3. Land use of the adjacent area. 84 ROW=40m 1:11:1 30m 30m 30m 30m Paved Area=24m Max ROW= 84m Min ROW=40m CL Min ROW= 40m CL 2:1 2:1 Paved Area=24m a) Min ROW in Cut and Fill Case b) Max ROW in Cut Case Figure (31) ROW Cases 85 In this study, the proposed highway is classified as a rural principal arterial and the topography of the area, in which the highway is located, is rough, design speed for these conditions is normally ranged from 60 km/h to 120 km/h, (Garber and Lester, 2002). In this study, the speed used is 80 km/h due to the rough topography and high construction costs. 4.6.2 Horizontal Alignment Design The minimum radius of a horizontal curve depends on the design speed of the highway V, the superelevation e, and the coefficient of side friction fs, (AASHTO, 2001). This relationship is shown below: Rmin = V2 127(emax + fs) For the highway alternatives in this study, the design speed is 80 km/h, the selected maximum rate of super elevation emax=8%, and the side friction fs =0.14, so the minimum radius of curvature Rmin = 230 meters. 4.6.3 Vertical Alignment Design Sight Distance For the highway alternatives in this study, stopping sight distance is necessary to determine the length of vertical curve. PSD is not a criterion in this study because the highway alternatives are two lanes each direction. Grades Grades in rural arterial generally are in range of 4 % to 7 %, depending on the terrain classification (AASHTO, 2001). In the study area, very rough terrain is available, so there are grades more than 7 % and the maximum grade reach to 9 % in some parts of designed alternatives. 86 Minimum Length of Vertical Alignment Length of Vertical Alignment depends on the sight distance as shown in Table (6) below, (AASHTO, 2001). Table (6) Equations for the Minimum Length of Crest and Sag Vertical Curve Curve Type Minimum Length Equation S>L S